Commonwealth v. Simione

291 A.2d 764, 447 Pa. 473, 1972 Pa. LEXIS 555
CourtSupreme Court of Pennsylvania
DecidedApril 20, 1972
DocketAppeal, 481
StatusPublished
Cited by75 cases

This text of 291 A.2d 764 (Commonwealth v. Simione) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Simione, 291 A.2d 764, 447 Pa. 473, 1972 Pa. LEXIS 555 (Pa. 1972).

Opinions

Opinion by

Mr. Justice Roberts,

Appellant Frank P. Simione was convicted, after trial by jury in the Lancaster County Common Pleas Court, for violation of Section 4(q) of The Drug, De[475]*475vice and Cosmetic Act.1 He was sentenced to two to five years imprisonment. Tlie Superior Court affirmed the judgment of sentence by a per curiam order, with Judges Hoffman and Cercone joining Judge Spaulding’s dissenting opinion. Commonwealth v. Simione, 218 Pa. Superior Ct. 80, 274 A. 2d 541 (1970). Subsequently this Court granted allocatur. We agree with appellant that the Commonwealth’s evidence was insufficient as a matter of law to establish that he “sold” a narcotic drug. Accordingly we reverse the judgment of sentence.2

The facts of this case are well-summarized in the dissenting opinion in the Superior Court. “At the trial the Commonwealth presented evidence to the effect that one Paul Guy had persuaded appellant to arrange the sale of a quantity of hashish through a third party, James Heisey. Guy testified that the alleged transaction took place in the kitchen of his apartment and that he, appellant, and Heisey Avere all present. Guy stated that he gave a twenty-dollar bill to the appellant who then handed the money to Heisey. Heisey accepted tlie money and gave the gram of hashish and five dollars in change to appellant Avho in turn gave the hashish and change to Guy. Guy readily admitted that he had sought out appellant for the sole purpose of making such a purchase and that he was in fact employed as an undercover agent of the Pennsylvania State Police.”3

[476]*476The indictment returned by the grand jury accused appellant in language nearly identical to that of Section 4(q) of The Drug, Device and Cosmetic Act.4 The indictment alleged that appellant “did possess, control, deal in, dispense, sell, deliver, distribute or traffic in a narcotic drug: to.wit: Hashish.”

However, appellant moved for and obtained a bill of particulars.5 This bill, as is conceded by the Commonwealth, specifically set forth that appellant “was charged with the sale of hashish. The case was presented and argued to the jury on the basis that Simione was either guilty of a sale or nothing, and the Court’s charge left no room for doubt concerning the nature of the offense charged.”6

The Commonwealth’s description of the bill of particulars and the judge’s charge is thoroughly substantiated by the record in this case. The bill of particulars, after setting forth that defendant was charged with a violation of Section 4(q) of The Drug, Device and Cosmetic Act, and quoting the words of that section, went on to specify: “The facts upon which this prosecution are [sic] based are that Frank Peter Simione sold one gram of hashish, a compound or derivative of marihuana, a narcotic drug, to Paul L. Guy. The offense occurred on November 25, 1968 at 324 Front Street, Marietta, Lancaster County, Pennsylvania. The parties involved in the crime were Frank Peter Simione, who sold the hashish to Paul L. Guy, and James Martin Heisey, who participated in the sale.” (Emphasis added.) Furthermore, the trial judge in his charge to [477]*477the jury framed the issue to be decided as follows: “The issue here couldn’t be any more nmrow. The question is, did this Defendant sell hashish to Paul Lay-ton Guy. It is just as simple as that. It has taken us a long time to get to the point where we are now, and we are almost finished, to the point where your deliberation is. But everything that has gone on here is comparatively unimportant except the question, did this Defendmvt sell hashish to the young mem named Guy, and you folks are the ones that are going to have to decide that question of fact.” (Emphasis added.)

The function of a bill of particulars is to enable the accused to prepare for trial and to prevent surprise.7 Thus it has long been the law in Pennsylvania that the Commonwealth is restricted to proving what it has set forth in the bill.8 Since the bill alleged only that appellant had committed a “sale”, the Commonwealth, absent an amendment to the bill expressly allowed by the trial court, was limited to proving that appellant was guilty of a “sale”. The prosecution could not and in fact did not attempt to convict appellant by establishing that he had engaged in “possession, . . . dealing in, dispensing, . . . delivery, distribution, . . . [or] trafficking in . . . any dangerous or nar[478]*478cotic drug.”9 Thus by reviewing all of the evidence, and viewing the evidence in the light most favorable to the Commonwealth,10 we must determine whether the evidence was sufficient to establish that appellant “sold” a prohibited drug.

In Commonwealth v. Harvard, 356 Mass. 452, 253 N.E. 2d 346 (1969), the Supreme Court of Massachusetts was recently faced with a case whose facts were virtually identical with those of the case before us. In Harvard an undercover agent named Martin had persuaded the defendant to obtain some marihuana for him. The defendant introduced the agent to a third individual named Zacharo. The transfer of marihuana took place with the defendant standing between the agent’s car and Zacharo’s car. “[Defendant persuaded Zacharo to sell marihuana to Martin. Zacharo thereupon handed a plastic bag of marihuana to the defendant who passed it to Martin in Martin’s car. Martin then gave $15 to the defendant who passed it to Zacharo. There was no evidence that the defendant received any of the proceeds of the sale.” Id. at 454, 253 N.E. 2d at 347.

On these facts the Massachusetts Supreme Court concluded that the evidence was insufficient to warrant a conviction on an indictment charging a “sale” of marihuana. That court reasoned: “The record shows that the defendant facilitated an illegal sale by introducing a willing buyer and seller and by aiding in the physical transfer of drug and money. There is nothing to show that the defendant had any financial interest in the transaction, or was employed by the seller to promote sales.” Id. at 456, 253 N.E. 2d at 348.

[479]*479Under similar facts many other jurisdictions have held the prosecution’s evidence insufficient to establish a “sale”. For example, in People v. Branch, 13 A.D. 2d 714, 213 N.Y.S. 2d 535 (1961), the court held: “There was nothing in the evidence to show that the defendant had entered into a conspiracy with the vendor of the narcotics to engage in the selling of narcotics or that the defendant had acted in the transaction in any way as the agent of the vendor or on her behalf or that he was associated in any way with the enterprise of the vendor or that he had any personal or financial interest in bringing trade to her. The motion to dismiss the indictment should therefore have been granted. One who acts solely as the agent of the buyer cannot be convicted of the crime of selling narcotics. People v. Buster, 286 App. Div. 1141, 145 N.Y.S. 2d 437; People v. Pasquarello, 282 App. Div. 405, 123 N.Y.S. 2d 98, affirmed 306 N.Y. 759, 118 N.E. 2d 361. . . .” (Emphasis supplied.) To the same effect see Jones v. State, 481 P. 2d 169 (Okla. Ct. Crim. App. 1971); Durham v. State, 162 Tex. Cr. R. 25, 280 S.W. 2d 737 (1955); Smith v. State, 396 S.W. 2d 876 (Tex. Ct. Crim.

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Bluebook (online)
291 A.2d 764, 447 Pa. 473, 1972 Pa. LEXIS 555, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-simione-pa-1972.