Commonwealth v. Houck

948 A.2d 780, 596 Pa. 683, 2008 Pa. LEXIS 907
CourtSupreme Court of Pennsylvania
DecidedJune 16, 2008
Docket24 WAP 2007
StatusPublished
Cited by36 cases

This text of 948 A.2d 780 (Commonwealth v. Houck) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Houck, 948 A.2d 780, 596 Pa. 683, 2008 Pa. LEXIS 907 (Pa. 2008).

Opinions

OPINION

Justice BAER.

We granted review in this matter to consider whether a criminal defendant’s waiver of a jury trial can be rendered invalid when he is informed at a jury waiver colloquy of a range of sentences he could face if convicted which is shorter than the sentence he eventually receives. The Superior Court answered this question in the affirmative because the trial court informed the defendant, Randy James Houck (Appellee), of a range of sentences that was less than the sentence he received following his conviction. While we ultimately conclude that the validity of a defendant’s jury waiver can be compromised in certain contexts where a defendant is informed of a range of sentences that is shorter than the sentence later imposed, we also hold that, to be entitled to a remedy, a defendant must establish that he relied on the recitation of his sentence in making his decision to waive a jury trial. Because Appellee failed to demonstrate reliance in [686]*686this instance, we reverse the Superior Court to the extent it granted Appellee relief on his jury waiver claim.1

The facts of this case are relatively straightforward. On the night of October 24, 2001, a young woman (Victim) was walking from a bus stop to her parents’ home in McCandless Township when a man grabbed her by the neck and told her, “Don’t scream or I will kill you.” Due to the assailant’s tight grip, Victim was unable to breathe and lapsed into unconsciousness. Tr. Ct. Op. at 3. When Victim awoke later that night, she discovered that her pants and underwear were pulled down. In a state of panic, Victim immediately ran to a nearby house (the neighbors) and banged on the front door to request assistance. An ambulance was then summoned, which transported Victim to a nearby hospital.

While Victim was at the hospital, police were called to investigate the incident. At the crime scene, police discovered various personal items belonging to Victim strewn on the ground, as well as a used condom and a bottle of baby oil lying in the grass nearby. The police collected this evidence and submitted it to a crime lab for genetic testing. According to the record, Appellee was eventually identified as a suspect when a forensic science technician at the crime lab matched the sperm contained in the condom with Appellee’s DNA profile, which was found in the Combined DNA Indexing System (CODIS) database.2 In addition, these tests revealed that samples of genetic material taken from the outside of the condom matched DNA samples taken from Victim. Police then arrested Appellee and charged him with, inter alia, rape, [687]*687attempted rape, aggravated assault, terroristic threats, and two counts of indecent assault.3

Prior to trial, Appellee claims that a proposal was made that he be tried without a jury. Appellee’s Brief at 2; N.T. 2/17/04 at 9. Although the terms of this alleged proposal are not disclosed in the record or in his brief, it is undisputed that Appellee eventually agreed to waive his right to a jury trial and signed a written colloquy to that effect.4 The trial court then conducted an oral jury waiver colloquy during which the judge explained to Appellee the nature of a jury trial and the significance of waiving one’s right to a jury.5 Notably, the court related the contents of the bills of information and explained for each charge the maximum potential sentences generally applicable for each offense provided under 18 Pa. C.S.§§ 1103-04. N.T. 2/17/04 at 4-5.6-7

[688]*688At the conclusion of the oral colloquy, the Commonwealth sought to clarify Appellee’s potential sentence by stating on the record that if the maximum sentences provided under 18 Pa.C.S. §§ 1103-04 were imposed consecutively on all counts, it would result in an aggregate sentence of 34/2 to 69 years of imprisonment. N.T. 2/17/04 at 8-9. The Commonwealth’s attorney then stated, “... I don’t know if [the potential sentence] is part of the written colloquy or not....” Id. Relevant to the analysis that follows, Appellee’s counsel responded to the above statement by conceding that the length of Appellee’s possible sentence was not included in his written colloquy.8

The trial court ultimately accepted Appellee’s waiver and the case proceeded to a non-jury trial. During the ensuing proceedings, the Commonwealth presented the testimony of several witnesses, including Victim, the neighbors from whom [689]*689Victim sought assistance following the attack, and various forensic experts. The record indicates that the Commonwealth’s evidence tended to link Appellee’s DNA to the sperm found in the condom, while linking Victim’s DNA to the genetic material found on the outside of the condom. The Commonwealth’s evidence also suggested that Victim’s genetic material found on the condom could not have come from mere casual contact with her. The defense, in contrast, did not call any witnesses of its own or present other evidence at trial.

Appellee was found guilty of the aforementioned crimes and, shortly thereafter, he was designated a Sexually Violent Predator (SVP) pursuant to Pennsylvania’s Registration of Sexual Offenders Act (Megan’s Law II), 42 Pa.C.S. § 9791 et seq. Prior to sentencing, the Commonwealth filed a notice of intent to pursue the mandatory sentence enhancements provided under the recidivist statute, 42 Pa.C.S. § 9714.9 The court then held a sentencing hearing, during which Appellee’s attorney commented that the Commonwealth should have informed Appellee at the oral colloquy that it intended to pursue an enhanced penalty. N.T. 7/7/04 at 28. The court then entered an order imposing an enhanced sentence of 25 to 50 years of imprisonment for rape, and consecutive sentences of 10 to 20 years of imprisonment for aggravated assault, 1/é to 3 years of imprisonment for terroristic threats, and 1 to 2 years for [690]*690attempted rape. Super. Ct. Op. at 2. In total, Appellee received an aggregate sentence of 87^ to 75 years of imprisonment, which slightly exceeded the range of sentences recited at the oral colloquy.10

Appellee appealed to the Superior Court,11 arguing, inter alia, that his constitutional right to a jury trial and his due process rights were violated when he received a sentence in excess of the range recited by the trial court at the oral colloquy.12 In this regard, Appellee claimed that his waiver was involuntary because he was misled by the trial court into believing that his possible sentence would be shorter than was in fact the case. The trial court then issued an opinion stating that Appellee’s jury waiver was valid because there was no evidence Appellee had relied on the recitation of his sentence at the oral colloquy.

A three-judge panel of the Superior Court vacated Appellee’s judgment of sentence and remanded for resentencing in an unpublished memorandum decision. Before addressing Appellee’s jury waiver claim, however, the court initially observed that the trial court’s written sentencing order erroneously reflected a 1 to 2 year sentence of imprisonment for attempted rape instead of 30 to 60 months for indecent assault, which was the sentence recited by the judge at sentencing.

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Cite This Page — Counsel Stack

Bluebook (online)
948 A.2d 780, 596 Pa. 683, 2008 Pa. LEXIS 907, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-houck-pa-2008.