Commonwealth v. Cruz

714 N.E.2d 813, 430 Mass. 182, 1999 Mass. LEXIS 556
CourtMassachusetts Supreme Judicial Court
DecidedAugust 19, 1999
StatusPublished
Cited by21 cases

This text of 714 N.E.2d 813 (Commonwealth v. Cruz) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Cruz, 714 N.E.2d 813, 430 Mass. 182, 1999 Mass. LEXIS 556 (Mass. 1999).

Opinion

Lynch, J.

On June 17, 1996, a jury convicted the defendant of murder in the first degree on a theory of felony-murder, specifying both burglary with assault on an occupant and stealing from a building by confining or putting in fear as underlying felonies. The jury also convicted the defendant of three counts of burglary with an actual assault on an occupant; one indictment charging armed assault in a dwelling entered with intent to commit a felony; four counts of stealing from a building by confining or putting in fear; one indictment charging armed robbery; four counts of assault and battery by means of a dangerous weapon; and one indictment charging armed assault with intent to murder.

The defendant appeals primarily pursuant to G. L. c. 278, § 33E, claiming a multitude of errors. Except for the burglary convictions, we affirm. Other than where noted, no objection was raised at trial concerning the arguments discussed below and, therefore, we review the unpreserved claims of error to determine whether the errors alleged created a substantial likeli[184]*184hood of a miscarriage of justice. See, e.g., Commonwealth v. Allard, 429 Mass. 756, 759 (1999); Commonwealth v. Pucillo, All Mass. 108, 115 (1998).

The jury were warranted in finding the following: On the evening of September 11, 1994, three men armed with guns broke into a third-floor apartment, after bludgeoning one of the occupants, Victor Rojas (Victor), with an aluminum baseball bat. Once inside, one of the intruders bound Victor’s hands and feet with telephone wire, gagged his mouth by wrapping duct tape around his head, and covered him with a sheet. Meanwhile, the other occupants, a seven year old girl (victim)1 and her mother, were awakened, taken from their beds, and brought into the living room where they were similarly bound, gagged, and covered with a sheet. Because the duct tape covered her nose and mouth, the victim died of asphyxiation.

Two of the men descended to the first-floor apartment where they encountered Victor’s elderly uncle. The two men severely beat the uncle and shot him several times before ransacking the apartment and stealing some jewelry.

Police investigation led to the arrest of the defendant and two others.2 The defendant gave investigators a written statement in which he admitted that he had met with Jack Marcelini, Francis Sepulveda, and Luis Raul Roque-Cruz in Marcelini’s apartment located on the second floor of the building where the robbery occurred. At the meeting, these men informed the defendant of their intention to burglarize the two other apartments in the building and invited him to participate as a lookout.

The defendant said that he acted as a lookout while the others, carrying an aluminum bat and the tape, proceeded to the third-floor apartment. Soon after, Marcelini summoned him back into the apartment building and sent him down to the first-floor apartment where the defendant watched as two of the others beat Victor’s uncle as they demanded money from him. After leaving the first-floor apartment in search of Sepulveda, he returned to discover Marcelini with the uncle who was bleeding from several fresh gunshot wounds. Later, three of the men, including the defendant, met at a friend’s house and divided jewelry taken from the apartment.

1. Murder in the second degree. The defendant for the first [185]*185time on appeal argues that the facts warranted an instruction on murder in the second degree, and the failure to give such an instruction created a substantial likelihood of a miscarriage of justice. G. L. c. 278, § 33E. The defendant posits that the malice requisite for an instruction on murder in the second degree could have been predicated on a finding that the act of gagging the victim with duct tape created a plain and strong likelihood that death would follow, i.e., third prong malice. Alternatively, the defendant argues that the jury could have found that the assaults on the victim’s parents, crimes not punishable by life imprisonment, were in conscious disregard for the risk to human fife, and thus, would also support a jury’s finding of malice sufficient to require an instruction on felony-murder in the second degree. In view of the fact that the jury found the defendant guilty of felony-murder in the first degree, predicated on both potential underlying felonies, even if the evidence warranted the giving of an instruction on murder in the second degree, the failure so to instruct did not create a substantial likelihood of a miscarriage of justice, especially since the jury were instructed that they were responsible for determining the degree of murder. We are, therefore, confident that the jury’s verdicts regarding felony-murder would have been returned even if the judge had fully instructed on murder in the second degree.

The evidence did not support an instruction on felony-murder in the second degree on the proposed alternate theory that the victim was killed in the commission of an assault and battery by means of a dangerous weapon on either of her parents, who were also bound with duct tape. The defendant correctly reasons that the dangerous use of duct tape to commit an assault and battery directly on the victim cannot be the underlying offense for felony-murder. Commonwealth v. Gunter, 427 Mass. 259, 272 (1998). However, there was no evidence that would allow the inference that any assault and battery by means of a dangerous weapon on either of the victim’s parents was committed with conscious disregard for the risk to human life, or that the death of the victim was a natural and probable consequence of those felonies. Commonwealth v. Ortiz, 408 Mass. 463, 466-467 (1990), and cases cited.3

2. Manslaughter instruction. The defendant also contends [186]*186that the judge’s instruction on involuntary manslaughter erroneously tied the involuntary manslaughter instruction to the underlying felonies in the felony-murder charge. The judge instructed that, if the jury found that the defendant committed one or both of the felonies, but that the Commonwealth failed to prove that the victim’s death occurred in the course of those crimes or if they found that the defendant only committed the felony of stealing or putting in fear, but that although death occurred in the course of it, the Commonwealth failed to prove the defendant acted with conscious disregard for the risk to human life, they should consider manslaughter. We conclude that no substantial likelihood of a miscarriage of justice arose from the judge’s refusal to instruct on a theory that the jury ultimately never considered.

Moreover to convict the defendant of involuntary manslaughter, the Commonwealth would have had to prove that the defendant, either directly, or as a joint venturer, caused

“an unintentional death (1) during the commission of wanton or reckless conduct, as defined in Commonwealth v. Welansky, [316 Mass. 383, 399 (1944) (‘wanton or reckless conduct is intentional conduct, by way either of commission or of omission where there is ... a high degree of likelihood that substantial harm will result to another’)], or (2) during the commission of a battery, under the principles set forth in [Commonwealth v. Sheppard, 404 Mass.

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Bluebook (online)
714 N.E.2d 813, 430 Mass. 182, 1999 Mass. LEXIS 556, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-cruz-mass-1999.