Committee on Legal Ethics of West Virginia State Bar v. Farber

447 S.E.2d 602, 191 W. Va. 667, 1994 W. Va. LEXIS 133
CourtWest Virginia Supreme Court
DecidedJuly 20, 1994
Docket22048
StatusPublished
Cited by13 cases

This text of 447 S.E.2d 602 (Committee on Legal Ethics of West Virginia State Bar v. Farber) is published on Counsel Stack Legal Research, covering West Virginia Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Committee on Legal Ethics of West Virginia State Bar v. Farber, 447 S.E.2d 602, 191 W. Va. 667, 1994 W. Va. LEXIS 133 (W. Va. 1994).

Opinion

PER CURIAM:

In Committee on Legal Ethics v. Farber, 185 W.Va. 522, 408 S.E.2d 274 (1991), this Court suspended the license of the respondent, Michael C. Farber, to practice law for three months for falsely accusing a circuit judge of criminal acts and for other conduct. In that case, the Court specified that, upon the reinstatement of his law license, the respondent was to be supervised in his practice by another attorney for a period of two years. The Court also directed the respondent to reimburse the Committee on Legal Ethics of the West Virginia State Bar for its costs in prosecuting the proceeding.

On March 9, 1992, the respondent petitioned for reinstatement of his law license. In conjunction with his petition, he suggested that he be supervised by William C. Garrett, an attorney in Gassaway, West Virginia, that he meet with Mr. Garrett on a weekly basis, and that reports be submitted to the Committee on Legal Ethics on a monthly basis. He also petitioned to be allowed to reimburse the Committee’s costs by making payments of $200.00 per month.

Mr. Garrett agreed to supervise the respondent, and the Committee on Legal Ethics accepted the supervision proposal. The Committee also agreed to accept payments of $200.00 per month in satisfaction of the respondent’s reimbursement obligation. This Court, after reviewing the situation, found the arrangement acceptable and ordered the reinstatement of the respondent’s law license.

In the present proceeding, the Committee on Legal Ethics claims that from August, 1992, to May, 1993, the respondent consistently failed to comply with the terms of the reinstatement agreement, and it recommends that this Court take further action against the respondent.

The papers filed in the present proceeding show that Mr. Garrett has submitted only one written report relating to his supervision of the respondent, and the respondent has claimed that he has informally notified the Committee on Legal Ethics of his situation. It also appears that the Committee on Legal Ethics has been concerned about the situation and has asked the respondent to sign an agreement that he would meet with Mr. Garrett on a regular basis and submit monthly reports. The respondent signed the agreement and then ignored it.

The documents filed further show that the respondent has fallen into a serious arrear-age in his payments to the Committee on Legal Ethics. At one point, he contacted the Committee on Legal Ethics about his difficulties, and the Committee appropriately worked out an adjusted payment schedule for him. At a certain point, however, the respondent, who was apparently continuing to *669 suffer from financial difficulties, failed to report his difficulties to the Committee on Legal Ethics or to seek an additional modification of his payment schedule. Instead, he chose to disregard his financial obligations.

The documents further show that another legal ethics complaint has been filed against the respondent charging him with neglect of a legal matter entrusted to him and that he has failed to respond in a timely and appropriate manner to that complaint.

In this Court’s view, it is the responsibility of individuals who wish to serve as lawyers to demonstrate the competence to do so and to demonstrate the diligence to handle the matters entrusted to them in a professional manner. This concern is expressed in the Preamble to the Rules of Professional Conduct, which states that “[i]n all professional functions a lawyer should be competent, prompt, and diligent.”

In the context of handling legal matters entrusted to an attorney by a client, Rule 1.3 of the Rules of Professional Conduct requires that “[a] lawyer shall act with reasonable diligence and promptness in representing a client.”

In the present ease, this Court imposed the requirement that the respondent submit to supervision upon the reinstatement of his license to practice law. This was not done as a simple punitive measure or as an afterthought, but because the Court had a very real concern that the respondent had difficulty in understanding his professional obligations and a concern that he would not comply with those obligations in the practice of law.

The course of the respondent’s conduct since his readmission has borne out this Court’s concerns. It appears that he has not taken the supervision requirement seriously; he has not found it necessary to be diligent in meeting his financial obligations to the Committee on Legal Ethics; and, in apparent violation of Rule 1.3 of the Rules of Professional Conduct, he has not been reasonably diligent in handling a legal matter entrusted to him.

This Court views compliance with its orders relating to the practice of law to be among a lawyer’s highest professional responsibilities, and, in the present case, the Court believes that the respondent has ignored that responsibility. The Court also believes that Mr. Garrett has not viewed the supervision requirement with the same seriousness as this Court sees it.

This Court has rather consistently indicated that:

“ ‘ “In disciplinary proceedings, this Court, rather than endeavoring to establish a uniform standard of disciplinary action, will consider the facts and circumstances [in each case], including mitigating facts and circumstances, in determining what disciplinary action, if any, is appropriate, and when the committee on legal ethics initiates proceedings before this Court, it has a duty to advise this Court of all pertinent facts with reference to the charges and the recommended disciplinary action.” Syl. pt. 2, Committee on Legal Ethics v. Mullins, 159 W.Va. 647, 226 S.E.2d 427 (1976).’ Syllabus point 2, Committee on Legal Ethics v. Higinbotham, [176 W.Va. 186], 342 S.E.2d 152 (1986).”

Syllabus Point 4, Committee on Legal Ethics v. Roark, 181 W.Va. 260, 382 S.E.2d 313 (1989).

In the present case, the Court believes that if the respondent is to continue to practice law in West Virginia, he must demonstrate competency, promptness, and diligence in handling the professional responsibilities connected with such practice. In his case, this entails complying with this Court’s orders relating to reasonable supervision, meeting his financial obligations to the Committee on Legal Ethics, and handling his clients’ matters with competency, promptness, and diligence.

The Court has, therefore, concluded, that the respondent must submit to an additional *670 period of supervision, and the respondent’s license to practice law must be suspended until such time as he enters into a written arrangement with the Committee on Legal Ethics for an additional eighteen months of supervision. 1

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Bluebook (online)
447 S.E.2d 602, 191 W. Va. 667, 1994 W. Va. LEXIS 133, Counsel Stack Legal Research, https://law.counselstack.com/opinion/committee-on-legal-ethics-of-west-virginia-state-bar-v-farber-wva-1994.