Commonwealth, Aplt. v. Rosario, K.

CourtSupreme Court of Pennsylvania
DecidedMay 16, 2023
Docket5 WAP 2022
StatusPublished

This text of Commonwealth, Aplt. v. Rosario, K. (Commonwealth, Aplt. v. Rosario, K.) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth, Aplt. v. Rosario, K., (Pa. 2023).

Opinion

[J-67A-2022, J-67B-2022 and J-67C-2022] [MO: Dougherty, J.] IN THE SUPREME COURT OF PENNSYLVANIA WESTERN DISTRICT

COMMONWEALTH OF PENNSYLVANIA, : No. 3 WAP 2022 : Appellant : Appeal from the Order of the : Superior Court entered September : 10, 2021 at No. 1271 WDA 2020, v. : Vacating the Order of the Court of : Common Pleas of Washington : County entered August 14, 2020 at KEITH ROSARIO, : No. CP-63-CR-000223-2015 and : remanding. Appellee : : ARGUED: October 26, 2022

COMMONWEALTH OF PENNSYLVANIA, : No. 4 WAP 2022 : Appellant : Appeal from the Order of the : Superior Court entered September : 10, 2021 at No. 1272 WDA 2020, v. : Vacating the Order of the Court of : Common Pleas of Washington : County entered August 14, 2020 at KEITH ROSARIO, : No. CP-63-CR-001543-2013 and : remanding. Appellee : : ARGUED: October 26, 2022

COMMONWEALTH OF PENNSYLVANIA, : No. 5 WAP 2022 : Appellant : Appeal from the Order of the : Superior Court entered September : 10, 2021 at No. 1273 WDA 2020, v. : Vacating the Order of the Court of : Common Pleas of Washington : County entered August 14, 2020 at KEITH ROSARIO, APPELLEE : No. CP-63-CR-001262-2013 and : remanding. : : ARGUED: October 26, 2022 DISSENTING OPINION

JUSTICE MUNDY DECIDED: MAY 16, 2023

Probation is inherently conditional. So long as the conditions are met, probation

allows a defendant the opportunity to rehabilitate outside of incarceration. It is with that

fundamental principle in mind that sentencing judges carefully balance the gravity of the

offense, the protection of the public, and the rehabilitative needs of the defendant before

imposing probation and deciding the conditions that define the probationary sentence.1

When a defendant violates a condition of probation, that balance is changed. And so, to

account for that change, a court may increase conditions of probation, impose sanctions,

or revoke an order of probation “upon proof of the violation of specified conditions of

probation.” 42 Pa.C.S. § 9771(b).

This case asks us to interpret Section 9771(b) to determine when a sentencing

court may revoke probation. Because the very existence of a probationary sentence is

conditional, I believe it is clear that a defendant must comply with those conditions to be

entitled to serve a probationary sentence. Therefore, if a defendant violates a condition

of probation before his probationary period has begun, the plain statutory requirements

of Section 9771(b) have been met and the court may revoke probation.

I start, as the majority does, with the plain language of the statute at issue. The

statute governing revocation of probation states:

(b) Revocation.—The court may increase the conditions, impose a brief sanction under section 9771.1 (relating to court-imposed sanctions for violating probation) or revoke an order of probation upon proof of the violation of specified conditions of probation.

1 In determining a sentence, “the court shall follow the general principle that the sentence imposed should call for total confinement that is consistent with section 9725 (relating to total confinement) and the protection of the public, the gravity of the offense as it relates to the impact on the life of the victim and on the community, and the rehabilitative needs of the defendant.” 42 Pa.C.S. § 9721(b).

[J-67A-2022, J-67B-2022 and J-67C-2022] [MO: Dougherty, J.] - 2 42 Pa.C.S. § 9771(b). Subsection (b) goes on to explain the options for resentencing,

but the above cited portion is the operative language for when a court may revoke. As it

plainly reads, the court may revoke after a showing that the defendant violated the

conditions of probation. It is undisputed that a general condition of probation is to lead a

law-abiding life and it is a violation of probation to commit a new crime. Commonwealth

v. Foster, 214 A.3d 1240, 1250 (Pa. 2019) (“[A] court may find a defendant in violation of

probation only if the defendant has violated one of the ‘specific conditions’ of probation

included in the probation order or has committed a new crime.”). And so, when Appellee

in today’s case committed a new crime by kidnapping and shooting a man in the back of

the head, he violated the conditions of probation, and the court was permitted to revoke

that probation.2

My fundamental disagreement with the majority stems from its conclusion that the

conditions of probation do not attach until the term specified in the probation order begins.

Maj. Op. at 14 (“only a violation of the probation itself may trigger revocation, not a

violation of the probation order before the probation term has started.”). As described

above, the very existence of a probation order is conditional. A defendant is given the

opportunity to serve his sentence outside of prison so long as he complies with the

conditions of probation. The sentencing judge attaches conditions to the order of

2 The Black’s Law Dictionary Definition of “probation” bolsters my position. The primary definition of probation is “[a] court-imposed criminal sentence that, subject to stated conditions, releases a convicted person into the community instead of sending the criminal to jail or prison, usu. on condition of routinely checking in with a probation officer over a specified period of time.” Probation, BLACK’S LAW DICTIONARY (11th ed. 2019). The majority references a secondary definition, which defines “[t]he period of time during which a sentence of probation is in effect.” Maj. Op. at 15 n.11. However, that secondary definition makes little sense in the context of conditions in Section 9771. Replacing the word “probation” with its dictionary definition is only understandable using the primary definition. Put another way, the conditions of the probation are the conditions of “a court imposed criminal sentence,” not the conditions of “the period of time during which a sentence of probation is in effect.”

[J-67A-2022, J-67B-2022 and J-67C-2022] [MO: Dougherty, J.] - 3 probation “as it deems necessary to ensure or assist the defendant in leading a law-

abiding life.” 42 Pa.C.S. § 9754(b). When a defendant commits a new crime, he alters

the balance struck by the sentencing court when it weighed the defendant’s rehabilitative

needs against the need to protect the public and concluded that probation was

appropriate. This is true even if the crime is committed while incarcerated or while on

parole before the probationary term has begun. To suggest, as the majority does, that

the conditions of probation only apply during the term of probation would mean that a

defendant’s rehabilitation and pursuit toward a law-abiding life – the entire purpose of the

order of probation – is meaningless prior to the day the probationary term begins. Instead,

the conditions of probation must attach at the time the order is issued and are not

exclusive to the term of probation.

My view on this matter is not novel. The understanding that a defendant must live

a law-abiding life to be entitled to serve his sentence in public rather than in confinement

has shaped the law and impacted sentencing decisions for decades. “A probation order

is conditional by its very nature.” Commonwealth v. Nicely, 638 A.2d 213, 217 (Pa. 1994)

(emphasis added). In describing the underlying purpose of probation and related policy

considerations, this Court has stated:

[T]he basic objective of probation is to provide a means to achieve rehabilitation without resorting to incarceration.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Commonwealth v. Ware
737 A.2d 251 (Superior Court of Pennsylvania, 1999)
Commonwealth v. Dickson
918 A.2d 95 (Supreme Court of Pennsylvania, 2007)
Commonwealth v. Nicely
638 A.2d 213 (Supreme Court of Pennsylvania, 1994)
Wright v. United States
315 A.2d 839 (District of Columbia Court of Appeals, 1974)
Commonwealth v. Miller
516 A.2d 1263 (Supreme Court of Pennsylvania, 1986)
Commonwealth v. Reaser
851 A.2d 144 (Superior Court of Pennsylvania, 2004)
Commonwealth v. Castro
856 A.2d 178 (Superior Court of Pennsylvania, 2004)
Commonwealth v. Wendowski
420 A.2d 628 (Superior Court of Pennsylvania, 1980)
Lock Estate
244 A.2d 677 (Supreme Court of Pennsylvania, 1968)
Commonwealth v. Kates
305 A.2d 701 (Supreme Court of Pennsylvania, 1973)
Shaw v. United States
580 U.S. 63 (Supreme Court, 2016)
Commonwealth v. Allshouse
33 A.3d 31 (Superior Court of Pennsylvania, 2011)
Sawink, Inc. v. Philadelphia Parking Authority
34 A.3d 926 (Commonwealth Court of Pennsylvania, 2012)
In re Barwick
475 A.2d 141 (Superior Court of Pennsylvania, 1984)
James v. United States
140 F.2d 392 (Fifth Circuit, 1944)

Cite This Page — Counsel Stack

Bluebook (online)
Commonwealth, Aplt. v. Rosario, K., Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-aplt-v-rosario-k-pa-2023.