Commonwealth v. Klein

509 N.E.2d 265, 400 Mass. 309, 1987 Mass. LEXIS 1364
CourtMassachusetts Supreme Judicial Court
DecidedJune 22, 1987
StatusPublished
Cited by15 cases

This text of 509 N.E.2d 265 (Commonwealth v. Klein) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Klein, 509 N.E.2d 265, 400 Mass. 309, 1987 Mass. LEXIS 1364 (Mass. 1987).

Opinions

Lynch, J.

After trial before a jury of six in District Court, the defendant appeals from her conviction of larceny by check, in violation of G. L. c. 266, § 37 (1984 ed.). She claims that the statute is unconstitutional and raises numerous other arguments for reversal of her conviction. We transferred the case to this court on our own motion. We affirm.

The charge stemmed from the defendant’s purchase on June 7, 1983, of $79.71 worth of merchandise from a Zayre department store by means of a check that was returned for lack of sufficient funds. The defendant waived her right to an initial bench trial in favor of a jury trial in the first instance.

On January 20, 1984, the scheduled trial date, the defendant chose to be represented by court-appointed counsel, an opportunity she had rejected at the time of arraignment. After appointment, counsel conferred with the defendant and the assistant district attorney regarding possible disposition of the case. The trial judge was then informed that the defendant would be willing to make restitution and to refrain from instituting a civil action against Zayre. On the basis of that representation [311]*311the judge continued the case without a finding, in accordance with the recommendation of the Commonwealth. Shortly thereafter the judge learned that the defendant intended to commence a civil action against Zayre. After conferring with defense counsel and the assistant district attorney, the judge ordered that the criminal complaint be restored to the trial list.

At trial, the defendant was again represented by counsel, although she initially requested to “proceed in a dual capacity” and declined her attorney’s assistance for the opening statement. The Commonwealth presented sufficient evidence to support her conviction.

1. On appeal, the defendant pro se argues that the judge’s revocation of his order continuing the case without a finding upon payment of restitution and execution of a release amounted to a denial of the defendant’s rights under the Massachusetts Declaration of Rights, arts. 11 and 12, and the Fourteenth Amendment to the United States Constitution. It is true that disposition of criminal cases conditioned on the execution of releases as to related civil claims has been deemed improper. See Foley v. Lowell Div. of the Dist. Court Dept., 398 Mass. 800 (1986); Enbinder v. Commonwealth, 368 Mass. 214, cert. denied, 423 U.S. 1024 (1975); Commonwealth v. Eaton, 11 Mass. App. Ct. 732 (1981). We were recently critical of a judge who, sua sponte, offered to dismiss a case if the defendant would execute a waiver of his civil claims. Foley v. Lowell Div. of the Dist. Ct., supra.

In those cases, however, the judge or prosecutor proposed that a release be executed in exchange for a dismissal or a prosecutor’s agreement to nolle prosequi. Here there is no evidence that the judge or prosecutor attempted to interfere with the defendant’s exercise of her right to file a civil action. The judge informed the defendant that she had “a right to proceed against Zayre’s and I would not interfere with that in any way, shape, or manner ... if that was your option then I won’t interfere with the option.” Of equal significance is the fact that the condition of a release was not imposed upon the defendant in the course of trial, against her wishes. The pro-[312]*312posai that she release her civil claims arose at the suggestion of, and on the recommendation of, her counsel in order to achieve an amicable disposition of the case.

The upshot of the judge’s rulings was that the defendant was afforded her right to a jury trial. The defendant cannot fairly argue that she was entitled to a dismissal as a matter of right.

2. The defendant also challenges the constitutionality of the statute governing larceny by check, G. L. c. 266, § 37.

General Laws c. 266, § 37, provides in relevant part: “Whoever, with intent to defraud, makes, draws, utters or delivers any check, draft or order for the payment of money upon any bank or other depositary, with knowledge that the maker or drawer has not sufficient funds or credit at such bank or other depositary for the payment of such instrument, although no express representation is made in reference thereto ... if money or property or services are obtained thereby shall be guilty of larceny.”

The statute further provides that: “As against the maker or drawer thereof, the making, drawing, uttering or delivery of such a check, draft or order, payment of which is refused by the drawee, shall be prima facie evidence of intent to defraud and of knowledge of insufficient funds in, or credit with, such bank or other depositary, unless the maker or drawer shall have paid the holder thereof the amount due thereon, together with all costs and protest fees, within two days after receiving notice that such check, draft or order has not been paid by the drawee.”

The defendant argues that the statute lacks the “[cjonstitu-tional requirements of structural soundness and specificity,” which we interpret as a claim that the statute is impermissibly vague. She also contends that the “operative fact” of failing to pay a check within two days of notice of dishonor also creates fatal ambiguity and vagueness.

The “operative fact” which must be found for conviction under the statute is not an omission, as the defendant laments, but the act of writing a check with knowledge of insufficient funds with intent to defraud. Failure to pay within two days [313]*313after notice of dishonor is not an element of the offense. The statute makes significant the failure to make full payment within two days of notice of dishonor only on the issue of fraudulent intent. See Commonwealth v. Dunnington, 390 Mass. 472 (1983); Commonwealth v. Solari, 12 Mass. App. Ct. 993 (1981).

The defendant’s further contention that the statute is vague as to the concurrence of the “acts and omissions [and] . . . culpable knowledge and intent” adds nothing. General Laws c. 266, § 37, renders a defendant guilty not for the bank’s acts but, rather, for the defendant’s use of the check to obtain money, property, or services with the knowledge of an insufficiency of funds and with a fraudulent intent.

The defendant’s remaining constitutionally based argument characterizes c. 266, § 37, as “overbroad” and its application as a violation of “equal protection.” She cites no case in support of this argument. The overbreadth doctrine is essentially a modification of traditional rules of standing and is applicable only to First Amendment claims. Broadrick v. Oklahoma, 413 U.S. 601, 612 (1973). We perceive no protected conduct to be implicated here. The statute in question simply imposes criminal liability for issuing a check with knowledge that the account on which it is drawn contains insufficient funds, and with an intent to defraud.

Although the defendant has used the words “equal protection,” she fails to raise an equal protection argument meriting our attention. We only note that the defendant has not established that a decision was made not to prosecute other offenders and that “failure to prosecute [other offenders] was either consistent or deliberate . . . and that the decision not to prosecute was based upon an impermissible classification such as race, religion, or sex” (citations omitted). Commonwealth v. Franklin,

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Cite This Page — Counsel Stack

Bluebook (online)
509 N.E.2d 265, 400 Mass. 309, 1987 Mass. LEXIS 1364, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-klein-mass-1987.