Commonwealth v. Ostrander

805 N.E.2d 497, 441 Mass. 344, 2004 Mass. LEXIS 149
CourtMassachusetts Supreme Judicial Court
DecidedMarch 30, 2004
StatusPublished
Cited by16 cases

This text of 805 N.E.2d 497 (Commonwealth v. Ostrander) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Ostrander, 805 N.E.2d 497, 441 Mass. 344, 2004 Mass. LEXIS 149 (Mass. 2004).

Opinion

Ireland, J.

A Superior Court jury convicted the defendant of five indictments charging forcible rape of a child under the age of sixteen years, and of seven indictments charging indecent assault and battery on a child under the age of fourteen years. The [345]*345victims were his two stepdaughters.1 Represented by new counsel on appeal, the defendant argues that the trial judge (1) violated his privilege against self-incrimination under the Federal and State Constitutions in allowing the Commonwealth’s motion to compel the defendant to submit to a psychological examination by an expert of the Commonwealth on the issues of the voluntariness of the defendant’s waiver of his Miranda rights and of his subsequent confession to police; and (2) violated the defendant’s privilege against self-incrimination under the Federal and State Constitutions by allowing, over objection, the Commonwealth’s expert witness to give opinion testimony that the defendant had the ability knowingly and intelligently to waive his Miranda rights, based on the defendant’s compelled communications to the expert. In addition, the defendant argues that he was prejudiced by the erroneous admission of hearsay evidence at trial. We granted the defendant’s application for direct appellate review. Because we conclude that there was no constitutional error in compelling the defendant to submit to a psychological examination by the Commonwealth’s expert and in allowing the Commonwealth’s expert to testify at trial based on that compelled communication, and that the judge did not abuse his discretion in admitting hearsay evidence at trial, we affirm the judgments of conviction.

Background.

1. Pretrial motions. Prior to trial, the defendant moved to suppress his confession and written statement on the ground that he did not make a knowing and intelligent waiver of his Miranda rights. At the evidentiary hearing on the motion, the Commonwealth called as witnesses Detective Robert Canale of the North Adams police department, Kelly Carnevale of the Department of Social Services (department), and Rebecca Maria Garcia, a social worker who had been working with the Ostrander family since May of 1998. Canale and Carnevale described the defendant’s demeanor as generally calm and cooperative when they first met with him at the family’s house and later at the police station, where he confessed to having sexually assaulted the two victims, whom we shall call Sarah [346]*346and Susan. The defendant was articulate and did not appear to be under the influence of any substances. Canale and Camevale also stated that prior to his confession, the defendant was read the Miranda warnings three times and appeared to understand them. Garcia testified that the defendant was the “more capable parent,” and essentially ran the household. She stated that she never had trouble understanding the defendant, that he appeared to understand her, was responsive, had a good memory and an appropriate vocabulary, and was cooperative.

The defendant called Dr. Paul Spiers, a neuropsychologist, to testify. Dr. Spiers stated that he administered a series of mental ability tests on the defendant and reviewed various records, including police reports, grand jury minutes, and the defendant’s school and mental health records. Dr. Spiers diagnosed the defendant as being mentally retarded, having a “full scale [intelligence quotient or] IQ of sixty-five,”2 and opined that the defendant’s waiver of his Miranda rights was not voluntary because the defendant did not have “an adequate understanding” of those rights. The judge found that “the Commonwealth has proven, beyond a reasonable doubt, in the totality of the circumstances, including, in particular, the [defendant's very limited intelligence, that he . . . has made a knowing, voluntary and intelligent waiver of [his] Miranda rights,” and denied the defendant’s motion to suppress. Commonwealth v. Medeiros, 395 Mass. 336, 347 (1985) (mentally deficient adult, or adult with “subnormal intelligence,” may effectively waive Miranda rights and render “voluntary, knowing, and admissible confession”). See Commonwealth v. Jackson, 432 Mass. 82, 86-87 (2000) (judge did not err in choosing to disbelieve testimony of defendant’s expert neuropsychologist that defendant had IQ of sixty-five and was thus incapable of “freely waiving his rights or freely communicating with the police,” and concluding that, in “the totality of the circumstances,” defendant’s waiver was valid). Cf. Commonwealth v. Rivera, post 358, 366 (2004) (defendant’s “detailed description of the murder and his attempts to cover-up the crime belies a person” suffering from mental illness).

[347]*347Thereafter, the Commonwealth filed a motion to compel the defendant to submit to a psychiatric examination. In the affidavit accompanying the motion, the Commonwealth represented that defense counsel intended to call Dr. Spiers to testify at trial concerning whether the defendant’s waiver of his Miranda rights was voluntary. The Commonwealth sought to have its own expert evaluate the defendant’s mental condition in order to rebut Dr. Spiers’s expected trial testimony on the subject. The judge allowed the motion.

2. The Commonwealth’s case. Based on the Commonwealth’s evidence, the jury could have found the following facts. In 1992, the defendant married a woman who had four daughters, including the victims, Sarah and Susan, by her former boy friend. In 1995, the defendant adopted all four children.

When Sarah was approximately four or six years old, she and Susan lived with their mother, two sisters, and the defendant in Vermont. Around that time, the defendant began to touch Sarah’s chest, buttocks, and vagina with his hands and penis. When Sarah was ten or eleven, the family moved to North Adams, Massachusetts, where the defendant continued to touch Sarah in the same manner. He also attempted to penetrate Sarah vaginally and anally with his penis, but she resisted. The defendant was able, however, to force his penis into her mouth many times. Sarah told the defendant several times to stop, but he said he was unable due to “hormones.”

While living in North Adams, the defendant also began sexually assaulting Susan, who was then eight years of age. He took off her clothes and touched her breasts and vagina with his hands, mouth, and penis. On many occasions, the defendant forced his penis into Susan’s vagina, anus, and mouth. When he ejaculated into Susan’s mouth, he told her to drink it. She asked him to stop and tried pushing him away, but to no avail.3

In May of 2000, the defendant moved out and began to live [348]*348with another woman. Susan then told her biological father that the defendant had been sexually assaulting her. As a result, the father telephoned the North Adams police department and Sarah and Susan’s aunt. On learning that Susan disclosed the abuse, Sarah told the aunt that the defendant had been sexually abusing her (Sarah) as well.

The department and the North Adams police department commenced an investigation. The girls separately spoke with the department’s investigator, Kelly Carnevale, and Detective Canale. While the investigators were at the house, the defendant arrived. After informing the defendant of the allegations of sexual abuse against him, Canale gave the defendant the Miranda warnings. The defendant denied the allegations.

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Bluebook (online)
805 N.E.2d 497, 441 Mass. 344, 2004 Mass. LEXIS 149, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-ostrander-mass-2004.