JUDGE LINDSAY
delivered the opinion oe the court.
Thomas C. Jones was indicted in the Franklin Criminal Court for usurping the office of clerk of the Court of Appeals. The indictment was founded upon the provisions of section 1, article 25, chapter 29, of the General Statutes, which is as follows, viz.: “ If any person shall usurp any office established by the constitution or laws of this commonwealth, or shall knowingly hold or pretend to exercise such office after his election or appointment thereto shall have been declared by a court of competent jurisdiction illegal or void, or after his term of office has constitutionally and legally expired, he shall [729] be guilty of a misdemeanor, and fined in a sum not less than five hundred nor more than fifteen hundred dollars.” The indictment contains two counts.
The first count charges that Jones, in June, 1869, since the adoption of the present constitution of Kentucky, accepted a challenge, sent to him by J. Hale, to fight a duel with deadly weapons, both parties at the time being citizens of Kentucky; that said acceptance disqualified Jones from holding office in Kentucky; and that he afterward did usurp and hold the office of clerk of the Court of Appeals in Franklin County.
The second count charges that Jones accepted the said challenge, and that he continued to hold and exercise the office of clerk of the Court of Appeals after his election had been declared illegal by a contesting board, duly and legally organized to try the question. It sets out in detail that said board, after due trial, found and decided that Jones did accept a challenge sent him by Hale, a citizen of Kentucky; that the acceptance was after the adoption of the present constitution; and that it took place in Daviess County. It is further averred that said board was a court of competent jurisdiction to inquire into and determine all these questions, and to declare the election under which Jones claims the office to be illegal and void; and that in the exercise of such jurisdiction and p.ower it did adjudge that Jones, by reason of the facts so found, was ineligible to the office; that his election was illegal and void, and that the office was vacant; and that, notwithstanding said judgment, Jones is knowingly and willfully holding and exercising the said office of clerk of the Court of Appeals.
To this indictment a demurrer was sustained. The prosecution was thereupon dismissed, and from the judgment of dismission the commonwealth prosecutes this appeal.
Section 1, article 8, of the constitution provides that “ members of the General Assembly, and all officers before they enter upon the execution of the duties of their respective offices, and [730] all members of the bar before they enter upon the practice of their profession, shall take the following oath or affirmation: “I do solemnly swear (or affirm, as the case may be) that I will support the constitution of the United States and the constitution of this state, and be faithful and true to the commonwealth of Kentucky so long as I continue a citizen thereof, and that I will faithfully execute, to the best of my abilities, the office of-according to law; and I do further solemnly swear (or affirm) that since the adoption of the present constitution I, being a citizen of this state, have not fought a duel with deadly weapons, within this state nor out of it, with a citizen of this state; nor have I sent or accepted a challenge to fight a duel with deadly weapons with a citizen of this state; nor have I acted as second in carrying a challenge, or aided or assisted any person thus offending, so help,me God.”
Sections 20 and 21 of the same article provide: 20. “Any person who shall after the adoption of this constitution, either directly or indirectly, give, accept, or knowingly carry a challenge to any person or persons to fight in single combat with a citizen of this state with any deadly weapon, either in ox-out of this state, shall be deprived of the right to hold any office of honor or px-ofit in this commonwealth, and shall be punished otherwise iix such maixner as the General Assembly may prescribe by law.” 21. “The governor shall have power, after five years from the tinxe of the offense, to pardon all persoixs who shall have in any wise participated in a duel, either as px-incipals, seconds, or otherwise, and to restore him or them to all the rights, privileges, aixd immunities to which he or they were entitled before such pax-ticipation; and upon the presentatioix of such pardoix the oath prescribed ixx the first section of this article shall be varied to suit the case.”
The indictment shows that Jones was elected clerk of the Court of Appeals at the August election, 1874; that the fact [731] of his election was duly certified by the board whose duty it was to compare the polls and canvass-the election returns; that he presented his certificate of election to the Court, of Appeals, and that he was inducted into office by being “ qualified and sworn as is prescribed by law;” and that after all this the contesting board rendered the judgment hereinbefore set out. It fails to show that Jones had ever been indicted, tried, and convicted of the offense of accepting a challenge to fight a duel with deadly weapons with a citizen of Kentucky, unless the finding and judgment of the contesting board can be treated as a conviction.
In support of the first count in the indictment it is argued that the ineligibility or disqualification for office prescribed by the constitution arises immediately out of the commission of either of the forbidden acts; that it attaches at once, and is in no wise dependent upon a judicial ascertainment of the existence of the disqualifying fact. If this be the true construction of section 20, article 8, of the constitution, it is self-executing. It defines in apt language a public offense, and prescribes a punishment therefor, which punishment is the deprivation of the offender “of the right to hold any office of honor or profit in this commonwealth.” It confers upon the General Assembly the power to inflict other punishment, but does not leave the infliction of the punishment prescribed by'the constitution to depend upon legislative action.
That the deprivation of the right to hold office is a punishment does not, in our opinion, admit of serious question.
“ The deprivation of any rights, civil or political, previously enjoyed may be punishment, the circumstances attending and the causes of the deprivation determining this fact. Disqualification from the pursuits of a lawful avocation or from positions of trust, or from the privilege of appearing in the courts or acting as an executor, administrator, or guardian, may also, and often has been, imposed as punishment. ....... [732] The theory upon which our political institutions rest is that all men have certain inalienable rights; that among these are life, liberty, and the pursuit of happiness; and that in the pursuit of happiness all avocations, all honors, all positions are alike open to every one, and that in the protection of these rights all are equal before the law. Any deprivation or suspension of any of these rights for past conduct is punishment, and can in no otherwise be defended.” (4 Wallace, 320-22.)
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JUDGE LINDSAY
delivered the opinion oe the court.
Thomas C. Jones was indicted in the Franklin Criminal Court for usurping the office of clerk of the Court of Appeals. The indictment was founded upon the provisions of section 1, article 25, chapter 29, of the General Statutes, which is as follows, viz.: “ If any person shall usurp any office established by the constitution or laws of this commonwealth, or shall knowingly hold or pretend to exercise such office after his election or appointment thereto shall have been declared by a court of competent jurisdiction illegal or void, or after his term of office has constitutionally and legally expired, he shall [729] be guilty of a misdemeanor, and fined in a sum not less than five hundred nor more than fifteen hundred dollars.” The indictment contains two counts.
The first count charges that Jones, in June, 1869, since the adoption of the present constitution of Kentucky, accepted a challenge, sent to him by J. Hale, to fight a duel with deadly weapons, both parties at the time being citizens of Kentucky; that said acceptance disqualified Jones from holding office in Kentucky; and that he afterward did usurp and hold the office of clerk of the Court of Appeals in Franklin County.
The second count charges that Jones accepted the said challenge, and that he continued to hold and exercise the office of clerk of the Court of Appeals after his election had been declared illegal by a contesting board, duly and legally organized to try the question. It sets out in detail that said board, after due trial, found and decided that Jones did accept a challenge sent him by Hale, a citizen of Kentucky; that the acceptance was after the adoption of the present constitution; and that it took place in Daviess County. It is further averred that said board was a court of competent jurisdiction to inquire into and determine all these questions, and to declare the election under which Jones claims the office to be illegal and void; and that in the exercise of such jurisdiction and p.ower it did adjudge that Jones, by reason of the facts so found, was ineligible to the office; that his election was illegal and void, and that the office was vacant; and that, notwithstanding said judgment, Jones is knowingly and willfully holding and exercising the said office of clerk of the Court of Appeals.
To this indictment a demurrer was sustained. The prosecution was thereupon dismissed, and from the judgment of dismission the commonwealth prosecutes this appeal.
Section 1, article 8, of the constitution provides that “ members of the General Assembly, and all officers before they enter upon the execution of the duties of their respective offices, and [730] all members of the bar before they enter upon the practice of their profession, shall take the following oath or affirmation: “I do solemnly swear (or affirm, as the case may be) that I will support the constitution of the United States and the constitution of this state, and be faithful and true to the commonwealth of Kentucky so long as I continue a citizen thereof, and that I will faithfully execute, to the best of my abilities, the office of-according to law; and I do further solemnly swear (or affirm) that since the adoption of the present constitution I, being a citizen of this state, have not fought a duel with deadly weapons, within this state nor out of it, with a citizen of this state; nor have I sent or accepted a challenge to fight a duel with deadly weapons with a citizen of this state; nor have I acted as second in carrying a challenge, or aided or assisted any person thus offending, so help,me God.”
Sections 20 and 21 of the same article provide: 20. “Any person who shall after the adoption of this constitution, either directly or indirectly, give, accept, or knowingly carry a challenge to any person or persons to fight in single combat with a citizen of this state with any deadly weapon, either in ox-out of this state, shall be deprived of the right to hold any office of honor or px-ofit in this commonwealth, and shall be punished otherwise iix such maixner as the General Assembly may prescribe by law.” 21. “The governor shall have power, after five years from the tinxe of the offense, to pardon all persoixs who shall have in any wise participated in a duel, either as px-incipals, seconds, or otherwise, and to restore him or them to all the rights, privileges, aixd immunities to which he or they were entitled before such pax-ticipation; and upon the presentatioix of such pardoix the oath prescribed ixx the first section of this article shall be varied to suit the case.”
The indictment shows that Jones was elected clerk of the Court of Appeals at the August election, 1874; that the fact [731] of his election was duly certified by the board whose duty it was to compare the polls and canvass-the election returns; that he presented his certificate of election to the Court, of Appeals, and that he was inducted into office by being “ qualified and sworn as is prescribed by law;” and that after all this the contesting board rendered the judgment hereinbefore set out. It fails to show that Jones had ever been indicted, tried, and convicted of the offense of accepting a challenge to fight a duel with deadly weapons with a citizen of Kentucky, unless the finding and judgment of the contesting board can be treated as a conviction.
In support of the first count in the indictment it is argued that the ineligibility or disqualification for office prescribed by the constitution arises immediately out of the commission of either of the forbidden acts; that it attaches at once, and is in no wise dependent upon a judicial ascertainment of the existence of the disqualifying fact. If this be the true construction of section 20, article 8, of the constitution, it is self-executing. It defines in apt language a public offense, and prescribes a punishment therefor, which punishment is the deprivation of the offender “of the right to hold any office of honor or profit in this commonwealth.” It confers upon the General Assembly the power to inflict other punishment, but does not leave the infliction of the punishment prescribed by'the constitution to depend upon legislative action.
That the deprivation of the right to hold office is a punishment does not, in our opinion, admit of serious question.
“ The deprivation of any rights, civil or political, previously enjoyed may be punishment, the circumstances attending and the causes of the deprivation determining this fact. Disqualification from the pursuits of a lawful avocation or from positions of trust, or from the privilege of appearing in the courts or acting as an executor, administrator, or guardian, may also, and often has been, imposed as punishment. ....... [732] The theory upon which our political institutions rest is that all men have certain inalienable rights; that among these are life, liberty, and the pursuit of happiness; and that in the pursuit of happiness all avocations, all honors, all positions are alike open to every one, and that in the protection of these rights all are equal before the law. Any deprivation or suspension of any of these rights for past conduct is punishment, and can in no otherwise be defended.” (4 Wallace, 320-22.)
In re Dorsey (7 Porter, Ala., 293) Justice Goldthwaite says, “I have omitted any argument to show that disqualification from office or from the pursuit of a lawful avocation is a punishment; that it is so is too evident to require any illustration. Indeed it may be questioned whether any ingenuity could devise any penalty which would operate more forcibly on society.” To the same effect is the case of Barker v. The People (3 Cowen, 686.)
Deprivation of the right to hold office was a common-law punishment. (4 Blackstone’s Commentaries, 44.) It was one of the punishments prescribed by the legislature of this state for the offense of dueling as early as the year 1799. (1 Stat. Laws, 579.)
In framing the constitution the convention did not propose to create a new offense nor to prescribe a new mode of punishment. The offense and the character of punishment prescribed had existed in Kentucky for ■ moré than fifty years before they received the recognition and approbation of the convention that framed and the people who ratified and adopted our present constitution. That dueling was understood to be a public offense, and the deprivation of the right to hold office a punishment, is manifest from the provisions of section 21, heretofore quoted in full. It is therein termed an offense, and the governor is authorized after a given time to pardon it, and to restore to the party who has offended all [733] the rights, privileges, and immunities to which he was entitled before participating in the forbidden act. It was argued by counsel that the pardon thus provided for relieves against the penalties provided by the statute alone, and that the constitutional disqualification or penalty must be relieved against by an express restoration of the forfeited rights, privileges, and immunities. We do not so construe the section. The statutory penalties might be relieved against under the general power of the governor to grant reprieves and pardons. The pardon he is here authorized to grant is intended to, and does of itself, restore the forfeited rights, privileges, and immunities. Hence the concluding sentence or clause, “And upon presentation of such pardon the oath prescribed in the first section of this article shall be varied to suit the case.”
. The commonwealth further insists that if the deprivation of the right to hold office be a punishment, it is not a criminal but a political punishment, inflicted because of the duelist having by his voluntary act unfitted himself for holding office. For the present we do not deem it necessary to inquire as to the distinction between criminal and political punishments. If section 20, article 8, of the constitution, defines a public offense, and prescribes as a punishment therefor the deprivation of the right to hold office, and was not intended to, and does not merely prescribe an ineligibility to office, our conclusion on this branch of the case will necessarily be the same, whether the punishment be criminal or political.
That the primary purpose of said section was not merely to prescribe qualifications, to fix disqualifications, and to define ineligibility to office has, as we think, already been made reasonably clear; but an examination of the peculiar language in which that section is couched, and a comparison of that language with that of other sections of the constitution, will still further strengthen that conclusion.
[734] The qualifications of members of the House of Representatives and of senators are prescribed by sections 4 and 16 of article 2 of the constitution, and sections 27 and 28 of the same article prescribe who shall not be “eligible” to the General Assembly, even though they may possess all the affirmative qualifications. Sections 4 and 16 of article 3 determine who may be governor and lieutenant-governor of the commonwealth, and articles 4 and 6 prescribe the qualifications of judges of the Court of Appeals, of the clerk of that court, of the judges of the circuit courts, of the Louisville Chancery Court, and of the county courts, and of all the executive and ministerial officers of the districts and counties of the state.
When mere temporary disqualifications for office, resulting from the voluntary, lawful, and in many instances the commendable act of the party, are defined, we find that the terms “eligible” and “ineligible” are always used as in the third-section of article 3, which provides that “the governor shall be ineligible for the succeeding four years after the expiration of the term for which he shall have been elected; ” and as in section 18, article 8, which declares that “no member of Congress nor person holding or, exei’cising any office of trust or profit under the United States, or either of them, or under any foreign power, shall be eligible as a member of the General Assembly of this commonwealth, or hold or exercise any office of trust or profit under the same.”
The giving, accepting, or knowingly carrying a challenge to fight a duel with deadly weapons with a citizen of this state was intended to do more than merely to render the guilty party ineligible to office, in the sense of the ineligibility contemplated in the provisions quoted and referred to. The convention and the people intended that such offenders should be permanently deprived of one of the attributes of citizenship. Therefore the words eligible arid ineligible are omitted from section 20 of article 8, and a term used which [735] has a fixed, determinate, and well-understood legal and constitutional signification.
Said section provides that the offender shall be “ deprived of the right to hold any office of honor or profit in this commonwealth,” which is in effect to dispossess him of a right which the Supreme Court of the United State's terms “inalienable” (4 Wallace, 321); to take from him “rights, privileges, and immunities” to which he had theretofore been entitled (sec. 21, art. 8, State Constitution); to strip him of one of the highest and most valued attributes of citizenship; and thus to inflict upon him that penalty which operates most forcibly upon society.
The word “deprived” is used in this section in the same sense in which it is used in section 12 of the bill of rights, and in the fifth article of amendment to the Federal constitution. If therefore the twentieth section of the eighth article of the constitution is to be construed as insisted on by the commonwealth’s counsel, it is a self-executing penal statute; it tries without accusation, hears and determines without proof or opportunity for defense, and imposes the penalty without notice to the culprit of his condemnation.
Such a statute is subversive of that clause of Magna Charta which declares, in relation to a freeman, “nor will we pass upon him nor condemn him but by the lawful judgment of his peers or by the law of the land;” and of the twelfth section of the bill of rights, which declares “ nor can he be deprived of his life, liberty, or property unless by the judgment of his peers or by the law of the land.”
If a rational construction, consistent with the principle of free government embodied in these declarations, can be given to said section, it will be preferred, not only because it will harmonize with our theory of government, but because it will leave unimpaired one of those venerable safeguards thrown around individual rights by our English ancestors, and which [736] has been re-asserted by the people of Kentucky in each and all of the three constitutions under which they have lived.
It is insisted that the intention that the constitutional provisions relating to dueling shall be self-enforcing is- manifested by the oath that all officers are required to take upon being inducted into office.
It is true that no person can enter upon the discharge of the duties of an office created by the constitution or laws of this state without first swearing or affirming that since the adoption of the present constitution he has not sent or accepted a challenge to fight a duel with deadly weapons with a citizen of this state, nor acted as second in carrying a challenge, or aided or assisted any person so offending; and it is equally true that to the extent that persons are prevented from standing for office, or from being inducted into office after election or appointment, on account of their inability or unwillingness to take this oath, the twentieth section is enforced without a resort to the ordinary tribunals of justice.
The original, and as yet the principal, object of official oat-hs is to require -from the person about to enter upon the discharge of the duties of a public trust a guaranty that he will be conscientious in the discharge of such duties- and faithful to the public obligations he is about to assume. Such oaths are not usually made the instruments or means of. inflicting punishments or forfeitures incurred on account of the commission of public offenses; and in every case in which they have operated to punish for past offenses they have been held void, upon the ground that they are ex post facto laws. (4 Wall. 319, 333.)
When they operate as a means of punishment as to future offenses they can be defended only upon the theory that the citizen takes his right to hold office under the constitution, coupled with the condition that he is willing and that he can conscientiously take the oath or affirmation therein prescribed. [737] Further than this the oath does not make the section under consideration self-executing. The doctrine announced in the case of Morgan v. Vance (4 Bush, 323) is not more comprehensive than we here state it. The intimation that thei’e are disqualifications for office depending upon acts and not upon conviction was extra-judicial. It illustrated no issue presented by the record, nor was it necessary or proper in view of the mandate of the court. It was not necessary to direct that Morgan should be allowed to amend his answer. The judgment against him was reversed because his answer was already good. Nor was it necessary to suggest to Vance to amend his petition. Its sufficiency had not been questioned, and there was no reason -why he should aver a fact that he could have proved without averring. The novel character of the mandate indicates that that case did not receive that serious consideration necessary to make it a controlling precedent upon a grave constitutional question.
Counsel for the commonwealth correctly says that there are but two modes in which the deprivation of the right to hold office can be made effectual—one by the act itself producing the deprivation; the other by a conviction of the offense in a criminal prosecution. The forcé of the suggestion following this statement of the case can not be questioned. Counsel says, “If the convention which framed the constitution intended to require conviction of the acts named in section 20, it would have been easy by the use of the word ‘conviction’ or ‘convicted,’ as they were used in sections 3 and 4 of the same article of the constitution, to have made that meaning clear and unequivocal.”
The mere omission of this word in this section raises at most but a presumption that it was intended that it should receive a construction different from those sections in which the word was used. To give to the omission greater weight than this “would be to suppose that the framers weighed only the [738] force of single words, as philologists or critics, and not whole clauses and objects, as statesmen and practical reasoners.” (Story on Constitutions, 454.)
Upon the other hand, if, instead of the phrase “shall be deprived,” the word “ineligible” or the phrase “shall not be eligible” had been used in section 20, some of the difficulties attending the argument to show that it is self-executing would have been obviated. We have already shown that the change of language or phraseology in this regard was deliberate and intentional, and that apt and appropriate words are used to show that participation in a duel between citizens of this state was intended to be treated as a public offense, and that the deprivation of the right to hold office is a penalty or punishment to be inflicted upon those who may be guilty of said offense.
Section 21 does not prove that section 20 is absolutely self-executing. As we have already shown, it is self-executing when the party admits his guilt, and can not therefore take the oath of office. In such a case the practical exclusion from office commences with the act; and as the governor can not relieve against it for five years, the limitation upon his power to pardon is made to commence from the time of the offense instead of from the time of the conviction.
We have been referred to no instance of a self-executing criminal statute, and, except as to forfeitures growing out of the violation of the revenue laws of the general government and of some of the states, wre have, with one or two exceptions, found none either in state constitutions or in legislative enactments, that have not been declared unenforceable. The supreme courts of Missouri and West Virginia upheld such statutes; but the decision of the first was reversed) and the doctrine of the last overruled by the Supreme Court of the United States. Besides this, their decisions were rendered at a time and under circumstances which rob them of the weight to which the opinions of those courts would otherwise be entitled.
[739] By the act of 1808 (2 Statute Laws, 1219) mulattoes and free negroes, were prohibited from immigrating to this state'. It was made the duty of the county court of any county into which any of these people should come to direct him or them to enter into recognizance with surety in the sum of five hundred dollars, conditioned that he would depart and remove without the limits of the state within twenty days thereafter and never more return; and if he failed to give the recognizance, the court was authorized and required to make an order; to be executed by the sheriff, for the immediate sale of the negro or mulatto so failing, for and during the term of one' year, etc.
This court in the case of Doram, &c. v. Commonwealth (1 Dana, 331) held that a proceeding under this act was in the nature of a prosecution by information for an offense against the commonwealth; that the penalty was a temporary disfranchisement of a freeman as a punishment for violating a public and economical law of the state; and declared that, inasmuch as it dispensed with a jury, it could not be constitutionally enforced.
In the case before us it is contended that a citizen may “be deprived” of “rights, privileges, and immunities,” which are by the Supreme Court of the United States classed among the inalienable rights of a freeman, not only without a trial by jury, but without a trial at all.
A case more similar to that under consideration is that of Gaines v. Buford (1 Dana, 481). In 1824 the legislature enacted that unless the owners of certain lands situate in the state should before the 1st day of August, 1825, make certain improvements, the title should' forfeit and immediately vest in the commonwealth, without judgment or office found. In passing upon this act Judge Nicholas said, “To enjoin what shall be done or what left undone, and to secure obedience to the injunction by prescribing appropriate penalties, belong [740] exclusively to legislation. To ascertain a violation of such injunction and inflict the penalty belongs to the judicial function.”
. “ So far as the act in question undertakes to divest Gaines of his title and vest it in the state, it is a legislative infliction of the penalty; it is an assumption to that extent of judicial magistracy without affording the accused the benefit of those forms and guards of trial which are his constitutional right wherever a citizen is sought to be punished,- either in his person or by forfeitures of his property, for alleged violations of the penal enactments of the state. The right to forfeit is merely an incident to the power to punish guilt. Without guilt the forfeiture can not be incurred. The guilt can not be ascertained by the legislature, nor otherwise than by a direct criminal procedure of some sort, and a judicial determination thereon.”
Apply this reasoning to the twentieth section of the eighth article of the constitution as construed by the commonwealth’s counsel, and it will be seen at once that the construction converts that section into a bill of pains and penalties, and thereby makes it repugnant to that clause of the Federal constitution which provides that “ no state shall pass any bill of attainder.” Judge Nicholas in the same case said, “A British act of parliament might declare that if certain individuals, or a class of individuals, failed to do a given act by a named day, they should be deemed to be and treated as convicted felons or traitors. Such an act comes precisely within the definition of a bill of attainder, and the English courts could enforce it without indictment or trial by jury.”
- This definition was quoted with apparent approval by the Supreme Court of the United States in the case of Cummings. A- slight transposition of the language used will show its striking application to the constitutional penal statute under consideration, as construed by the representative of the com[741] monwealth. Here it is insisted that Jones did a given act, criminal in its nature, and that therefore he should be deemed to be and treated as a convicted offender, and that the courts should enforce the prescribed penalty without indictment and without trial by jury.
' We can not believe that the convention and the people of the state intended that the section should be so construed as to make it conflict with the constitution of the United States, and to make it repugnant to that great underlying principle of the criminal and penal law, that every person shall be held and treated as innocent until his guilt is regularly and legally established. This conclusion is supported by the reasoning of this court in the case of Burkett v. McCarty.