Commonwealth v. Phillips

655 S.W.2d 6, 1983 Ky. LEXIS 286
CourtKentucky Supreme Court
DecidedMay 11, 1983
StatusPublished
Cited by22 cases

This text of 655 S.W.2d 6 (Commonwealth v. Phillips) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Phillips, 655 S.W.2d 6, 1983 Ky. LEXIS 286 (Ky. 1983).

Opinions

STEPHENSON, Justice.

Keith Phillips was convicted of criminal syndication of theft by deception, KRS 506.-120, KRS 514.040, and sentenced to fifteen years’ imprisonment. The term of imprisonment was ordered to be served consecutively with the previous sentence being served by Phillips. The opinion of the Court of Appeals held that the evidence adduced at trial was sufficient to sustain a conviction for criminal syndication, but reversed the case for a new trial holding that Phillips was entitled to an accomplice instruction, RCr 9.62, and that the failure of the trial court to give this instruction constituted reversible error. Phillips moved for discretionary review asserting the evidence was insufficient to convict for the offense of criminal syndication. The Commonwealth moved for discretionary review, asserting that an accomplice instruction was not required for the reason that there was other evidence of guilt sufficient to convict without the accomplice testimony. We granted discretionary review to Phillips and to the Commonwealth. We reverse the decision of the Court of Appeals that Phillips is entitled to a new trial for failure to give the accomplice instruction. In all other respects we affirm.

Considering first the issue of the accomplice instruction, the Court of Appeals’ opinion relied upon Commonwealth v. Brown, Ky., 619 S.W.2d 699 (1981). We have reconsidered and overruled Brown in Murphy v. Commonwealth, Ky., 652 S.W.2d 69 (1983), and thus consider it unnecessary to delve in the evidence argument put forward by the Commonwealth. We are of the opinion Murphy is dispositive of this issue and reverse the decision of the Court of Appeals granting a new trial.

The criminal syndication statute is being considered by us for the first time and requires a detailing of the facts surrounding this incident. The General Assembly has provided for the offense of criminal syndication in KRS 506.120, which in part states:

“(1) No person, with the purpose to establish or maintain a criminal syndicate or to facilitate any of its activities, shall do any of the following:
(a) Organize or participate in organizing a criminal syndicate or any of its activities;
(b) Provide material aid to a criminal syndicate or any of its activities, whether such aid is in the form of money or other property, or credit;
(c) Manage, supervise, or direct any of the activities of a criminal syndicate, at any level of responsibility;
(d) Knowingly furnish legal, accounting, or other managerial services to a criminal syndicate;
(e) Commit, or conspire to attempt to commit, or act as an accomplice in the commission of, any offense of a type in which a criminal syndicate engages on a continuing basis;
(3) As used in this section ‘criminal syndicate’ means five (5) or more persons collaborating to promote or engage in any of the following on a continuing basis:
c. Any theft offense as defined in KRS Chapter 514; ...”

By its terms this statute is what is popularly known as an anti-racketeering statute, providing for a more severe penalty for engaging in organized crime. This criminal syndication statute is generally the same as enacted in several other states.

With the terms of the statute in mind, we turn now to the facts adduced at trial.

While an inmate at LaGrange, Phillips engaged in a scheme whereby he would on the telephone pose as the credit manager for a J.C. Penney store and call in a customer credit application to the company’s regional office. The office would then give [8]*8Phillips an account number. While at La-Grange, Phillips used this scheme to procure an account number for Norris, a fellow inmate who later testified for the Commonwealth. Norris used the account number to order merchandise for himself and later to pay a debt owed to Arthur Ray Penrod. Norris in his testimony explained Phillips had told him how he learned to pose as a credit manager from a man identified only as Dave who supplied Phillips with updated information on J.C. Penney’s credit system.

Later Phillips and Norris were transferred to Eddyville where the charge account scheme was resumed. At this time a Gary Mayes was included. Phillips opened an account with Penney’s for a K.D. Osborne and charged merchandise which was sent to Gray Mayes.

Phillips obtained a credit card in the name of Max Rosenberg and another in the name of Whitely, which were found in the possession of Arthur Ray Penrod. Merchandise including a color television was found in Penrod’s possession. A letter from Penrod to Phillips refers to the use of the Max Rosenberg and K.D. Osborne cards.

Letters from Phillips to Norris, after Phillips’ arrest, discuss the case and persons Phillips fear will expose the syndicate. Norris is asked to call Myrna Shore and cautioned to silence.

Phillips, when arrested for the offenses, identified Myrna Shore (Phillips procured a fraudulent credit card for her) as one of the persons with whom he collaborated to receive merchandise purchased on the fraudulent credit card. Shore lived in California, and in California another individual named Vette was interested in setting up the scheme on a nationwide basis. Other names were mentioned as individuals approached to participate in the scheme.

Phillips made a complete confession; his confederate Norris testified for the Commonwealth; officials at the penitentiary taped numerous phone conversations from Phillips to Penney’s and to Shore in California. Letters from Phillips to Norris and Norris to Phillips were intercepted and used in evidence. The evidence from the taped telephone calls was that other individuals were solicited to use the fraudulent credit cards.

In his argument for reversal, Phillips asserts that the evidence is insufficient to convict in that the Commonwealth failed to prove that four or more individuals named in the proof collaborated with Phillips and each other on a continuing basis and that there is no showing that Phillips acted with “the purpose to establish a syndicate.”

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Commonwealth v. Phillips
655 S.W.2d 6 (Kentucky Supreme Court, 1983)

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Bluebook (online)
655 S.W.2d 6, 1983 Ky. LEXIS 286, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-phillips-ky-1983.