Commonwealth v. Eck

605 A.2d 1248, 413 Pa. Super. 538, 1992 Pa. Super. LEXIS 1009
Superior Court of Pennsylvania·Decided March 30, 1992·No. 0426·Published·Cited by 35 cases

Opinion

ROWLEY, President Judge:

This is a timely appeal by Thomas Eck from a judgment of sentence imposed following his conviction of involuntary deviate sexual intercourse, indecent assault, and corruption of a minor. Having carefully reviewed the record and considered the arguments presented, we vacate the judgment of sentence and remand this case for a hearing, and either reinstatement of the judgment of sentence or a new trial.

The pertinent procedural history of this case is as follows: Appellant was charged with committing an act of oral intercourse upon his fifteen-year-old foster brother, T.H. (“the victim”), on November 9, 1986. Appellant was 23 years old at the time. Appellant’s trial counsel, Patrick J. O’Malia, filed a pretrial motion for discovery pursuant to Pa.R.Crim.P. 305 requesting, inter alia, the victim’s records that were in the possession of six child service or foster care agencies. These agencies are: the Office of Children, Youth and Families; Childline and Abuse Registry; Western Region Office of Children, Youth and Families; Pressley Ridge Youth Development Extension (PRYDE); Washington County Children and Youth Services; and Pressley Ridge School. Appellant requested the victim’s juvenile record, his school records including psychological evaluations, and information relating to the victim’s prior sexual conduct.

The trial court ordered the six agencies to produce their records for an in camera inspection by the court. PRYDE conceded that it had records of (1) psychiatric evaluations of *541 T.H., (2) T.H.’s progress reports, and (3) clinical consultations concerning T.H., but it objected to the order requiring their production. Appellant’s trial counsel then withdrew his request for PRYDE’s records, except those containing verbatim statements by the victim. Consequently, PRYDE submitted only those portions of its records containing verbatim statements by the victim concerning the November 9, 1986 incident. The trial court reviewed, in camera, the records submitted by the other five (5) agencies and discussed the contents of those records with appellant’s trial counsel. The trial court then gave appellant’s trial counsel documents containing the victim’s verbatim statements relating to the incident of November 9, 1986. However, appellant’s trial counsel was not permitted to view the remainder of the records that had been inspected by the trial court. The trial court did not place on the record any findings or conclusions concerning his in camera examination of the records.

Appellant also filed a motion in limine seeking to introduce, at trial, evidence of the victim’s prior sexual conduct. Specifically, appellant sought to introduce evidence that the victim had a juvenile record for performing oral intercourse on his five-year-old foster brother in a prior foster home. This evidence, appellant contended, would substantiate his defense that T.H. had fabricated the incident with appellant 1 and establish a motive for T.H.’s fabrication. The motion in limine was denied. The case proceeded to trial and appellant was found guilty of involuntary deviate sexual intercourse, indecent assault, and corruption of a minor. On October 29, 1987, after filing post-trial motions on behalf of appellant, Patrick J. O’Malia withdrew as appellant’s counsel, and Anthony M. Mariani entered his appear *542 anee as appellant’s new counsel. 2 After supplemental post-trial motions were filed and denied, the trial judge sentenced appellant to a term of imprisonment of eleven and one-half to twenty-three months imprisonment and a consecutive five-year term of probation for his conviction of involuntary deviate sexual intercourse. No further sentence was imposed for his conviction of corruption of a minor and indecent assault. After appellant’s motion to reconsider and/or modify sentence was denied, appellant filed the instant appeal from the judgment of sentence.

Appellant raises the following issues for our consideration: 1) whether the trial court erred by refusing to allow appellant or his counsel access to agency records; 2) whether the trial court erred in excluding evidence of the victim’s prior sexual conduct; 3) whether trial counsel was ineffective for modifying his discovery request; 4) whether trial counsel was ineffective for failing to introduce evidence of a confidentiality agreement between appellant’s parents and PRYDE; and 5) whether there was insufficient evidence of forcible compulsion. 3

I. ACCESS TO AGENCIES’ RECORDS

A. PRESERVATION

Appellant first argues that the trial court erred in not allowing appellant and/or appellant’s trial counsel to inspect the records of the five agencies. 4 The Commonwealth claims that appellant has failed to preserve this issue for appellate review. The Commonwealth first con *543 tends that appellant failed to preserve this issue because, prior to this appeal, he did not argue that denying his trial counsel access to the agencies’ records violated his rights of confrontation and compulsory process under the Pennsylvania Constitution. Instead, appellant requested permission to inspect and copy or photograph the records pursuant to Pa.R.Crim.P. 305. See Defendant’s Request for Informal Pretrial Discovery and Inspection Pursuant to Pa.R.Crim.P. Rule 305, 3/20/87. We conclude that, by requesting to inspect and photocopy these records in his Rule 305 discovery motion and by arguing, in his post-trial motions, that the trial court erred in denying him access to these records, appellant properly preserved this issue. See Commonwealth v. Miller, 399 Pa.Super. 180, 582 A.2d 4 (1990) (appellant, who filed a motion to compel discovery pursuant to Pa.R.Crim.P. 305 and who was denied access to psychological report prepared by Rape Crisis Center, entitled to a new trial under Lloyd, infra.)

[We do] not see as viable an approach that would change the standard of review or right of defense counsel to review these documents based upon the manner that the request was made____ [T]he absolute reviewability status would remain even though requested under a Rule 305 motion.

Id., 399 Pa.Superior Ct. at 188, 582 A.2d at 8-9 (Brosky, J., concurring).

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Commonwealth v. Eck, 605 A.2d 1248, 413 Pa. Super. 538, 1992 Pa. Super. LEXIS 1009 (Pa. Ct. App. 1992).

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