Commonwealth v. Montalvo

735 N.E.2d 391, 50 Mass. App. Ct. 85, 2000 Mass. App. LEXIS 763
CourtMassachusetts Appeals Court
DecidedSeptember 14, 2000
DocketNo. 98-P-1778
StatusPublished
Cited by9 cases

This text of 735 N.E.2d 391 (Commonwealth v. Montalvo) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Montalvo, 735 N.E.2d 391, 50 Mass. App. Ct. 85, 2000 Mass. App. LEXIS 763 (Mass. Ct. App. 2000).

Opinion

Kass, J.

In her charge to the jury describing the crime of exploiting a minor to distribute drugs, G. L. c. 94C, § 32K, the trial judge, over objection, instructed that the Commonwealth was not required to prove the defendant knew that the girl he was using to sell drugs was under age eighteen. In his appeal, the defendant, relying on Commonwealth v. Kirkpatrick, 44 Mass. App. Ct. 355, 357 (1998), cites that aspect of the judge’s charge as a primary error. The defendant was convicted of the exploitation count and was also convicted of unlawful distribution of marijuana (G. L. c. 94C, § 32C[o]), unlawful distribution of marijuana in a school zone (G. L. c. 94C, § 32J), and threatening to commit a crime against a person (G. L. c. 275, § 2). We affirm the judgments.

[86]*861. Facts. Taking the evidence in the light most favorable to the prosecution, Commonwealth v. Latimore, 378 Mass. 671, 677-678 (1979), the jury could have found as follows. On May 7, 1995, Claire,1 who was fourteen years old, while walking with a friend on Jacques Avenue in Worcester, heard the defendant, whom she knew, calling her name. She went over to him. The defendant gave her eight bags of marijuana and said, “Here hold this. If you can sell it, sell it.” Claire, who had declined a like proffer “once or twice” before, accepted the drugs.

Later that day, Claire, with friends, went to a shopping mall and was caught shoplifting a belt from a Filene’s Basement store. In connection with Claire’s petty theft (observed on a video surveillance system), a security officer had a saleswoman empty Claire’s pockets. That search produced not only the stolen belt but the eight bags of marijuana. On advice from an adult mentor that she might be in less trouble with the Juvenile Court if she explained how she had come by the marijuana, Claire, accompanied by the mentor and her mother, went to the police and gave a statement identifying the defendant as her source.

2. Defendant’s knowledge of Claire’s age. During the trial, the issue whether the defendant knew that Claire was younger than age eighteen came up in two contexts. First, the defendant moved for a required finding of not guilty on the charge of exploiting a minor to distribute drugs on the ground that the Commonwealth had failed to prove the defendant knew Claire was under age eighteen. The trial judge denied the motion. At the jury charge conference, the point came up again. Counsel for the defendant asked that the judge charge the jury that an element of the crime of exploiting a minor to distribute drugs was knowledge of the defendant that the minor was under age eighteen. The judge declined to so charge and, indeed, instructed the jury:

“[I]t is not required that the Commonwealth prove that the defendant knew that [Claire] was under eighteen years of age. It is sufficient if the Commonwealth proved that she was in fact under eighteen years of age at the time of the alleged crime.”

The governing statute, G. L. c. 94C, § 32K, added by St. 1990, c. 198, provides:

[87]*87“Any person who knowingly causes, induces or abets a person under the age of eighteen to distribute, dispense or possess with intent to distribute or dispense any controlled substance . . . shall be punished by imprisonment in the state prison for not less than five years nor more than fifteen years.”2

In Commonwealth v. Kirkpatrick, 44 Mass. App. Ct. at 357, the defense acknowledged the age of the youth involved — twelve years — and the age of the juvenile participant was not an issue in the case. We said by way of dictum, however, that § 32K “requires proof beyond a reasonable doubt that the defendant knew the person was under eighteen.” The Kirkpatrick opinion was published in 1998, three years after the trial in 1995 of Montalvo, the defendant in the case before us. In light of the statement in Kirkpatrick quoted above, the Commonwealth in the instant case has confessed error and has conceded that Montalvo is entitled to a new trial on the conviction of exploiting a minor.

The Commonwealth’s confession of error has heft, but does not relieve us of our duty to determine independently whether an error was, in fact, committed. Young v. United States, 315 U.S. 257, 258-259 (1942). Commonwealth v. Clark, 23 Mass. App. Ct. 375, 379 (1987). Commonwealth v. McClary, 33 Mass. App. Ct. 678, 686 n.6 (1992), cert, denied, 510 U.S. 975 (1993). As the question whether the prosecution must prove that the defendant knew the age of the juvenile participant is now squarely before the court, we reexamine what § 32K requires.

Generally, when age is a factor in an offense, the government is not required to prove that the offender knew the age of the person to whom age is relevant, whether that person be victim or collaborator. A notable example is the crime of statutory rape, G. L. c. 265, § 23. It is immaterial that the defendant reasonably thought the victim was sixteen or older. Commonwealth v. Miller, 385 Mass. 521, 522 (1982). The same is true of the related crime of indecent assault and battery on a child under the age of fourteen, G. L. c. 265, § 13B. Commonwealth v. Knap, 412 Mass. 712, 714-715 (1992). Similarly, scienter as to age is not an element of the offense of selling alcoholic beverages to a person under age twenty-one, G. L. [88]*88c. 138, § 34. Burlington Package Liquors, Inc. v. Alcoholic Bevs. Control Commn., 7 Mass. App. Ct. 186, 190 & n.7 (1979). Another example is unarmed robbery of a person over age sixty-five, G. L. c. 265, § 19(a). Commonwealth v. Smith, 44 Mass. App. Ct. 394, 396 (1998) (requires proof of victim’s age but not proof of defendant’s knowledge). The Commonwealth must present evidence of the victim’s age but need not prove the defendant knew the victim’s age. Commonwealth v. Pittman, 25 Mass. App. Ct. 25, 26-27 (1987).3

Structurally, there is a difference between the “no scienter” statutes we have enumerated and G. L. c. 94C, § 32K, the exploitation of a minor statute we have under examination. An example of the generic type of statute is G. L. c. 265, § 13B, which begins: “Whoever commits an indecent assault and battery on a child under the age of fourteen shall be punished . . . .” Section 32K of c. 94C begins: “Any person who knowingly causes, induces or abets a person under the age of eighteen to distribute . . . any controlled substance . . . shall be punished . . . .” The different ingredient is the adverb “knowingly.” As matter of grammar, “knowingly” modifies the verbs “causes, induces or abets” and does not modify the object of those words. Grammar is a useful but not infallible guide to statutory interpretation. 2A Singer, Sutherland Statutory Construction § 47.01 (6th ed. 2000). See Value Oil Co. v. Irvington, 152 N.J. Super. 354, 365 (1977), aff’d, 164 N.J. Super. 419 (1979). Here, however, comparison with other Massachusetts statutes illuminates the point. When the Legislature has wanted scienter about age to be an element of the offense, it has said so expressly. So, for example, G. L. c. 272, § 29 A (a), [89]

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Cite This Page — Counsel Stack

Bluebook (online)
735 N.E.2d 391, 50 Mass. App. Ct. 85, 2000 Mass. App. LEXIS 763, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-montalvo-massappct-2000.