Commonwealth v. Samuel

590 A.2d 1245, 527 Pa. 298, 1991 Pa. LEXIS 112
CourtSupreme Court of Pennsylvania
DecidedMay 8, 1991
Docket96 E.D. Appeal Docket 1990
StatusPublished
Cited by58 cases

This text of 590 A.2d 1245 (Commonwealth v. Samuel) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Samuel, 590 A.2d 1245, 527 Pa. 298, 1991 Pa. LEXIS 112 (Pa. 1991).

Opinions

OPINION OF THE COURT

CAPPY, Justice.

The primary issue presented in this case is whether the evidence was sufficient to support the conclusion drawn by the trial judge that the appellant forfeited his right to claim [301]*301self-defense1 by provoking the fatal encounter. The secondary issue presented is whether there was sufficient evidence to sustain the appellant’s conviction for possession of an instrument of crime. We find that the appellant’s actions did not constitute provocation as set forth in 18 Pa.C.S. § 505(b)(2)(i), and accordingly reverse the judgment of sentence. We also find insufficient evidence to support the conviction for possession of an instrument of crime, and reverse the judgment of sentence on that count, as well.

The events in question occurred on the evening of April 3, 1986 in the Philadelphia apartment of Yaffa and Richard Bregenzer. (Richard is the decedent). The couple’s stormy relationship, marked by numerous separations and continuous quarrels, had reached another impass that morning. Early in the day, Yaffa asked Richard, who had a history of drug and alcohol problems, to move out of the apartment until he “straightened up.” Sometime during the day, while Yaffa was at work, Richard removed his clothing from the apartment. Yaffa then requested that her brother, the appellant, move into the apartment, for the dual purpose of assisting her financially and discouraging, by his presence, Richard’s return.

The appellant arrived at the apartment between 7:00 and 7:30 p.m., with his clothing and a handgun. The gun was carried in a pouch, described as a twelve inch long cosmetic travel case with a zipper. Appellant always kept the gun at his place of business during the day, a family-owned automobile repair shop, and carried it home with him each evening. Shortly thereafter, Richard arrived unexpectedly at the apartment.

It was readily apparent to Yaffa that Richard was visibly intoxicated.2 Yaffa immediately confronted Richard in the living room, asking him to leave, and threatening to call the police if he refused. Appellant walked from the kitchen [302]*302area, where he had been seated, to stand beside Yaffa, and echoed her request that Richard vacate the premises. Richard indicated that he would not comply with the request that he leave, at which point appellant directed Yaffa to call the police. During this initial encounter appellant was holding the gun either under his shirt or at his side, in a manner visible to Richard.

Yaffa went into the kitchen and called the police. Richard ignored the request to leave, walked past the appellant and towards the bedrooms while cursing at the appellant. Appellant then went into the kitchen/dining area and sat down, placing the gun back in its pouch, and set it upon the table. Yaffa completed her call to the police and went to see what Richard was doing. Richard came towards her in the hallway between the bedrooms and the living room carrying a sawed-off shotgun. As she screamed, “he’s got the gun, he’s got the gun,” Richard pumped the cocking device, which loads a shell into the chamber. Appellant quickly entered the living room, holding his gun at his side. Richard pointed the shotgun at appellant and appellant fired three shots, two of which struck Richard in the chest.3

Yaffa immediately called the police.4 Appellant took the phone from his sister, identified himself and explained that he had shot Richard in self-defense. Richard was rushed to a hospital, where he died an hour later without regaining consciousness. While investigating the incident, the police determined that the shotgun was not loaded.

On April 4, 1986, the appellant was charged with the murder of Richard Bregenzer and with possessing an instrument of crime. The appellant entered a plea of not guilty, alleging justification on the dual basis of self-defense and defense of others. See 18 Pa.C.S. § 505 & § 506. [303]*303The case proceeded to trial without a jury on December 9, 1986. With the consent of appellant, adjudication was deferred until December 15, 1986. Appellant was found guilty of voluntary manslaughter5 and possessing instruments of a crime.6

A motion in arrest of judgment and a petition for a court en banc were promptly filed and denied. Appellant was sentenced on May 31, 1988 to five (5) to ten (10) years on the voluntary manslaughter charge and a concurrent term of one (1) to two (2) years on the remaining charge. In a memorandum opinion, a panel of the Superior Court, with one Judge dissenting, affirmed the judgment of sentence. 397 Pa.Super. 646, 571 A.2d 505. This Court granted the appellant’s Petition for Allowance of Appeal. We now reverse the judgment of sentence.

The appellant contends that the evidence was insufficient to sustain his conviction for voluntary manslaughter. He asserts that the evidence, taken in the light most favorable to the Commonwealth, establishes that his actions were legally justified under the principle of self defense and that he should have been found not guilty.

Where the defendant raises self-defense, the Commonwealth has the burden to disprove such a defense beyond a reasonable doubt. Commonwealth v. Upsher, 497 Pa. 621, 444 A.2d 90 (1982); Commonwealth v. Eberle, 474 Pa. 548, 379 A.2d 90 (1977).

In order to prevail on a theory of self defense, the defendant must establish that (a) he reasonably believed that he was in imminent danger of death or serious bodily injury and that it was necessary to use deadly force against the victim to prevent such harm; (b) that the defendant was free from fault in provoking the difficulty which culminated in the slaying; and (c) that the actor did not violate any duty to retreat. Commonwealth v. Butler, 516 Pa. 522, 533 A.2d 992 (1987).

[304]*304In finding the appellant guilty of voluntary manslaughter, the trial court held that the appellant’s belief that he fired the gun to defend himself was “unreasonable,” as appellant had provoked the fatal encounter by previously displaying his handgun to Richard.7 Thus, the appellant had failed to prove he was “free from fault,” precluding his reliance on the doctrine of self defense. The trial court stated in its opinion:

Even though the defendant may have acted to protect his sister his behaviour [sic] in arriving with a gun and displaying it was highly provocative and gave rise to the tragedy which unfolded. By his own action, the defendant effectively forfeited the defense of self-defense.

18 Pa.C.S. § 505(b)(2) addresses the issue of “provocation” in self defense and provides, in pertinent part:

(2) The use of deadly force is not justifiable under this section unless the actor believes that such force is necessary to protect himself against death, serious bodily injury, kidnapping or sexual intercourse compelled by force or threat; nor is it justifiable if:
(i) the actor, with the intent of causing death or serious bodily injury, provoked the use of force against himself in the same encounter;

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Cite This Page — Counsel Stack

Bluebook (online)
590 A.2d 1245, 527 Pa. 298, 1991 Pa. LEXIS 112, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-samuel-pa-1991.