Commonwealth v. Royster

572 A.2d 683, 524 Pa. 333
CourtSupreme Court of Pennsylvania
DecidedApril 12, 1990
Docket11 E.D. Appeal Docket 1989
StatusPublished
Cited by14 cases

This text of 572 A.2d 683 (Commonwealth v. Royster) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Royster, 572 A.2d 683, 524 Pa. 333 (Pa. 1990).

Opinions

OPINION

ZAPPALA, Justice.

This appeal raises two questions. The first is whether it is constitutional for Appellant to have his probation revoked and be sentenced to a term of imprisonment based on new charges that were ultimately dismissed. The second question is whether it is constitutional for a court to sentence Appellant to a term of imprisonment for a probation violation when the term of probation had expired. Both the Post Conviction Hearing Act (PCHA) court and Superior Court answered these questions in the affirmative. We granted review and now reverse.

On March 27, 1974, Appellant, Melvin Royster, was convicted of robbery, burglary and two firearms offenses following a bench trial before the Honorable Alex Bonavitacola of the Court of Common Pleas of Philadelphia County. [335]*335The same day, Appellant was sentenced to eleven and one-half to twenty-three months imprisonment for the robbery conviction and upon completion of that sentence to three concurrent terms of five years probation for the remaining counts.1

While serving his probationary sentence, Appellant was arrested on July 26, 1980 and charged with robbery, simple assault and attempted theft. A preliminary hearing was held on September 25, 1980 after which he was bound over for court on all the charges. The following month a probation detainer was filed against Appellant based on Judge Bonavitacola’s original sentence.2 The only basis noted in the Probation Department’s hearing summary filed in support of the detainer was the pending disposition of robbery charges against Appellant. No technical violation of probation was cited.

On June 26, 1981, Appellant was convicted on all the new charges before the Honorable Herbert R. Cain, sitting with[336]*336out a jury.3 Appellant timely filed post-verdict motions which were deferred pending completion of a pre-sentence report.

Notwithstanding the deferral of a ruling on the post-verdict motions, a violation of probation hearing was held on September 9, 1981 before Judge Bonavitacola. Appellant’s motion for a continuance based upon Judge Cain not having ruled on Appellant’s post-trial motions, was denied. The sole Commonwealth witness, Appellant’s probation officer, testified as to the procedural history of the case and that Appellant had been convicted on June 26, 1981 of new charges. N.T. 9-9-81 pp. 10-13. The trial court, assistant district attorney, and Appellant’s counsel also discussed on the record that in 1976 Appellant had been found to be in violation of probation although his probation was continued. N.T. 9-9-81 pp. 19-20; see also Note 2, supra. Based on the evidence presented, Appellant was found to be in violation of probation and thus his probation was revoked. Judge Bonavitacola sentenced him to three concurrent terms of imprisonment of one to five years.

Eight months after the probation revocation hearing, Judge Cain granted Appellant’s post-trial motion on double jeopardy grounds. Judge Cain then entered an order dated May 6, 1982 arresting judgment on Appellant’s 1981 convictions. The Commonwealth took no appeal.

On September 19, 1985, Appellant filed a petition for relief under the Post Conviction Hearing Act, (PCHA) 42 Pa.C.S. § 9541 et seq.4 Following an evidentiary hearing, the PCHA court denied Appellant’s petition. Appeal was taken to Superior Court which affirmed the PCHA court’s order. 549 A.2d 1343.

[337]*337Appellant’s first contention is that it was unconstitutional for him to be found in violation of probation and sentenced to prison where the charges constituting the violation were ultimately dismissed.

Superior Court, relying on our decision in Commonwealth v. Kates, 452 Pa. 102, 305 A.2d 701 (1973), and also citing to Commonwealth v. Fleeger, 292 Pa.Super. 310, 437 A.2d 60 (1981), concluded that a defendant may have his/her probation revoked based upon the existence of charges being brought, even though subsequently the person is acquitted of those charges. Although recognizing that Appellant’s conviction on the new charges was dismissed, Superior Court found that the circumstances surrounding his arrest were discussed before the trial judge at the violation of probation hearing. The court, therefore, concluded that the trial judge was presented with ample evidence to establish that Appellant’s term of probation was not effective in rehabilitating and deterring Appellant against further antisocial conduct. Additionally, Superior Court noted that Judge Cain’s order arresting judgment on Appellant’s 1981 convictions was based not on a finding that the evidence was insufficient to establish that Appellant committed the criminal acts charged, but solely upon double jeopardy grounds. Superior Court Memorandum Opinion pp. 2-4. This analysis is fatally flawed because it ignores our decision in Commonwealth v. Brown, 503 Pa. 514, 469 A.2d 1371 (1983).

In Brown, the Commonwealth instituted proceedings for revocation of defendant’s probation based on charges of which he had been acquitted. The trial court revoked defendant’s probation and he appealed. Superior Court affirmed the trial court’s order. After granting appeal and hearing argument, we held that the probation revocation court was barred by collateral estoppel from returning a finding of probation revocation based upon defendant’s alleged participation in a crime where the probation revocation hearing was deferred until after trial of the criminal case which resulted in an acquittal.

[338]*338Mr. Justice (now Chief Justice) Nix writing for the Court in Brown, rejected the Commonwealth’s argument that we would be justified in ignoring applicability of the collateral estoppel rule even though both proceedings share the identical ultimate issue of fact since the purposes sought to be achieved in a revocation of probation hearing are different from those sought to be obtained in the trial of the substantive offense. It was reasoned that

In both proceedings the sanction of loss of liberty is involved. Where, as here, the sole basis offered for the violation of probation is the commission of a subsequent offense, the threshold issue in both proceedings is exactly the same, i.e., did the probationer commit the offense. Pertinent is an observation made in United States ex rel Burgess v. Lindsey, 395 F.Supp. 404, 410
(E.D.Pa.1975) discussing an analogous matter:
When the Board is called upon to deal with a parolee whose only alleged parole violation is the commission of a new crime, however, its role changes significantly. No longer is it the finder of fact. Indeed, at the first stage of the final revocation process, it is not a finder of fact at all. The crucial and “wholly retrospective factual question” that must be answered, Morrissey v. Brewer, supra, 408 U.S. [471] at 479, 92 S.Ct. 2593 [at 2599, 33 L.Ed.2d 484 (1972) ] is whether a parolee has in fact committed a new crime. The Board does not answer that question; the criminal justice system does____
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Commonwealth v. Royster
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572 A.2d 683, 524 Pa. 333, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-royster-pa-1990.