NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
22-P-237
COMMONWEALTH
vs.
DEMETRIUS GOSHEN.
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
The defendant, Demetrius Goshen, was indicted for murder in
the first degree and, after a jury trial in the Superior Court,
convicted of the lesser included offense of voluntary
manslaughter. The defendant was eighteen years old at the time
he fatally stabbed the victim, Dwayne Borges. The defendant
appealed, and while his appeal was pending, he filed motions for
a new trial, or in the alternative, new sentencing, based
primarily on claims of ineffective assistance of counsel.
Following an evidentiary hearing, the motion judge, who was not
the trial judge, 1 denied the defendant's motion for a new trial,
but granted his request for the alternative relief of a new
sentencing hearing. Before us is the defendant’s direct appeal,
1 The trial judge had retired. his appeal from the order denying his new trial motion, and the
Commonwealth's appeal from the order allowing the defendant a
new sentencing hearing. We affirm.
Background. We summarize the facts the jury could have
found, reserving certain facts for later discussion.
Shortly before noon on October 8, 2014, the defendant and
three friends -- Latroy Hairston, Adrian Garcia, and Jared Frye
-- were at a Cumberland Farms store in Wareham. The four young
men had grown up together and were members of "Mpyre," a music
group that identified its members through the carrying of
bandanas, referred to as "flags." All four youths carried
knives on a regular basis, and each had a knife with him on
October 8 at the Cumberland Farms.
As the defendant stood in the store's doorway, the victim
and his girlfriend drove into its parking lot. The victim went
into the store. As the victim passed Garcia, he pulled the
"flag" from Garcia's pocket. Garcia responded by "tackl[ing]"
the victim, who put Garcia in a headlock. Frye, Hairston, and
finally, the defendant joined in the fight and pushed the victim
into the corner of the store. 2 The victim was stabbed eight
times and died later that day.
2 Much of this altercation was recorded on the store's video surveillance system.
2 The defendant and his companions fled but were soon
apprehended by the police. Law enforcement officers discovered
several items they believed to have been discarded by the
defendant and his friends as they fled, including a large
kitchen knife with a blue handle and a knife sheath. Garcia had
a knife in his possession when he was apprehended by the police;
a third knife was found in the footwell of Frye's seat in the
police cruiser. The blue-handled kitchen knife (knife) later
tested positive for blood; the DNA profile obtained from the
blood sample matched that of the victim.
The defendant was indicted for murder by a Plymouth County
grand jury in January 2015, and his three friends were each
charged with armed assault with intent to murder.
At trial, the defendant neither testified nor presented any
evidence. Through argument and cross-examination, he contended
that the Commonwealth had failed to prove that he inflicted "any
fatal wound." Defense counsel argued that the surveillance
video showed the defendant was unarmed, was the last to join in
the altercation, and engaged in a fleeting struggle of a
duration inadequate to inflict the victim's wounds. He further
argued that the alleged murder weapon belonged to Hairston, who
negotiated a deal with the prosecution to pin the killing on the
defendant. As noted, the jury returned a verdict of voluntary
manslaughter.
3 At sentencing, approximately one month after the jury's
verdict, defense counsel argued for a five-to-seven-year
sentence and highlighted mitigating circumstances including the
fact that "[the defendant] was 18 years of age at the time [of
the crime]." The judge responded, "I respect what you say. You
did an excellent job representing your client." After
considering the "senseless" nature of the killing, the use of
the knife, and the serious wounds, the judge concluded, "I don't
think there are mitigating circumstances," and sentenced the
defendant to eighteen to twenty years.
Discussion. 1. Defendant's direct appeal. a.
Cooperation agreements. At or near the time of the grand jury
presentation, Hairston, Garcia, and Frye signed plea and
cooperation agreements with the Commonwealth. 3 At trial,
Hairston and Garcia testified for the Commonwealth. Their
cooperation agreements set forth in several places each
witness's obligation to testify truthfully before the grand jury
and at trial. The defendant did not object to the admission
into evidence of the two cooperation agreements, but later
argued that references in them to "truthful" testimony amounted
to improper vouching and should be redacted. The judge
3 Each of them agreed to plead guilty and testify on behalf of the prosecution in exchange for, among other concessions, a reduction in the charges and the Commonwealth's recommendations of favorable dispositions.
4 disagreed, concluding that there was no vouching, and because he
had provided the jury with a limiting instruction at the time
the agreements were introduced, "[the jury] should see the
entire [cooperation agreement]." Additionally, on direct
examination, the prosecutor elicited from each codefendant a
brief explanation of his understanding of his agreement. Garcia
said, "That I am to cooperate with the Commonwealth and
testify." Hairston, however, testified that he understood his
cooperation agreement to require that "I tell the truth." The
defendant did not object to any of this testimony.
The defendant argues, and the Commonwealth correctly
recognizes, that the better practice would have been for the
judge to redact the agreements as requested by the defendant.
Likewise, Hairston should not have been permitted to testify on
direct examination that his agreement with the government
required him to "tell the truth" about the events surrounding
the stabbing. See Commonwealth v. Ciampa, 406 Mass. 257, 262,
263 (1989). Cf. Commonwealth v. Charles, 428 Mass. 672, 680-681
(1999). Treating both objections as preserved, 4 we consider
whether the error was prejudicial. See Commonwealth v. Cheng
Sun, 490 Mass. 196, 219 (2022).
4 Despite the unpreserved nature of some of these objections, we apply the same standard for ease of analysis.
5 Before admitting the first of the two cooperation
agreements, the judge gave the "specific[] and forceful[]"
instructions required under Ciampa, "tell[ing] the jury to study
the witness's credibility with particular care," and he repeated
those instructions in his final jury charge. Ciampa, 406 Mass.
at 266. See Commonwealth v. Correia, 65 Mass. App. Ct. 597, 602
(2006). In doing so, the judge explicitly instructed the jury
that the Commonwealth did not know whether the witnesses were
testifying truthfully. These instructions cured any prejudice
created either by Hairston's testimony about his obligation to
testify truthfully or the failure to redact the cooperation
agreements. 5 See Commonwealth v. Rosario, 460 Mass. 181, 189
(2011).
b. Autopsy photographs. i. Substitute medical examiner's
testimony. By the time of trial, the medical examiner who had
conducted the autopsy, Dr. Renee Robinson, was not available.
The Commonwealth therefore called another medical examiner, Dr.
Anand Shah, as a substitute witness.
On direct examination, the prosecutor properly elicited Dr.
Shah's opinion about the cause of the victim's death, as well as
opinions derived from Dr. Shah's review of the autopsy
5 The verdict further supports our conclusion that any error was not prejudicial. Ultimately, the jury convicted the defendant of manslaughter, not murder. See Commonwealth v. Stephens, 44 Mass. App. Ct. 940, 942 (1998).
6 photographs. See Commonwealth v. Leiva, 484 Mass. 766, 792-793
(2020). The prosecutor misstepped, however, by eliciting Dr.
Shah's testimony about details gathered from the report of the
medical examiner who performed the autopsy, Dr. Robinson, which
was not in evidence. "A substitute medical examiner may
not . . . testify to facts in the underlying autopsy report
where that report has not been admitted." Commonwealth v.
Reavis, 465 Mass. 875, 883 (2013). Dr. Shah's testimony about
these facts violated the defendant's right to confront Dr.
Robinson and was thus inadmissible. See Commonwealth v.
Greineder, 464 Mass. 580, 584, cert. denied 571 U.S. 865 (2013);
Commonwealth v. Durand, 457 Mass. 574, 584-585 (2010).
Even treating the objection as preserved, however, 6 we
conclude that the impact of the error was minimal. The
testimony was cumulative of other properly admitted evidence --
the autopsy photographs, Dr. Shah's opinion that wounds nos. 3
and 7 caused the defendant's death, Dr. Shah's testimony about
the wound sizes, and Dr. Shah's opinion about "the
characteristics of the object probably used to inflict the type
of injury observed." Commonwealth v. Emeny, 463 Mass. 138, 146
6 Until prompted by the judge, the defendant did not object to Dr. Shah's testifying to the facts underlying his own opinion.
7 (2012), quoting Commonwealth v. Avila, 454 Mass. 744, 761
(2009). 7
ii. Authentication. At trial, the judge permitted the
Commonwealth to introduce eight photographs of the victim's
autopsy into evidence without objection. Three of the
photographs now challenged by the defendant, exhibit nos. 36,
38, and 39, were properly admitted through Dr. Bedabrata Sarkar,
the surgeon who treated the victim on the afternoon of the
stabbing. Dr. Sarkar properly authenticated those photographs
by testifying about his observations of the victim during
surgery; he confirmed that each photograph was a fair and
accurate representation of what he saw. See Commonwealth v.
Housen, 458 Mass. 702, 712 (2011); Mass. G. Evid. § 901 (a)
(2023).
We reach a different conclusion as to the remaining five
photographs (exhibit nos. 75 through 79) admitted through Dr.
Shah, the physician whom we have noted was called by the
Commonwealth to testify as a substitute medical examiner. See
Reavis, 465 Mass. at 883. Dr. Shah had not seen the victim's
7 The defendant's passing reference in his brief to the erroneous introduction of the victim's death certificate through the substitute medical examiner is not supported by any record citations and does not rise to the level of appellate argument. We do not address it further.
8 body when the photographs were taken or, indeed, at any time, 8
and the Commonwealth did not demonstrate that Dr. Shah was
competent to testify "that the [photographs] [were] what the
proponent claim[ed] [they] [were]." 9 Mass. G. Evid. § 901 (a).
See Commonwealth v. Rodriguez, 457 Mass. 461, 476 (2010),
abrogated on other grounds, Marshall v. Commonwealth, 463 Mass.
529, 535 (2012).
Although improper, the admission of exhibit nos. 75 through
79 did not create a substantial risk of a miscarriage of
justice. See Commonwealth v. Rivera, 464 Mass. 56, 78 & n.22,
cert. denied, 570 U.S. 907 (2013). The evidentiary value of
those three photographs was cumulative of other admissible
evidence -- specifically, Dr. Sarkar's testimony about the size
and general placement of the victim's wounds in the aftermath of
the stabbing. See Reavis, 465 Mass. at 883-884. There was no
dispute about the victim's cause of death, see id., and the
photographs did not bear on the defendant's claim that someone
8 The victim's autopsy was performed before Dr. Shah joined the Office of the Chief Medical Examiner. 9 The Commonwealth did not authenticate those photographs with
testimony of a witness to the autopsy, such as a police officer or photographer. See Commonwealth v. Rivera, 464 Mass. 56, 78 & n.22, cert. denied 570 U.S. 907 (2013). Although the Commonwealth moved to expand the record on appeal to provide documentation of the lead investigator's presence at the victim's autopsy, that motion was denied.
9 other than he administered the fatal wounds. See Rodriguez, 457
Mass. at 477.
iii. Unfair prejudice apart from authentication. We are
likewise unpersuaded that the photographs were unfairly
prejudicial based on either their depiction of the body before
the autopsy or because of markings made on some of the
photographs. 10 "The question whether the inflammatory quality of
a photograph outweighs its probative value and precludes its
admission is determined in the sound discretion of the trial
judge." Commonwealth v. Alleyne, 474 Mass. 771, 779 (2016),
quoting Commonwealth v. Amran, 471 Mass. 354, 358 (2015). The
photographs here were clearly probative of the elements of
murder. See Commonwealth v. Walters, 485 Mass. 271, 283 (2020);
Alleyne, supra at 779. This was true even where the images
depicted evidence of pre- and postmortem surgical procedures,
rulers for scale, and numerals for identifying wounds. The
photographs themselves were not "inflammatory." Cf.
Commonwealth v. St. Peter, 48 Mass. App. Ct. 517, 523 (2000).
We cannot say the judge abused his discretion in admitting the
photographs.
10Additionally, we do not agree that in this case, the failure of the judge to give a sua sponte "limiting/cautioning" instruction amounted to an abuse of discretion. Commonwealth v. St. Peter, 48 Mass. App. Ct. 517, 523 n.3 (2000), cited by the defendant, is not to the contrary.
10 c. Victim's girlfriend's testimony. The victim's
girlfriend (girlfriend) testified before the grand jury about
the victim's adversarial relationship with the defendant and
with Mypre's members generally. She also testified that the
victim had a criminal history and that he held a grudge against
the defendant based on his belief that the defendant had
participated in stealing drugs from the victim's brother. Prior
to trial, the prosecutor and defense counsel discussed "bringing
up past history" and agreed "not [to] get[] into any of that."
On direct examination at trial, the girlfriend denied any
familiarity with Mpyre, any awareness that "[the victim] had any
issues with these Mpyre kids," and any knowledge the victim
carried weapons on him that day. The girlfriend testified to
her view of the victim as "[s]o loving, caring, very smart,
caring so much for his mother, his grandmother, brothers, aunts
and uncles, family and friends. He was awesome."
The defendant's first challenge to the girlfriend's
testimony -- that it "erroneously suggest[ed] [that] [the
victim] was not the aggressor and . . . falsely suggest[ed]
[that] [the defendant] acted with a pre-existing intent to start
a fight" -- was not preserved at trial. In any event, trial
counsel's failure to object to it was consistent with the
defense theory that Hairston, and not the defendant, committed
the fatal stabbing. The defendant did not argue either self-
11 defense or defense of another and accordingly, as trial counsel
made clear, did not rely on Adjutant evidence. 11 See
Commonwealth v. Adjutant, 443 Mass. 649, 664 (2005). See also
Commonwealth v. Souza, 492 Mass. 615, 620-621 (2023).
The defendant's second challenge to the girlfriend's
testimony was not preserved at trial and fares no better. The
girlfriend's "misleading" trial testimony did not entitle the
defendant to cross-examine her by asking about the victim's
prior bad acts. The inconsistent testimony about which the
defendant now complains (disclaiming knowledge of "what Mpyre
was" or "that [the victim] had any issues with these Mpyre
kids") was the result of a pretrial agreement between the
prosecutor and defense counsel to avoid any reference to the
"drug rip" that was the source of the victim's ill will toward
the defendant. Even if the prosecutor could have conducted the
direct examination so as to avoid soliciting testimony about the
victim's prior criminal behavior, any inconsistencies in the
girlfriend's testimony did not create a substantial risk of a
11"Adjutant evidence constitutes evidence of 'specific acts of prior violent conduct that the victim is reasonably alleged to have initiated,' Commonwealth v. Adjutant, 443 Mass. 649, 664 (2005) . . . , offered by the defendant 'for the limited purpose of supporting the defendant's self-defense claim that the victim was the first aggressor.' Id. at 660." Commonwealth v. Chambers, 465 Mass. 520, 521 n.1 (2013).
12 miscarriage of justice. See Commonwealth v. Valentin, 470 Mass.
186, 188-189 (2014).
We are similarly unpersuaded that the girlfriend's
testimony that, after seeing the defendant in the doorway of the
Cumberland Farms store, the victim told her to wait in the car
because "the Mpyre kids [were] in the store and [] if they were
going to start with somebody, to have them start with him," was
inadmissible hearsay. Even if it was hearsay, however, its
admission did not create a substantial risk of a miscarriage of
justice where the jury rejected the first-degree murder charge.
Commonwealth v. Evans, 438 Mass. 142, 152-153 (2002). The
victim's statement did no more than signal a mutual dislike
between the victim and members of the Mpyre group; to the extent
it also suggested that the victim was the aggrieved party,
nothing turned on who started the fight between the victim and
the codefendants. See Souza, 492 Mass. at 621.
Finally, to the extent that the defendant raises a
challenge to the judge's refusal to allow trial counsel to
cross-examine the girlfriend about the victim's prior bad acts,
based on her brief description of the victim as "a loving, kind
guy," nothing about that aspect of the girlfriend's testimony
"blew the door open on [the victim's] prior reputation," as
defense counsel argued at trial. "[T]he prosecutor is entitled
to tell the jury something of the person whose life ha[s] been
13 lost in order to humanize the proceedings." 12 Commonwealth v.
Santiago, 425 Mass. 491, 495 (1997), S.C., 427 Mass. 298 and 428
Mass. 39, cert. denied, 525 U.S. 1003 (1998). See Commonwealth
v. Holliday, 450 Mass. 794, 816, cert. denied sub nom. Mooltrey
v. Massachusetts, 555 U.S. 947 (2008).
d. Testimony on "pointed structure." The fight between
the victim and Garcia, Hairston, Frye, and the defendant was
recorded from several angles by a video surveillance system
inside the Cumberland Farms store. The videos were admitted in
evidence and played for the jury. The lead investigator,
Massachusetts State Trooper Paul MacDonald, testified that he
reviewed the video recordings frame by frame as part of his
effort to determine whether any of the participants in the fight
had a knife. He testified, without objection and in response to
questions about what he saw, "There was a dark pointed structure
in [the defendant's] hand." 13 The next day, defense counsel
moved to strike Trooper MacDonald's testimony about the object.
The judge agreed that the testimony should not have been
admitted and provided a curative instruction in his final charge
to the jury: "Witnesses may have testified to their opinions as
12 Defense counsel did not seek to revisit the prior agreement by examining the girlfriend about her grand jury testimony on the grounds that it was inconsistent with her trial testimony that the defendant was "nice" and "awesome." 13 He reviewed the video in sequential frames and concluded that
the object "wasn't just a marking on the video or on the floor."
14 to what is depicted in the surveillance photographs. You are to
discard such opinion evidence. It is for you to decide what is
shown in those photographs." Assuming without deciding that the
issue was preserved and that Trooper MacDonald's testimony about
seeing an object should not have been admitted, we are confident
that the judge's instruction coupled with the ability of jurors
to view the video for themselves obviated any risk of prejudice.
Commonwealth v. Silva, 482 Mass. 275, 290 (2019) (jury presumed
to follow all instructions given).
e. Jury instruction. While providing the instruction on
the intent required to prove murder in the second degree, the
judge started to include a portion of an instruction on the
crime of assault with a dangerous weapon, but he immediately
recognized his error. 14 Specifically, the judge said, "You
should consider whether based on the objective conditions
existing at the time of the assault, the exhibition of the
instrument could reasonably engender the victim's fear and
whether the perpetrator --." At that point, the judge said,
"I'm sorry," and went on to the next jury instruction. The
defendant did not object.
14The misplaced instruction followed on the judge's proper provision of a definition for "dangerous weapon" in the context of the murder charge.
15 "[E]valuat[ing] the instruction as a whole, looking for the
interpretation a reasonable juror would place on the judge's
words," Commonwealth v. Vargas, 475 Mass. 338, 349 (2016),
quoting Commonwealth v. Young, 461 Mass. 198, 207 (2012), we are
satisfied that the error did not create a substantial risk of a
miscarriage of justice. Commonwealth v. Curran, 488 Mass. 792,
794 (2021); Commonwealth v. Ortiz, 487 Mass. 602, 611-612, 614-
615 (2021). Reading the trial transcript in a common-sense way,
we are confident that a reasonable juror would understand the
judge's abrupt abandonment of that strand of the instruction,
and his apology, to mean that the instruction was a mistake. In
any event, we fail to see how this particular sentence could
have prejudiced the defendant. The fact that he was ultimately
convicted of manslaughter, and not murder, contributes to our
conclusion that it did not do so. See Commonwealth v. Grinkley,
75 Mass. App. Ct. 798, 806 (2009).
f. Prosecutor's closing argument. We discern no merit in
the defendant's argument that the prosecutor improperly referred
to facts not in evidence in her closing argument. First, the
prosecutor did not "misstate[] the trial evidence" when she
argued that of the Mpyre members present at the Cumberland Farms
when the victim arrived there, "[the jury] heard testimony that
the person that [the victim] had an issue with was the
defendant," and that neither Hairston nor Garcia knew who the
16 victim was. The girlfriend testified that immediately upon
arriving in the Cumberland Farms parking lot the victim
recognized the defendant as an "Mpyre kid[]," and suggested to
her that the "Mypre kids" might cause trouble if she went into
the store. This evidence, along with the testimony of both
Hairston and Garcia denying that they had ever seen the victim
before he entered the store, permitted the inferences that the
prosecutor suggested. See Commonwealth v. Niemic, 483 Mass.
571, 592 (2019) (prosecutor may argue reasonable inferences
drawn from the evidence); Commonwealth v. Mack, 482 Mass. 311,
323 (2019) (same).
There was likewise proper grounding for the prosecutor's
argument that the blue-handled knife was "the only knife"
"capable of inflicting the injuries that killed [the victim]."
The jury heard that the fatal wounds were "deep," going through
the heart and, separately, into the victim's abdomen "almost to
the spine." Based on Hairston's testimony that the defendant
went to the Cumberland Farms with a "long hunting knife" with a
blue handle in a "harness," the video recordings depicting the
defendant with a scabbard on his hip, the recovery of a ten to
twelve inch scabbard on the path followed by the codefendants as
they fled from the site of the stabbing, and the evidence that
both of the other knives connected to the codefendants were less
than four inches long, this argument, too, was a reasonable
17 inference drawn from the evidence. 15 See Niemic, 483 Mass. at
592; Mack, 482 Mass. at 323.
Finally, the prosecutor's statement "that [the victim]
never struck any blows" was an accurate observation. Neither
the witnesses' testimony nor the surveillance video showed the
victim "striking any blows." 16 Indeed, the evidence was
uncontroverted that after the initial scuffle with Garcia, the
defendant did little more than cover himself defensively with
his hands. 17
g. Sufficiency of the evidence. As relevant to this case,
"[v]oluntary manslaughter is an unlawful killing arising not
from malice, but from . . . sudden passion induced by . . .
sudden combat[.]" Commonwealth v. Yat Fung Ng, 489 Mass. 242,
257 (2022), quoting Commonwealth v. Acevedo, 446 Mass. 435, 443
(2006). Viewing the evidence in the light most favorable to the
Commonwealth, see Commonwealth v. Latimore, 378 Mass. 671, 677
15 Additionally, although not indicative of the "capab[ility]" of the knife with the blue handle to inflict the fatal injuries here, there was evidence at trial that the blade of that knife - - and only that one -- bore traces of the victim's DNA and other indicia of having been introduced into a person's body. 16 Both Hairston and Garcia affirmatively denied that the victim
ever "struck" them or Frye. 17 We discern no merit in the defendant's argument that he was
prejudiced at the 2016 trial in this matter by a statement the trial prosecutor made nearly a year later, as part of a 2017 plea colloquy in Jared Frye's case, that "the testimony at Goshen's trial showed [the victim] landed one or two blows."
18 (1979), we are satisfied that the evidence was sufficient to
support the defendant's conviction.
Hairston's testimony put the blue-handled knife in the
defendant's possession before the Mpyre group arrived at the
Cumberland Farms, and Garcia testified that while the victim was
being beaten by Hairston and Frye inside the Cumberland Farms,
he saw the defendant "enter[] the fight" with the blue-handled
knife and stab the victim four or five times with it. Hairston
testified that after he and the others fled from the Cumberland
Farms, the defendant bragged about stabbing the victim, saying,
"I poked that n----; I poked that n----." Later, he apologized
and told Garcia "He didn't know why he did it." When the blue-
handled knife was found, forensic testing revealed on it both
the victim's DNA and a "greasy substance" consistent with its
having been used to stab someone in the body. Viewed in the
light most favorable to the Commonwealth, this evidence was
sufficient to meet the Latimore standard.
That there was other evidence from which a jury could have
drawn a different conclusion is of no consequence on appeal.
See Commonwealth v. Ragland, 72 Mass. App. Ct. 815, 832 (2008).
Where the evidence pointed to the defendant as the only person
to have stabbed the victim, and the only one whose knife bore
the indicia of having been used for that purpose, the
Commonwealth was not required to rule out all other
19 possibilities. See Commonwealth v. Morgan, 449 Mass. 343, 349
(2007).
2. Motion for a new trial. a. Ineffective assistance.
To prevail on a claim of ineffective assistance of counsel, a
defendant must show that trial counsel's representation fell
"measurably below that which might be expected from an ordinary
fallible lawyer," and that the defendant was "likely
deprived . . . of an otherwise available, substantial ground of
defence" as a result. Commonwealth v. Saferian, 366 Mass. 89,
96 (1974). See Commonwealth v. Kolenovic, 471 Mass. 664, 673
(2015). "[W]e review a judge's decision on a defendant's motion
for a new trial based on the common-law claim of newly
discovered evidence for a significant error of law or other
abuse of discretion." Commonwealth v. Vaughn, 471 Mass. 398,
404 (2015), quoting Commonwealth v. Sullivan, 469 Mass. 340, 351
(2014).
i. Reasonableness of counsel's strategic decisions. The
defendant's claims that trial counsel fell short in failing to
hire a pathology expert, request a jury instruction on defense
of another, and -- "interconnected with" the decision not to
pursue such an argument -- introduce evidence of the victim's
prior antagonism toward the defendant and Mpyre, all challenge
20 his lawyer's strategic decisions. 18 Accordingly, "the test is
whether the decision was 'manifestly unreasonable' when made."
Kolenovic, 471 Mass. at 674, quoting Acevedo, 446 Mass. at 442.
"Although our cases applying the manifestly unreasonable test
have not precisely marked the limits of a trial attorney's
prerogative to make strategic decisions, we have been clear that
reasonableness does not demand perfection." Kolenovic, supra at
674.
At the hearing on the defendant's motion for a new trial,
Elizabeth Laposata, M.D., testified as an expert witness in
forensic pathology. While the judge found, consistent with Dr.
Laposata's opinion, that only one of the victim's wounds was
fatal, that none of the three knives recovered after the
stabbing could be ruled out as the fatal weapon, 19 and that the
presence of blood or biological material on a weapon was only
one factor important to the determination of whether a
particular knife was used in the stabbing, he rejected the
defendant's argument that trial counsel was ineffective in
failing to call an expert pathologist to testify to these
points. We discern no abuse of discretion in the judge's
18 To the extent that the defendant suggests that the failure to consult or call a pathology expert was not a strategic decision, we read the affidavit of trial counsel to support a different conclusion. 19 And that the same was true of the missing fourth knife.
21 conclusion. Such testimony would not have aided the defense
theory of the case -- that the defendant "didn't do anything"
and only entered the fray with the victim after "[the] stabbing
[was] over and done." See Commonwealth v. Jacobs, 488 Mass.
597, 606-607 (2021); Commonwealth v. Montez, 450 Mass. 736, 758-
759 (2008). "An unsuccessful defense strategy does not amount
to ineffective assistance of counsel, even if different
strategies were available or conceivable." Commonwealth v.
Denson, 489 Mass. 138, 152 (2022).
Likewise, the motion judge acted within his discretion in
rejecting the defendant's challenge to his trial counsel's
decision not to argue or request an instruction on defense of
another. "The elements of defense of another are well settled:
'An actor is justified in using force against another to protect
a third person when (a) a reasonable person in the actor's
position would believe his intervention to be necessary for the
protection of the third person, and (b) in the circumstances as
that reasonable person would believe them to be, the third
person would be justified in using such force to protect
himself.'" Commonwealth v. Castillo, 485 Mass. 852, 856 (2020),
quoting Commonwealth v. Allen, 474 Mass. 162, 168 (2016).
First, as to the reasonableness of trial counsel's decision, the
motion judge considered "the obstacles to admitting into
evidence [the victim's] prior threats and acts of violence" --
22 namely, the defendant's decision not to testify and the
unavailability of other witnesses to the victim's prior
threatening conduct. 20 Without that evidence and given the
jury's ability to watch the fight unfold on the surveillance
video, the motion judge acted well within his discretion in
concluding that trial counsel made a reasonable tactical
decision not to argue defense of another. See Commonwealth v.
Boria, 460 Mass. 249, 253 (2011).
Even if that were not the case, the defendant has not shown
that he was prejudiced. The evidence at trial was undisputed
that at the time the defendant entered the fight between the
codefendants and the victim, the victim was sheltering himself
from the blows of the codefendants and was not fighting anyone,
making it unlikely that a jury would have found the defendant's
use of deadly force to be either reasonable or justified. See
Castillo, 485 Mass. at 856.
20Additionally, the motion judge considered that introducing evidence of the victim's antagonistic relationship with the defendant and Mypre ran an obvious risk of inviting the Commonwealth to introduce responsive evidence suggesting that the defendant had participated in the theft of drugs from the victim's brother. See Mass. G. Evid. § 804 (b) (3). See also Montez, 450 Mass. at 758 (not manifestly unreasonable for defense counsel to deemphasize prior bad act evidence). Likewise, by introducing evidence of the victim's misconduct toward the defendant and his Mpyre associates, defense counsel would have risked suggesting to the jury that the defendant had a motive to retaliate against the victim. See Commonwealth v. Hensley, 454 Mass. 721, 741-742 (2009).
23 ii. Failure to object. The defendant points to trial
counsel's failure to object to the introduction of the autopsy
photographs, Dr. Shah's testimony about the details of the
autopsy, Trooper MacDonald's lay opinion about the "dark,
pointed object," and the girlfriend's account of what the victim
said to her before he entered the Cumberland Farms store as
evidence of ineffective assistance at trial. Where we have
considered the subject matter of each of these claims as part of
our previous analysis and have determined that any error in the
admission of the evidence did not create a substantial risk of a
miscarriage of justice, we are satisfied that the motion judge
acted within his discretion in rejecting the defendant's
ineffective assistance argument on these points. See
Commonwealth v. Curtis, 417 Mass. 619, 624 n.4 (1994).
iii. Notice of sentencing appeal and constitutionality of
sentence. In his motion for new trial, the defendant argued
that trial counsel provided him with ineffective assistance of
counsel by failing to ensure that a timely sentencing appeal was
filed with the Appellate Division of the Superior Court as
provided in G. L. c. 278, § 28A. He also challenged the
constitutionality of his sentence. Because, as we discuss
infra, we conclude that the motion judge did not abuse his
discretion in allowing the defendant's motion for a new
24 sentencing hearing, we need not address either of these
arguments. 21
3. Commonwealth's appeal. 22 The defendant's motion for a
new trial included an alternative request for a new sentencing
hearing. Although the judge denied the defendant's request for
a new trial, he allowed the defendant's alternative request by
granting him a new sentencing hearing based upon ineffective
assistance of counsel. 23 The Commonwealth appealed from that
decision. Treating the motion for resentencing as filed under
Mass. R. Crim. P. 30 (b), as appearing in 435 Mass. 1501 (2001),
see Commonwealth v. Talbot, 444 Mass. 586, 593 (2005), we cannot
21 We likewise decline the defendant's invitation to extend the constitutional protections extended to juvenile offenders in Commonwealth v. Perez, 477 Mass. 677, 688 (2017) to eighteen year old offenders. We are aware that the issue framed by the defendant is presently under consideration by the Supreme Judicial Court in Commonwealth v. Mattis, SJC-11693. 22 Although it is unnecessary to detail the proceedings here, the
parties filed a flurry of motions before the single justice of this court, all related to the Commonwealth's delay in filing its brief in connection with its cross appeal. Ultimately, the single justice allowed the Commonwealth to file its brief late; he also allowed both parties to file nonconforming briefs, each of which exceeded the page limits prescribed by Mass. R. A. P. 16 (h), as appearing in 481 Mass. 1628 (2019). The single justice referred to this panel the defendant's renewed motion to dismiss the Commonwealth's appeal. We do not condone the Commonwealth's delay, but we deny the defendant's motion to dismiss the Commonwealth's appeal. 23 On June 6, 2016, the defendant filed a timely motion to revise
and revoke his sentence under Mass. R. Crim. P. 29, as amended, 489 Mass. 1503 (2022). The trial judge took no action on the motion. The defendant does not argue that he is entitled to relief under rule 29, and we do not consider the question further.
25 conclude that the motion judge erred or abused his discretion in
granting the defendant a new sentencing hearing. See
Commonwealth v. Plasse, 481 Mass. 199, 204 (2019). Because we
are satisfied that the motion judge's findings support a
conclusion that, in these circumstances, "justice may not have
been done," see Mass. R. Crim. P. 30 (b), at the original
sentencing, we affirm. 24
At the sentencing hearing, defense counsel argued for
leniency, citing "mitigating circumstances" including the
defendant's age, family circumstances, and lack of criminal
record. In support of the defendant's motions for a new trial
and a new sentencing hearing, Frank DiCataldo, Ph.D., a clinical
psychologist, testified that research existed at the time of
sentencing that would have supported an additional proposition:
that is, at the time of the stabbing, the defendant was, for the
purposes of brain development, an adolescent, not an adult. In
his testimony and in an affidavit supporting the defendant's
motion for a new trial, Dr. DiCataldo averred that the defendant
lacked the brain development, maturity, judgment, and impulse
control of an adult. Dr. Cataldo stated that he "regularly"
24In doing so, we need not and do not reach the question whether trial counsel was ineffective in failing to develop and present evidence concerning adolescent brain development at the sentencing hearing. See Commonwealth v. Henry, 488 Mass. 484, 495 (2021) (appellate court may affirm on grounds different from those relied upon by the motion judge).
26 testified about brain development in adolescents -- a category
he testified was defined in the relevant scientific community to
include eighteen year olds -- and had done so for nearly a
decade before the defendant's case went to trial.
It is apparent from the judge's memorandum of decision that
he credited Dr. DiCataldo's statements. We "defer[] to [the
motion] judge's assessment of the credibility of the witnesses."
See Commonwealth v. Cruz, 90 Mass. App. Ct. 60, 65 (2016),
quoting Commonwealth v. Grace, 397 Mass. 303, 307 (1986).
Considering Dr. DiCataldo's testimony, the motion judge could
properly have concluded that the defendant would have benefitted
from an opportunity to introduce available evidence suggesting
that the defendant's "psychosocial immaturity . . . [left him
potentially] more likely to act impulsively, to act
aggressively, to be influenced by peer pressure, to misread
social cues and perceived threats, and to overreact or react
excessively than an adult." The same research would have
provided the defendant with the opportunity to argue that
"because of [the defendant's] youth and psychosocial immaturity,
he ha[d] a greater overall capacity for maturation, behavior
change, personality development and desistence from violence
compared to adults." See Plasse, 481 Mass. at 205. The judge
was not compelled to reach the conclusion that he did, but we
27 are satisfied that he acted within his discretion in doing so.
See Talbot, 444 Mass. at 593; Mass. R. Crim. P. 30 (b).
Conclusion. The defendant's conviction is affirmed. The
orders denying the defendant's motion for a new trial and
allowing his motion for a new sentencing hearing are affirmed. 25
So ordered.
By the Court (Vuono, Hand & Hodgens, JJ. 26),
Clerk
Entered: October 3, 2023.
25 In doing so, we express no opinion on the appropriateness of the defendant's current sentence. 26 The panelists are listed in order of seniority.