Commonwealth of Kentucky v. John E. Smith Jr

Kentucky Supreme Court·Decided March 22, 2018·No. 2016-SC-0558·Published

Opinion

RENDERED: MARCH 22, 2018

TO BE PUBLISHED

20 l 6-SC-000558-DG

COMMONWEALTH OF KENTUCKY APPELLANT

ON REVIEW FROM COURT OF APPEALS v. CASE NO. 2015-CA-000920-MR FRANKLIN CIRCUIT COURT NO. 14-CR-00299

JOHN E. SMITH, JR. APPELLEE

· . OPINION OF THE COURT BY JUSTICE VENTERS ..

AFFIRMING

T:µe Commonwealth appeals from a Court of Appeals' decision which upheld the trial court's suppression of evidence discovered as a result of a canine sniff searcI:i of Appellee's, John E. Smith, vehide during a traffic stop. The Commonwealth contends that the Court of Appeals erred by concluding that 1) the sniff search improperly extended the traffic stop; 2) the traffic stop.

was the only legal justification for stopping Appellee; and 3) the Commonwealth

I

failed to pre.serve for appellate review its claim that Appellee's parole st~.tus · alone permitted police to conduct a warrantless, suspicionless search of his· vehicle.

We granted discretionary review. For the reasons stated below; we affirm the Court of Appeals' decision.

I. FACTUAL AND PROCEDURAL BACKGROUND _Franklin County Sheriffs Detective Richard Qualls had been surveilling Appellee for about three weeks trying to corroborat~ tips received from confidential informants that Appellee had been trafficking in cocaine at a bar in Frankfort. Qualls knew that he lacked probable cause to arrest Appellee o:i:i . drug .trafficking charges. On the evening of Appellee's arrest, Qualls followed in an unmarked police car as Appellee left his· workplace in his SUV, went to his· residence, left the residence, and then drove to a gas station where he in~eracted with another resident of his apartment building who leaned into the

passenger-side window. 1 Qualls watched Appellee drive back to his apartment and then leave again a few minutes later in a different vehicl~. Eventually; Qualls saw Appellee turn without using his. tum signal.

Because Qualls was in plain clothes and driving an unmarked car with no emergency lights or siren, .he did not attempt to stop Appellee." Instead, he had prearranged for canine officer-Eaton to be on standby, briefed on the situation and ready to respond. Qualls radioed Eaton to inform him of Appellee's improper tum. Eaton responded immediately by stopping Appellee's vehicle. He introduced himself as the sheriffs office. canine handler, and he

1 Another officer, Captain Wyatt of the Franklin County Sheriff's Office, also surveilled Appellee from another vehicle. He saw the other resident lean into Appellee's car window.

. informed Appellee that he was stopped for failure to use his turn signal; an

allegation which Appellee denied. Eaton asked Appellee if illegal drugs were in . ' .

.his car, and Appellee said there was none. Eaton described Appellee as fully

cooperative l:>ut nervous. Eaton went back to his cruiser to get the drug dog and then commenced a sniff search around Appellee's car. When the dog , alerted at the driver's door, Eaton asked Appellee to exit the vehicle. He searched Appellee's car and found seven grams of cocaine tucked between the front seats. He then arrested Appellee, searched his person, and found $4,299.00 in his w~let. According fo the uniform citation issued by Eaton, eight minutes passed· from the time of the traffic violation to the time A.ppellee was arrested. The citation also noted that Appellee appeared nervous when asked about the· presence of drugs.

Appellee was indicted for first-degree trafficking in cocaine, second or greater offense, greater than or equal to four grams of cocaine. He moved to suppress the evidence obtained during the search of his vehicle and· his person. He argueq that the traffic stop was not ~egal .because the alleged traffic violation did not occur in Eaton's presence, and the officers did not have a reasonable, articulable suspicion of illegal activity to justify the. initial investigative stop of the vehicle.

The trial court .concluded .that Qualls and Eaton together did not have .sufficient knowledge of criminal activity to authorize the initial stop, and that

the only valid ba~is for the ~top was the alleged turn signal violation whicl:i . .

Eaton did not witness. The trial court also concluded that Eaton's continued

detention of Appellee to conduct the dog sniff search exceeded what was reasonably necessary to achieve~th,e purpose of the traffic stop, and for that reason, too, the warrantless search was unreasonable:' Consequently, the trial . court suppressed the cocaine discovered in the car and the cash found in Appellee's wallet.

After the Commonwealth moved to alter, amend, or v8:cate the suppression order, the trial court reiterated that "[r]egardless of the circumstances imputing probable cause from one police officer to another, it is c'!ear to the Court that the Defendant was detained during the ~top longer than necessary to dispose of the alleged tra.t:fic violation .." The trial court maintained

its i!litial conclusion that Qualls' long surveillance of Appellee produced . .

nothing of substance to justify a reasonable suspicion that Appellee was

· engaged in illegal drug activity on the occasion of the traffic stop.

The Commonwealth appealed the. suppression order. The Court of

Appeals agreed that the collective·knowledge. rule permitted . .

Eaton to

.

rely upon

Qualls' observation of the tum signal violation, and so, it held that the stop of Appellee's vehicle was justified. Nevertheless, the Court of Appeals agreed with the trial court's conclusion that the police officers' collective knowledge of App€11ee's criminal record and inform8;11ts' reports of J:lis drug-dealing activity were insufficient to justify a Terry2 stop of his vehicle, and that nothing happened during the stop to. generate a reasonable and articulable suspicion

2 Terry v. Ohio, 392 U.S. 1 (1968).

that Appellee was engaging in criminal activity.3 The Court of Appeals also agreed with the 01al court that the d:rug sniff search improperly exceeded the scope of the traffic stop without reasonable cause and that the dog sniff

unreasonably prolonged the traffic stop.

. .

Finally, upon grounds that the issue had not been preserved for

appellate review, the Court of Appeals refused to consider ·the Commonwealth's claim that as an active parolee, Appellee's Fourth Amendment rights were

curtailed and the warrantless, suspicionless .· '

search

.

of his person and vehicle .

was proper.

We granted discretionary review, and for reasons stated below," we affirm the decision of the Court·of Appeals.

II. ANALYSIS

When reviewing a trial court's ruling on a motion to suppress evidence, we defer to the trial court's findings of fact to the extent they are supported by substantial evidence and are riot clearly erroneous. We review the trial court's conclusions of law.de novo: Davis v. Commonwealth, 484 S.W.3d 288, 290 (Ky.

2016) (citations omitted). Here, the trial court's factual findings have not been -

challenged, 4 so our review is essentially de novo, resting upon the facts

determined by the trial court.

a The Co~rt of Appeals specifically noted that Appellee's nervousness during ·the officer's questioning.was not sufficient to create such suspicion.

4 The Commonwealth does challenge the trial court's failure to specifically · address the significance of Appellee's parole status, an argument we address below in Section C. ·

A. THE TRAFFIC STOP WAS VALID UNDER THE COLLECTIVE KNOWLEDGE DOCTRINE, BUT APPELLEE'S DETENTION WAS.

UNREASONABLY . PROLONGED .

The Court of Appeals agreed ~th the Commonwealth that Deputy Eaton was authorized to stop Appellee for the traffic violation wjtnessed only by Deputy Qualls and communicated by radio to Eaton. s Although Appellee does not challenge the Court of Appeals on this issue, we note that since the ·court of Appeals rendered its decision; this Court addressed the same question in Lamb v. Commonwealth, 510 S.W.3d 316 (Ky. 2017).

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