Commonwealth v. Rank

459 A.2d 369, 312 Pa. Super. 572, 1983 Pa. Super. LEXIS 2980
CourtSuperior Court of Pennsylvania
DecidedApril 15, 1983
Docket253
StatusPublished
Cited by7 cases

This text of 459 A.2d 369 (Commonwealth v. Rank) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Rank, 459 A.2d 369, 312 Pa. Super. 572, 1983 Pa. Super. LEXIS 2980 (Pa. Ct. App. 1983).

Opinion

*574 PRICE, Judge:

This is an appeal from an order of the Court of Common Pleas of Dauphin County refusing to grant expungement of an arrest record. The procedural history and facts relevant to the issues on appeal are as follows.

Appellant was arrested and charged with the March 22, 1979 murder of an elderly Gratz woman who was found dead in her home after being brutally beaten. Cause of death was fixed as strangulation.

At trial, both the Commonwealth and appellant presented fingerprint experts and appellant took the stand to offer explanation for the presence of his fingerprints at two places in the victim’s residence. After approximately a week and a half long jury trial (The Honorable John C. Dowling, presiding) the jury returned a verdict of not guilty on September 19, 1979. Appellant then proceeded to file a petition to expunge his criminal record. A hearing was held before Judge Dowling on November 20, 1979. The petition was denied on November 27, 1979. This appeal followed.

There is only one viable issue presented to us in this appeal, and that is whether the trial court erred in imposing upon appellant the burden of affirmatively demonstrating his non-culpability and undertaking an independent evaluation of the trial evidence in the murder charge for which he was tried after he had been found not guilty by a jury.

The right of an accused to seek expungement of an arrest record is an adjunct of due process. “[A]n innocent individual has a right to be free from unwarranted punishment, a court has the authority to remedy the denial of that right by ordering expungement of the arrest record.” Commonwealth v. Malone, 244 Pa.Superior Ct. 62, 366 A.2d 584 (1976). In Commonwealth v. Mueller, 258 Pa.Superior Ct. 219, 392 A.2d 763 (1978), we fashioned a two-prong standard to be implemented by hearing judges in expungement proceedings:

Accordingly, where the record shows that the Commonwealth made out a prima facie case of guilt on the part of *575 an accused, he will then have the burden to affirmatively demonstrate non-culpability at a hearing, otherwise his petition to expunge will be denied. If, however, such a showing is made, the court must weigh the Commonwealth’s interest in retaining [petitioner’s] arrest record against [petitioner’s] interest in being free from whatever disabilities the record may create.

Id., 258 Pa.Superior at 223, 392 A.2d at 765.

The application of the Mueller test was recently narrowed, however, in the en banc decision of Commonwealth v. Capone, 282 Pa.Superior Ct. 458, 422 A.2d 1383 (1980). Therein we distinguished Mueller factually on the grounds that although the Commonwealth presented a prima facie case against the accused at a preliminary hearing the charges were dismissed on Rule 1100 grounds, i.e., procedural grounds. In that instance the burden to demonstrate nonculpability at an expungement hearing was properly placed on the accused. However, the court in Capone, supra, stated that when dismissal is by virtue of acquittal on the merits by a jury and not a procedural rule, the standard must be different:

One of the basic tenets of our system of criminal justice is that the accused is presumed innocent until proven guilty beyond a reasonable doubt. We, therefore, refuse to impose upon the appellant the burden of proving his innocence subsequent to acquittal by requiring him to show non-culpability in an expungement proceeding. We will not, nor will we permit the trial court to engage in an independent evaluation of the evidence presented at trial.

Id., 282 Pa.Superior at 461, 422 A.2d at 1385.

In re Haefner, 291 Pa.Superior Ct. 604, 436 A.2d 665 (1981), followed the authority in Capone when appellant appealed a denial of expungement after the jury could not reach a verdict and the trial judge declared a mistrial: “Thus, the prosecution of appellant was terminated because the Commonwealth was unable to produce sufficient evidence to convince a jury of his peers of his guilt beyond a reasonable doubt and a second trial was constitutionally *576 prohibited. We therefore ... refuse to impose the burden of showing nonculpability upon the appellant.” Haefner, supra, 291 Pa.Superior at 607, 436 A.2d at 666.

Likewise, the instant case must be governed by Capone. At the expungement hearing, appellant argued vigorously that his acquittal by the jury should have removed his burden to once again prove nonculpability. Judge Dowling, however, agreed with the Commonwealth that since a prima facie case was established against appellant the ruling in Chase v. King, 267 Pa.Superior Ct. 498, 406 A.2d 1388 (1979) governed. In Chase, a panel from our court applied the Mueller two-pronged standard to a case where a prima facie case of theft was made against the accused but a jury found him not guilty. The denial of expungement was affirmed because the appellant “failed to demonstrate affirmatively a lack of culpability or a mistaken arrest. His evidence demonstrated only that he had been exonerated of the charge by a jury which had not been convinced of his guilt beyond a reasonable doubt.” Chase, supra, 267 Pa. Super. at 502, 406 A.2d at 1390.

The authority of Chase, supra, however, must now be viewed in light of the en banc decision in Capone, supra. We find, therefore, that the holding in Capone must govern the present appeal and we must agree with appellant’s argument that the lower court erred in requiring that appellant prove his non-culpability and in its independent evaluation of the trial evidence.

While Capone, supra, did make it clear that the Mueller, supra, standard was revised when the accused had been acquitted by a jury, it did not discard Mueller’s and Malone’s, supra, requirement that the court balance the Commonwealth’s interest in retaining appellant’s arrest record against appellant’s interest in being free from whatever disabilities the record may create. “[T]he court must balance the competing interests involved and resolve each case on its own facts.” Commonwealth v. Malone, 244 Pa.Superior Ct. 62, 70, 366 A.2d 584, 589 (1976). The *577 Commonwealth has the burden of presenting compelling evidence to justify the retention of an arrest record. Commonwealth v. Rose, 263 Pa.Superior Ct.

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Bluebook (online)
459 A.2d 369, 312 Pa. Super. 572, 1983 Pa. Super. LEXIS 2980, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-rank-pasuperct-1983.