Commonwealth v. Galvin

779 N.E.2d 998, 56 Mass. App. Ct. 698, 2002 Mass. App. LEXIS 1511
CourtMassachusetts Appeals Court
DecidedDecember 11, 2002
DocketNo. 01-P-1454
StatusPublished
Cited by18 cases

This text of 779 N.E.2d 998 (Commonwealth v. Galvin) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Galvin, 779 N.E.2d 998, 56 Mass. App. Ct. 698, 2002 Mass. App. LEXIS 1511 (Mass. Ct. App. 2002).

Opinion

Grasso, J.

Defense counsel’s failure to request jury instructions on the use of nondeadly force in self-defense is the focal point of this appeal from the defendant’s conviction for assault and battery. The defendant contends that her conviction should be reversed because of counsel’s deficiency and because the Commonwealth presented insufficient evidence of an intentional striking to withstand a motion for a required finding of not guilty. We reject the sufficiency of the evidence argument. We agree, however, that the defendant’s conviction should be reversed because the judge erred in not instructing on self-defense and because this shortcoming gives rise to a substantial risk of a miscarriage of justice.

[699]*6991. The evidence as to self-defense. Self-defense is a jury determination when the evidence, viewed in the light most favorable to the defendant, is sufficient to raise a reasonable doubt upon the issue. See Commonwealth v. Maguire, 375 Mass. 768, 769 (1978); Commonwealth v. Epsom, 399 Mass. 254, 257 (1987). The evidence bearing upon self-defense may be contained in the Commonwealth’s case, the defendant’s case, or the two in combination. See Commonwealth v. Rodriguez, 370 Mass. 684, 688 n.5 (1976).

Here, the defendant testified to what occurred. Compare Commonwealth v. Toon, 55 Mass. App. Ct. 642, 651 (2002), and cases cited. In the light most favorable to the defendant, the evidence was as follows. On September 11, 2000, the defendant, who was separated from her husband, drove with their two small children to see him and bring him some mail. Neither she nor the children had seen him in some time. Her husband had been living with the complainant, John Henault, and his family at 132 Pine Street, Middleborough, since April of 2000, and had separate quarters in the lower level of the Henault residence.1 Prior to separating from her husband, the defendant had been a frequent visitor to the Henault residence.

En route, the defendant called her husband from her cellular telephone, but only made connection with his answering machine. Upon arriving in the driveway, the defendant observed her husband’s truck parked in the back yard some distance away. She stopped her vehicle where Henault was standing and asked if her husband was home. When Henault said “No,” the defendant responded that “his truck is here.” Henault replied that her husband was not there. The defendant believed Henault was lying. The defendant began to drive off, but remembered that she had brought her husband’s mail. Not observing Henault to be about, she left the children in the vehicle and walked to her husband’s truck. Without dallying, she jumped into the truck and threw the mail into the center console. As she proceeded back to her car, she noticed that the door to her husband’s living quarters was open. She thought she spied [700]*700someone inside and decided to see if her husband was, in fact, there.

The defendant proclaimed that as she walked toward her husband’s quarters, Henault suddenly attacked her from behind, slammed her in her back, and almost knocked her to the ground. She caught her balance, stood up, and asked him what he was doing. Henault responded by screaming profanities at her. Henault grabbed her in a hold with his foot against the back of her heel, one hand on her arm, and the other on the back of her neck. Her last recollection before blacking out was of Henault shoving her face to the ground. At no point that day did Henault ever ask her to leave.

Henault’s version was entirely different. The defendant would not leave despite his repeated admonitions. He became frustrated and grabbed her arm to remove her from his property when she was about four feet inside the house. The Commonwealth’s case was that the defendant had committed an assault and battery upon Henault when she clawed and scratched at him in response to her being stopped inside the house.

The evidence recounted was sufficient to warrant a jury instruction on the use of nondeadly force in self-defense, as it raised a reasonable doubt that the defendant (1) had a reasonable concern for her physical safety and (2) had no ability to retreat at the moment that Henault struck and grabbed her. See Commonwealth v. Bastarache, 382 Mass. 86, 105 & n.15 (1980). That a jury might well believe Henault and disbelieve the defendant is of no significance with regard to whether a self-defense instruction is warranted. See Commonwealth v. Pike, 428 Mass. 393, 395 (1998) (“In determining whether sufficient evidence of self-defense exists, all reasonable inferences should be resolved in favor of the defendant, and, no matter how incredible his testimony, that testimony must be treated as true”). Upon proper instruction, it would be for the jury to weigh credibility and decide whether the defendant’s striking and clawing of Henault, the basis of the alleged assault and battery, was a valid exercise of self-defense for which she should be acquitted; was not self-defense at all, see id. at 397-398; or was an excessive response in self-defense. See Commonwealth v. Harris, 376 Mass. 201, 208-209 (1978) and cases cited. See [701]*701also Commonwealth v. Toon, 55 Mass. App. Ct. at 645 n.4 (“Whether the defendant used no more force than was reasonably necessary in all the circumstances is, ‘ordinarily,’ a factual determination for the jury once the defendant properly invokes the privilege to use self-defense by raising a reasonable doubt as to the first and second components [of self-defense]”).

We recognize that a judge need not instruct regarding self-defense unless the evidence raises a reasonable doubt as to each of the predicate components (reasonable concern for personal safety; retreat or no reasonable avenue of escape; and no more force used than reasonably necessary in the circumstances). See Commonwealth v. Pike, 428 Mass. at 398-399. Compare Commonwealth v. Paton, 31 Mass. App. Ct. 460, 463-465 (1991) (judge not required to charge on self-defense, either upon request or sua sponte, where jury would be left to speculate on hypothesis not supported by evidence). We emphasize, however, that whether the evidence raises a reasonable doubt as to the predicates for self-defense is often a complex determination and that a trial judge should “err on the side of caution in determining that self-defense has been raised sufficiently to warrant an instruction.” Commonwealth v. Toon, 55 Mass. App. Ct. at 644.

Because there was an evidentiary basis for a self-defense instruction, the judge should have instructed the jury on self-defense, sua sponte, even absent a request by defense counsel. See Commonwealth v. Deagle, 10 Mass. App. Ct. 748, 751 (1980); Commonwealth v. Cromartie, 11 Mass. App. Ct. 1003, 1004-1005 (1981). Failure to do so was error, and, upon this record, gives rise to a substantial risk of a miscarriage of justice. See Commonwealth v. Alphas, 430 Mass. 8, 13 (1999).

Moreover, the impact of the error arising from the judge’s failure to instruct on self-defense was magnified when, at a brief charge conference, the judge indicated, sua sponte, that he was going to instruct the jury upon the law of defense of property.2 To this end, the judge instructed that “[i]f. . . a property owner . . „. tell[s] somebody who doesn’t have any [702]

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Bluebook (online)
779 N.E.2d 998, 56 Mass. App. Ct. 698, 2002 Mass. App. LEXIS 1511, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-galvin-massappct-2002.