Commonwealth v. Katz

198 A.2d 570, 414 Pa. 108, 1964 Pa. LEXIS 529
CourtSupreme Court of Pennsylvania
DecidedMarch 20, 1964
DocketAppeal, 43
StatusPublished
Cited by3 cases

This text of 198 A.2d 570 (Commonwealth v. Katz) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Katz, 198 A.2d 570, 414 Pa. 108, 1964 Pa. LEXIS 529 (Pa. 1964).

Opinions

Opinion by

Mr. Justice Eagen,

This is an appeal from a sentence imposed after an adjudication of contempt of court.

The history of the case may be summarized thusly: In 1958, the appellant was tried in Allegheny County on several indictments charging bribery, corrupt solicitation and operation of a lottery. During the course of his testimony at trial, he indicated personal knowledge that a police officer, James, had collected protection money from one, Jack Rushlander, who was engaged in the operation of a lottery.

Rushlander was subsequently tried for bribery and corrupt solicitation. Appellant was subpoenaed and called as a Commonwealth witness. Aside from giving his name and address, he refused to answer all other submitted questions on the ground of self-incrimination. His counsel based the claim of self-incrimination on the fact that the appellant was then under indictment and awaiting trial in the federal courts for failure to pay the special tax, due under the federal wagering tax laws, and that the prosecution involved the same period of time encompassed within the questions directed to him. Also, that the appellant was then under arrest and awaiting state prosecution in Allegheny County for conspiracy and lottery during the year 1962. The court overruled his claim and directed him to answer. When he continued in his re[111]*111fusal, the adjudication of contempt was entered and a sentence followed of one year imprisonment, plus a fine of $1000.

The first question presented by this appeal is: Were appellant’s rights under Art. I, §9 of the Pennsylvania Constitution violated by the contempt conviction? We conclude not.

The particular article provides that an accused in a criminal prosecution “cannot be compelled to give evidence against himself.” This applies to witnesses as well as defendants: Snyder Appeal, 398 Pa. 237, 157 A. 2d 207 (1960). However, Art. Ill, §32 of the Pennsylvania Constitution modifies the above general immunity clause and provides: “Any person may be compelled to testify in any lawful investigation or judicial proceeding against any person who may be charged with having committed the offense of bribery or. corrupt. solicitation, or practices of solicitation, and shall not be permitted to withhold his testimony upon the ground that it may criminate himself or subject' him to public infamy; but such testimony shall not after-wards be used against him in any judicial proceedr ing . . . .”

. Under the last mentioned provision, the appellant could be compelled to testify concerning any knowledgeable facts concerning the bribery and corrupt solicitations . of James by Eushlander. This testimony was non-privileged. See, Rosenberg Appeal, 186 Pa. Superior Ct. 509, 142 A. 2d 449 (1958). This is the very purpose of this particular constitutional provision. See, Commonwealth v. Haines, 171 Pa. Superior Ct. 362, 90 A. 2d 842 (1952).

Appellant argues that because one inquiry dealt with something other than the offenses mentioned in Art. Ill, §32, that the adjudication of contempt must be reversed. We do not agree.

[112]*112It is true that one question directed to the appellant as a witness concerned his personal involvement in the operation of a lottery in the year 1957, and was not related to bribery and corrupt solicitation. His claim of privilege to this question should have been sustained and his refusal to answer it could not legally be the foundation of a contempt adjudication. However, two other specific questions' which he refused to answer dealt solely and directly with the alleged bribery and corrupt solicitation of James by Rushlander. To these questions, his claim of privilege was correctly overruled. His refusal to answer in this respect fully supports the adjudication. The fact that the trial court erroneously directed him to answer one improper question does not vitiate the legality of the adjudication.

The ruling in Rosenberg Appeal, supra, is not in conflict with the above conclusion. The circumstances involved are substantially different. In Rosenberg, the contempt was based on the refusal of a witness to follow the court’s direction to testify before a grand jury as to all matters then under investigation, which covered not only bribery and corrupt solicitation, but other criminal matters as well. In the hearing before the court, there was no inquiry into the specific questions which the witness refused to' answer. The court’s direction was to testify to all matters and to answer all questions indiscriminately. The record upon which the adjudication was founded was bare of any specific inquiries dealing exclusively with bribery and corrupt solicitation. Hence, the Superior Court properly reversed the conviction.

On the other hand, herein, the only issue on trial was the guilt or innocence of Rushlander of the offense of bribery and corrupt solicitation. More importantly, there were specific questions directed to the appellant which related exclusively to this crime.

[113]*113Nor are we convinced that appellant’s conviction constituted a denial of due process under the Fourteenth Amendment to the United States Constitution. We would agree that this were so if the judgment were based on his refusal to answer the question concerning his personal involvement in the operation of a lottery. But, as noted before, the adjudication is not sustained on this ground.

If answers were given to the questions dealing exclusively with Rushlander’s alleged bribery of James, it does not appear to us that serious prejudice would result therefrom to the appellant in the subsequent federal prosecution. But assuming this to be so, it was not a valid reason for his refusal to answer. The Supreme Court of the United States has ruled that federal constitutional rights of a witness are not violated when he is compelled to testify under immunity in a state court, despite the fact that he might subsequently be subject to prosecution on a related matter in the federal courts. See, Knapp v. Schweitzer, 357 U.S. 371, 78 S. Ct. 1302 (1958), and Cohen v. Hurley, 366 U.S. 117, 81 S. Ct. 954 (1961).

Appellant’s able counsel urges that we should in all fairness sustain the claim of privilege against federal incrimination. It is pointed out, that in Feldman v. United States, 322 U.S. 487, 64 S. Ct. 1082 (1944), and Mills v. State, 360 U.S. 230, 79 S. Ct. 980 (1959), it was held that a witness’s state court testimony, although compelled under an immunity statute, could be used against him in a federal prosecution. It is called to our attention that in view of this, some states have allowed the claim of privilege whenever the danger of federal prosecution is “probable” or “substantial and imminent.” See, People v. Den Uyl, 318 Mich. 645, 29 N.W. 2d 284 (1947) ; Commonwealth v. Rhine, 303 S.W. 2d 301 (Ky. 1957), and State v. Kelly, 71 So. 2d 887 (Fla. 1954). Also, that some other states in their [114]

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Related

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664 A.2d 957 (Supreme Court of Pennsylvania, 1995)
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273 A.2d 346 (Superior Court of Pennsylvania, 1970)
Commonwealth v. Katz
198 A.2d 570 (Supreme Court of Pennsylvania, 1964)

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198 A.2d 570, 414 Pa. 108, 1964 Pa. LEXIS 529, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-katz-pa-1964.