Commonwealth v. Miranda

610 N.E.2d 964, 415 Mass. 1, 1993 Mass. LEXIS 741
CourtMassachusetts Supreme Judicial Court
DecidedApril 15, 1993
StatusPublished
Cited by11 cases

This text of 610 N.E.2d 964 (Commonwealth v. Miranda) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Miranda, 610 N.E.2d 964, 415 Mass. 1, 1993 Mass. LEXIS 741 (Mass. 1993).

Opinion

Lynch, J.

After jury verdicts of guilty of possession with intent to distribute cocaine on separate indictments, the defendant, Myles Miranda, appeals, arguing that the judge erred in denying his two pretrial motions to dismiss the indictments. In particular, the defendant contends that: (1) false testimony given during the first grand jury proceedings impaired the integrity of those proceedings, warranting dismissal of both counts of indictment no. 44070; and (2) it was error for the judge to reinstate count II of indictment no. 44070 three months after nolle prosequi had been entered on that indictment, irremediably tainting the trial of the other indictment. We granted the defendant’s application for direct appellate review. We conclude that the judge erred when he reinstated count II of indictment no. 44070, thereby prejudicing the defendant, and requiring reversal of the convictions.

The judge found the following facts in his memorandum and order on the defendant’s motion to dismiss. On November 7, 1989, Detective Robert Nolan of the Falmouth police department testified as the sole witness before the Barnstable County grand jury.1 His testimony was based on reports pre[3]*3pared by an undercover narcotics officer regarding the defendant’s involvement with narcotics transactions on May 26 and May 29, 1989. Detective Nolan inaccurately described the defendant’s involvement in the drug transaction on May 26, and misstated the amount of drugs sold on May 29.2 Subsequent to the detective’s testimony, the grand jury returned a two-count indictment, no. 44070, against the defendant, for possession with intent to distribute narcotics on May 26 and May 29, 1989.

On June 8, 1990, the defendant filed a motion to dismiss the indictment when he discovered discrepancies between Detective Nolan’s testimony and the underlying police report. On July 10, 1990, the Commonwealth obtained a curative indictment having represented the May 26, 1989, matter to the grand jury through testimony by the undercover narcotics officer. The grand jury returned a one-count indictment, no. 44362, for possession with jntent to distribute narcotics (cocaine) on May 26, 1989. When the defendant appeared in court on July 26, 1990, to answer to indictment no. 44362, his bail was transferred from indictment no. [4]*444070 to no. 44362. On August 16, 1990, the Commonwealth filed a nolie prosequi on indictment no. 44070, noting thereon that it was “superseded by indictment 44362.”3 Neither the document nor the cover letter made any reference to the separate counts of the indictment.

On November 8, 1990, the defendant appeared ready for trial on indictment no. 44362 when, by oral motion, the Commonwealth moved to vacate the nolie prosequi entered on count II of indictment no. 44070 claiming that it had been entered in error. The judge allowed the motion subject to a full hearing. After a hearing held on November 28, 1990, the judge denied both the defendant’s June 8, 1990, motion to dismiss, and his second motion to dismiss filed on November 26, 1990.

Ruling on the first motion to dismiss, the judge found that Detective Nolan’s error was an “innocent mistake that did not even relate to the indictment in issue.” Further, he ruled that the detective’s testimony was otherwise clear and adequate regarding the defendant’s activities on May 29, 1989, and the discrepancy in the amount of cocaine sold did not go to any essential element of the alleged crime. On the second motion to dismiss, the judge ruled that the nolle prosequi of the entire first indictment had been “a mistake, oversight, and unintended act.” Noting that the defendant had not asserted a double jeopardy claim, the judge determined that Mass. R. Crim. P. 42, 378 Mass. 919 (1979), permitted the judge, on the Commonwealth’s motion, to correct the errors in the record. After a trial conducted on indictment no. 44362, and the revived count II of indictment no. 44070, the jury found the defendant guilty. The defendant was sentenced to concurrent terms of from five to ten years at the Massachusetts Correctional Institution at Cedar Junction.

We turn first to the second motion to dismiss because this issue is dispositive of the appeal.

[5]*5Reinstatement of the nolle prossed indictment. The defendant contends that the judge erred in denying his second motion to dismiss and allowing the reinstatement of count II of the previously nolle prossed indictment. He argues that the action deprived him of his right to be free from criminal prosecution unless indicted by a grand jury. Connor v. Commonwealth, 363 Mass. 572, 576 (1973). The Commonwealth argues that the judge had authority to vacate the nolle prose-qui as a clerical error pursuant to Mass. R. Crim. P. 42. Commonwealth v. Mandile, 15 Mass. App. Ct. 83, 86 (1983). We conclude that it was error to reinstate the indictment.

“Clerical mistakes in judgments, orders, or other parts of the record and errors therein arising from oversight or omission may be corrected by the court at any time of its own initiative or on the motion of any party.” Mass. R. Crim. P. 42. Such mistakes, however, do not include or apply to the correction of errors of substance. See Commonwealth v. Snow, 269 Mass. 598, 609-610 (1930) (amendment that goes to matter of substance is unconstitutional and cannot be authorized); Commonwealth v. Layne, 25 Mass. App. Ct. 1, 3-4 (1987) (judge cannot correct a clerical mistake under rule 42 on the basis that record does not accurately reflect intent); Commonwealth v. Saya, 14 Mass. App. Ct. 509, 511 (1982) Gudge cannot amend or correct if it would cause a material change in substance or in essential element of crime); K.B. Smith, Criminal Practice and Procedure § 2466 (1983) (errors of substance such as an illegal sentence or improperly obtained conviction do not fall within purview of clerical errors); 8A Moore’s Federal Practice par. 36.02, at 36-1 — 36-3 & n.1 (2d ed. 1993) (correction or modification of sentence is not clerical mistake). Material or substantial errors are not ones of transcription, copying, or calculation, but are those that trample the defendant’s rightful expectations. United States v. Cina, 699 F.2d 853, 857 (7th Cir. 1983). Here the Commonwealth obtained a subsequent indictment, filed a nolle prosequi of the original indictment, transferred the defendant’s bail from the original to the sub[6]*6sequent indictment, and informed the defendant that trial would proceed on the subsequent indictment alone. A defendant has a right to be definitely informed of the charge against him in order to facilitate his ability to prepare a defense and in order to prevent his being taken by surprise at trial. It is palpably unfair for the Commonwealth to file a nolle prosequi on both counts of the original indictment, and then attempt to resurrect count II on the day of trial. In these circumstances more than the correction of a clerical error was at stake. The defendant has a rightful expectation that he would not be tried on the charges contained in the earlier indictment absent a new and proper indictment.

The Commonwealth’s reliance on Commonwealth v. Al-drich, 21 Mass. App. Ct. 221, 226 (1985), is misplaced.

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Bluebook (online)
610 N.E.2d 964, 415 Mass. 1, 1993 Mass. LEXIS 741, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-miranda-mass-1993.