Commonwealth v. Chapman

825 N.E.2d 508, 444 Mass. 15, 2005 Mass. LEXIS 160
Massachusetts Supreme Judicial Court·Decided April 14, 2005·Published·Cited by 12 cases

Opinions

Cordy, J.

The Commonwealth appeals from an order of a Superior Court judge dismissing its petition to commit Wayne Chapman as a sexually dangerous person, filed pursuant to G. L. c. 123A, §§ 12-16 (2004 petition). The judge ruled that the 2004 petition represented an impermissible collateral attack on a 1991 judgment that Chapman was not a sexually dangerous person. The Commonwealth contends that collateral estop-pel principles are inapplicable because its current petition presents a factual issue (Chapman’s present sexual dangerousness) different from the one litigated in 1991 (Chapman’s sexual [16] dangerousness at that time), and because it intends to introduce evidence different from what was available in 1991. We conclude that the doctrine of collateral estoppel does not bar the Commonwealth’s petition, that the petition set forth a sufficient factual basis to support the Commonwealth’s allegation of present sexual dangerousness, and that the judge prematurely dismissed the petition. Therefore, we vacate the judge’s order and remand the matter to the Superior Court for a probable cause hearing pursuant to G. L. c. 123A, § 12 (c).

1. Background. In September, 1977, Chapman was convicted of two counts of rape of a child and was sentenced to a prison term of from fifteen to thirty years. Shortly thereafter, he pleaded guilty to counts of sodomy, open and gross lewdness, assault with intent to commit a felony, unnatural acts with a child under fourteen years, and indecent assault and battery on a child under fourteen years, for which he was sentenced to a prison term of from six to ten years. In both cases, the evidence demonstrated that Chapman had lured young boys into wooded areas under the pretext of searching for his missing dog. Once there, he sexually assaulted them.

In November, 1977, Chapman was found to be a sexually dangerous person and, the following March, was transferred from prison to the Massachusetts Treatment Center (treatment center).1 In 1991, Chapman filed a petition for release from the [17] treatment center pursuant to G. L. c. 123A, § 9.2 After a two-day evidentiary hearing, the judge found that Chapman’s convictions of rape of a child “culminated a [ten] year history of child abuse in Massachusetts, Rhode Island and Pennsylvania. [Chapman’s] sexual activities involved attraction to blond, blue eyed hairless boys, [ten] or [eleven] years of age. It started with observing them naked and progressed to fellatio and sodomy. In all there were about [fifty] victims.” This finding, and Chapman’s apparent diagnosis as a pedophile, were not contested issues at the hearing.3 What was at issue was whether the treatment Chapman had received at the treatment center had tempered his pedophilia such that he was no longer sexually dangerous. On this subject, four “qualified examiners” testified.4 The Commonwealth called Dr. David Jones and Dr. Lisa Brooks. Both opined that Chapman had made considerable progress with treatment. Dr. Jones further testified, however, that Chapman remained a sexually dangerous person based on “the repetitive history and fixation with up to [fifty] incidents with boys who fit the description which attracted [him], his lack [18] of empathy for his victims, lack of true remorse, his failure to understand the nature of his obsession and the absence of internalized control.” Similarly, Dr. Brooks, who had interviewed Chapman for the Commonwealth five times in the preceding two years, concluded that Chapman remained sexually dangerous. Dr. Richard Ober testified on behalf of Chapman and concluded that Chapman was not sexually dangerous because he understood his behavioral problems, expressed remorse and sadness for his victims, and had developed an ability to maintain significant relationships with adults both within and without the treatment center. Dr. Eric Sweitzer, who had worked with Chapman in weekly, individual therapy sessions for approximately two years, testified that although Chapman might still experience temptation to commit sexual offenses, he was not then sexually dangerous because the intensity of those temptations had decreased and Chapman had learned strategies to manage his anger and had “an excellent support group in his Christian Religion.”

The hearing judge “adoptfed] the opinions” of Dr. Ober and Dr. Sweitzer and ruled that the Commonwealth had failed to prove beyond a reasonable doubt that Chapman was then a sexually dangerous person. He ordered Chapman discharged from the treatment center and transferred back to prison to serve the remainder of his sentence.5

On September 16, 2004, approximately one month before Chapman’s anticipated release from prison, the Commonwealth filed its 2004 petition in which it sought a temporary order committing Chapman to the treatment center pending the disposition of the petition, see G. L. c. 123A, § 12 (<?); a hearing to determine whether there is probable cause to believe that Chapman is a sexually dangerous person, see G. L. c. 123, § 12 (c); and, if so, a sixty-day commitment to the treatment center for evaluation by two qualified examiners, see G. L. c. 123A, § 13 (a). Among the facts alleged in the 2004 petition [19] was Chapman’s refusal to participate in sex offender treatment since 1991. Also included was a written evaluation by Dr. Robert Joss (dated September 10, 2004), who, after a review of thirty-six documents and reports pertinent to Chapman’s criminal, psychiatric, and institutional history, opined that Chapman suffered from a form of pedophilia that had proved to be particularly resistant to change.6

In assessing whether Chapman’s pedophilia rendered him currently sexually dangerous, Dr. Joss considered what he labeled “static” factors (over which a person has no control, such as prior history) and “dynamic” factors (“over which [a] person may exhibit some control and to which treatment programs are addressed”) relevant to analyzing the risk of reoffending. With respect to the dynamic factors, Dr. Joss found that (1) the type of treatment Chapman participated in at the treatment center up until 1991 (“individually oriented and psy-chodynamically based”) has since proved to be generally ineffective with sex offenders; and (2) after Chapman’s transfer back to prison he had been offered but refused treatment that was “cognitive — behaviorally oriented and group based” and that would normally be recommended where “arousal associated with pedophilia is noted to be a continuing problem.” Dr. Joss’s evaluation also noted that subsequent to his transfer from the treatment center to prison in 1991, Chapman had attended religious services for the purpose of transporting contraband for other inmates and had been disciplined for assaulting another inmate.

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Commonwealth v. Chapman, 825 N.E.2d 508, 444 Mass. 15, 2005 Mass. LEXIS 160 (Mass. 2005).

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