Commonwealth v. Baney

860 A.2d 127, 2004 Pa. Super. 342, 2004 Pa. Super. LEXIS 2841
CourtSuperior Court of Pennsylvania
DecidedSeptember 3, 2004
StatusPublished
Cited by62 cases

This text of 860 A.2d 127 (Commonwealth v. Baney) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Baney, 860 A.2d 127, 2004 Pa. Super. 342, 2004 Pa. Super. LEXIS 2841 (Pa. Ct. App. 2004).

Opinions

KLEIN, J.:

¶ 1 Following a statewide grand jury investigation, Jeremy Michael Baney entered negotiated guilty pleas to 30 out of 91 charges relating to his central role in a drug distribution ring across Lycoming, Clinton, and Centre Counties. Baney appeals the negotiated aggregate sentence of 240 to 468 months’ incarceration. On appeal, Baney’s counsel has filed a brief pursuant to Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967). See Commonwealth v. McClendon, 495 Pa. 467, 434 A.2d 1185 (1981). After counsel filed the Anders brief, defendant filed his own pro se brief.

¶2 We have reviewed the issues contained in the Anders brief, and, after an independent and thorough review of the record, find all issues wholly frivolous. See McClendon, 434 A.2d at 1187. We then reviewed the arguments presented in defendant’s pro se brief and find them to be without merit. Therefore, we permit counsel to withdraw and affirm.

¶ 3 Although the substantive issues raised on appeal are relatively straightforward, the procedure is not. Thus, before addressing the merits of the claims, we must first determine whether in an Anders situation this Court is obligated to review a pro se brief (or a brief filed by another attorney), or even can consider such briefs.

¶ 4 Initially, there seems to be a conflict between two lines of cases. McClendon and Anders provide that a lawyer seeking to withdraw from an appeal he determines to be wholly frivolous has a duty to, inter alia, advise his client of his right to retain new counsel, proceed pro se or raise any [129]*129additional points he deems worthy of the court’s attention. Commonwealth v. Hernandez, 783 A.2d 784, 786 (Pa.Super.2001). At the same time, Commonwealth v. Ellis, 584 Pa. 176, 626 A.2d 1137 (1993) and Pa.R.A.P. 33041 prohibit “hybrid representation,” precluding review of a defendant’s pro se brief if he is represented by counsel. See Commonwealth v. Ellis, 398 Pa.Super. 538, 581 A.2d 595 (1990) (en banc). While a defendant is technically “represented by counsel” despite the filing of an Anders brief and remains so until counsel is permitted to withdraw, it appears that the right to file a pro se brief would be rendered meaningless if the Court will not consider it when deciding whether the flagged issues are frivolous and thus if counsel should be permitted to withdraw. Stated simply, the right to proceed pro se and raise additional points would be hollow if it merely embodies the right to file a document that will not be reviewed.

¶ 5 There seems to be only one reasonable course around this apparent dilemma. If an attorney files a standard appellate brief, a pro se brief should not be considered, in accordance with Ellis and Pa. R.A.P. 3304.

¶ 6 If, however, an attorney files an An-ders brief, it is akin to the defendant being without counsel, since the attorney has not made any argument on his behalf, but has merely flagged “potential” issues. Therefore, the following is the appropriate procedure:

1. The Superior Court should initially consider only the Anders brief to determine whether the issues are in fact wholly frivolous.

2. If the Court determines that the issues are not wholly frivolous, it should grant relief accordingly.

3. If it finds the issues in the Am ders brief to be wholly frivolous, the Court should determine whether the defendant has been given a reasonable amount of time to either file a pro se brief or obtain new counsel. See Anders, 386 U.S. at 744, 87 S.Ct. 1396 (“A copy of counsel’s brief should be furnished the indigent and time allowed him to raise any points that he chooses”).

4. When a reasonable amount of time has passed and no pro se or counseled brief has been filed, the Court should dismiss the appeal as wholly frivolous pursuant to its initial determination and affirm the decision of the trial court.

5. When a pro se or counseled brief has been filed within a reasonable amount of time, however, the Court should then consider the merits of the issues contained therein and rule upon them accordingly.

¶ 7 Ellis does not compel a different result. In Ellis, counsel did not file an Anders brief but advocated issues on direct appeal. Ellis filed a pro se brief asserting issues not raised by counsel. It is in this situation that it makes sense to allow counsel to do his or her job and not allow a pro se defendant to muddy the waters.2 The courts do not want to allow a layperson to shoot himself or herself in the foot by raising frivolous issues that interfere with or dilute those that may have merit. In Ellis, former Chief Justice Flaherty cited the now-famous maxim of [130]*130Federal Third Circuit Senior Judge Rug-gero Aldisert, that “the number of claims raised in an appeal is usually in inverse proportion to their merit.” 626 A.2d at 1140-1141, citing R. Aldisert, “The Appellate Bar: Professional Competence and Professional Responsibility—A View From the Jaundiced Eye of One Appellate Judge,” 11 Cap. U.L. Rev. 445, 458 (1982).

¶ 8 If, as in this case, an Anders brief is filed, the defendant should be permitted to present his issues to the Court prior to the final disposition of the appeal. Otherwise, the requirement of notifying the client of his right to do so would be a pointless exercise.

¶ 9 In this case, at first blush there appears to be a Lord3 problem, since some of the issues addressed by Baney in his pro se brief were not raised in the Rule 1925(b) statement filed by his counsel. However, this situation has been addressed by Commonwealth v. Hernandez, 783 A.2d 784 (Pa.Super.2001). There, this Court held that Anders requires review of claims otherwise waived under Lord. Hernandez, 783 A.2d at 787. See also Commonwealth v. Bishop, 831 A.2d 656, 659-660 (Pa.Super.2003) (failure to file a Rule 1925(b) statement did not preclude review of merits of all claims pursuant to Anders-, “to hold otherwise would prevent a defendant from choosing to proceed pro se” which would “nullify a defendant’s constitutional right to direct appeal, and eliminate one of the choices available to a defendant under Anders”).

¶ 10 Therefore, we have reviewed the record to determine whether counsel was correct in deeming all possible appellate issues wholly frivolous, and we conclude that they are. Further, we review defendant’s pro se brief and find that his issues are without merit, so we affirm.

¶ 11 In his pro se brief, Baney raises issues similar and in addition to those contained in counsel’s

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Bluebook (online)
860 A.2d 127, 2004 Pa. Super. 342, 2004 Pa. Super. LEXIS 2841, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-baney-pasuperct-2004.