Commonwealth v. Kartell

11 Mass. L. Rptr. 225
CourtMassachusetts Superior Court
DecidedDecember 15, 1999
DocketNo. 9977CR655
StatusPublished
Cited by1 cases

This text of 11 Mass. L. Rptr. 225 (Commonwealth v. Kartell) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Kartell, 11 Mass. L. Rptr. 225 (Mass. Ct. App. 1999).

Opinion

Whitehead, J.

Introduction

The defendant, James Kartell, stands indicted on a charge of murder. It is alleged that he killed the paramour of his estranged wife. In anticipation of trial, the Commonwealth has subpoenaed records of psychological counselling which the defendant received from Michael Lawler, Ed.D., prior to the alleged crime. Doctor Lawler has moved to quash the subpoena on the ground that the records are subject to the mental [226]*226health counselor privilege established by G.L.c. 122, §172. The defendant has joined in the motion. The Court held an evidentiary hearing relative to the motion on September 22, 1999, October 7, 1999, and October 26, 1999. The following constitute the Court’s findings of fact, rulings of law and order on the motion.

Findings of Fact and Rulings of Law

The defendant has been married to Suzan Kamm for thirty-three years. The defendant is a physician. Doctor Kamm is a licensed independent clinical social worker. In August 1998, Dr. Kamm told the defendant that she had fallen in love with Janos Vajda, the alleged victim in this case, and that she wanted a divorce. The defendant countered by suggesting that he and Dr. Kamm undergo counselling. She agreed. Through her professional contacts, Dr. Kamm learned of Michael Lawler, who provides counselling services to couples. Commencing on August 18, 1998, the defendant and Dr. Kamm attended approximately 20-22 counselling sessions with Dr. Lawler. The purpose of those sessions with Dr. Lawler was to enable the couple to determine in which direction their relationship should head, ie., reconciliation or divorce. In addition, to the joint sessions, both the defendant and Dr. Kamm attended individual sessions with Dr. Lawler. As Dr. Kamm herself noted in her testimony at the motion hearing, individual sessions play a role in joint therapy. It is important that the therapist understand the issues facing each of the individuals, in order that he might appreciate the manner in which those issues bear on the problems existing between the couple.

During one of her individual meetings with Dr. Lawler, Dr. Kamm learned that he had obtained information about her which she felt that he was not authorized to have. On December 28, 1998, she terminated her therapy with Dr. Lawler. The evidence did not establish when, if ever, the defendant ceased his relationship with Dr. Lawler.

During the period of treatment with Dr. Lawler, both the defendant and Dr. Kamm understood that their communications with Dr. Lawler were confidential. It is Dr. Lawler’s records of those communications which the Commonwealth has subpoenaed. The motion to quash is based on the claim that Dr. Lawler is an “allied mental health and human services professional,” specifically, “a mental health counsellor,” and that, being given in confidence, the respective spouses’ communications with Dr. Lawler are therefore privileged.

General Laws c. 112, §172 provides that all communications between an “allied mental health or human services professional” and a client “shall be deemed to be confidential.” General Laws c. 112, §163 defines an “allied mental health and human services professional” as “a licensed marriage and family therapist, a licensed rehabilitation counsellor, a licensed educational psychologist or, a licensed mental health counselor.” In fact, Dr. Lawler holds himself out as a “licensed mental health counsellor.”

General Laws c. 112, §163 defines a “licensed mental health counselor” as “a person licensed or eligible for licensure under [G.L.c. 112, §165].” All parties stipulate that Dr. Lawler does not actually hold a license as a mental health counsellor issued by the Board of Registration of Allied Mental Health and Human Services Professionals. However, Dr. Lawler and the defendant contend that Dr. Lawler is “eligible for licensure.”

With respect to the criteria which one must meet in order to be “eligible for licensure,” G.L.c. 112, §165 provides, in relevant part, as follows:

The board may issue a license to an applicant as a . . . mental health counselor; provided, however, that each such applicant shall provide satisfactory evidence to the board that such applicant: (1) is of good moral character; (2) has not engaged or is not engaging in any practice or conduct which would be grounds for refusing to issue a license under section one hundred and sixty-nine; (3) demonstrates to the board, the successful completion of a masters degree in a relevant field from an educational institution licensed by the state in which it is located and meets national standards for granting of a masters degree with a subspecialization in . . . counseling, or a relevant subspecialization approved by the board. To be eligible for licensure, an applicant must have two additional years of supervised clinical experience in the relevant field in either a clinic or hospital licensed by the department of mental health or accredited by the Joint Commission on Accreditation of Hospitals or in an equivalent center or institute or under the direction of a supervisor approved by the board. For purposes of this clause, “Supervision” shall be defined as no less than two hundred hours of supervised clinical experience at least one hundred hours of which shall consist of individual supervision with a clinician who has expertise in . . . educational psychology, or counseling and who holds a masters degree in social work . . . educational psychology, counseling or an equivalent field or holds a doctorate degree in psychology, or a medical degree with a sub-specialization in psychiatry; (4) successfully passes a written or oral examination administered by the board to determine the applicant’s qualifications for licensure for each profession licensed pursuant to this section; and (5) individuals licensed under the provisions of this section will not be eligible to renew licenses issued pursuant to the provisions of section three of chapter eight hundred and eighteen of the acts of nineteen hundred and seventy-seven unless such individuals satisfy the requirements of section one hundred and thirty-one of chapter one hundred and twelve, except for successful completion of an examination.1

[227]*227General Laws c. 13, §90 provides that the Board “shall promulgate regulations which set forth education requirements necessary for a person to be licensed under the provisions of’ §165. Although §90 does not specifically empower the Board to regulate the supervised clinical experience requirement of §165, it does state that the Board “may, from time to time, adopt such rules and regulations as it deems necessary to carry out the performance of its duties.” Section 165, itself, does provide that the Board “shall promulgate rules and regulations specifying the qualifications of the supervising clinician.”

Pursuant to its rule-making authority, the Board has promulgated detailed rules and regulations concerning the education and supervised clinical experience requirements which one must meet before being eligible for licensure. Those regulations are codified in 262 C.M.R. 2.01. They are too extensive to quote or even summarize here. Notable, however, is the fact that, by way of the regulations, the Board has expanded the supervised clinical experience requirement from the statutorily mandated minimum of 200 hours to a minimum of 3,360 hours, and it has defined with greater particularity than the statute the nature of the required experience.

At this point, the Court notes as an aside that, during the motion hearing, Dr.

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Bluebook (online)
11 Mass. L. Rptr. 225, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-kartell-masssuperct-1999.