Comair Rotron, Inc. v. Minebea Co.

143 F.R.D. 494, 1992 U.S. Dist. LEXIS 9277, 1992 WL 146620
CourtDistrict Court, S.D. New York
DecidedJune 23, 1992
DocketNo. M8-85 (RWS)
StatusPublished
Cited by27 cases

This text of 143 F.R.D. 494 (Comair Rotron, Inc. v. Minebea Co.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Comair Rotron, Inc. v. Minebea Co., 143 F.R.D. 494, 1992 U.S. Dist. LEXIS 9277, 1992 WL 146620 (S.D.N.Y. 1992).

Opinion

OPINION

SWEET, District Judge.

Defendant Minebea Co., Ltd., Nippon Miniature Bearing Corporation and NMB Technologies (USA), Inc. (collectively, “Minebea”) has moved pursuant to Fed. R.Civ.P. 37(a)(4) for an order compelling the further oral examination of non-party witnesses attorneys Thomas MacBlain (“MacBlain”), Arthur Tenser (“Tenser”) and Peter J. Phillips (“Phillips”) (collectively, the “Deponents”) and compelling the production of documents and things responsive to the subpoenas previously served on them. Plaintiff Comair Rotron, Inc. (“Rotron”) has moved to dismiss the motion to compel. For the following reasons, the motion is granted in part and denied in part. A list of those questions to which the Deponents are hereby compelled to answer and those as to which Rotron’s objections are sustained is provided in the Appendix to this opinion.

Prior Proceedings

The underlying patent infringement action (the “Action”) giving rise to these motions was commenced on January 18, 1991, and is presently pending in the United States District Court for the District of New Hampshire. Similar motions concerning the depositions of attorneys retained by Rotron to prosecute the patents-in-issue are pending in the United States District Courts for the Districts of New Hampshire and Massachusetts.

In the Action, Rotron alleges that Minebea infringed its U.S. Patent Nos. 4,494,028 (the “’028 Patent”) and 4,779,069 (the “ ’069 Patent”) (together, the “Patents”). Minebea denies the allegations of infringement and also asserts as affirmative defenses that the Patents were not “duly and legally issued,” that the Patents are invalid, and that the ’069 Patent is unenforceable because it was procured through inequitable conduct. Minebea claims that several prior art patents and publications anticipate and hence invalidate one or more claims of the Patents. Further, it is Minebea’s position that during the prosecution of the applications giving rise to the Patents, Rotron knowingly withheld material prior art patents and publications with the intent of deceiving the Patent Examiner.

Minebea originally filed its motion in the Miscellaneous Part of this court on January 10, 1992, with a scheduled return date of January 28, 1992. On January 22, 1992, the parties stipulated to an adjournment of Minebea’s motion to March 10, 1992. Rotron filed its motion on February 13, 1992, with a scheduled return date of March 3, 1992. On March 2, 1992, the parties stipulated to the adjournment of Rotron’s motion to March 10, 1992. Oral argument was heard by this court, sitting in Part I, on March 10, 1992 and the motions were considered fully submitted as of March 13, 1992.

The Facts

The Motion

The Deponents are three of the attorneys who were responsible for preparing, filing [497]*497and prosecuting the applications which ultimately issued as the patents-in-suit. Minebea’s motion to compel relates to certain questions and document requests to which Rotron objected on the grounds of the attorney-client privilege and the work-product doctrine at the Deponents’ depositions, which were held on July 29, 1991, July 30, 1991 and August 2, 1991, respectively. Minebea contends that none of the information sought relates to attorneys’ work in anticipation of litigation or to privileged attorney-client communications.

Background

As members of the New York City law firm of Brumbaugh, Graves, Donohue & Raymond (the “Brumbaugh Firm”), Messrs. MacBlain, Tenser and Phillips were responsible for the preparation and prosecution of the applications that ultimately issued as the ’028 and ’069 Patents.

The ’028 Patent

The ’028 Patent, entitled “Integral Coaxial Commutation and Rotor Magnets and Apparatus and Method for Making Same,” was issued on January 15,1985 from Application Serial No. 428,828 (the “ '828 Application”) which was filed by the Brumbaugh Firm on behalf of Rotron on September 30, 1982. As filed, the ’828 Application related to both a one-piece unitary rotor magnet for a D.C. brushless motor and a method for making the magnet. On February 10, 1983, Rotron, by the Brumbaugh Firm, filed an Information Disclosure Statement (the “February 10 Disclosure Statement”) citing material prior art of which Rotron was aware. Minebea claims that the February 10 Disclosure Statement failed to list certain material prior art patents.

On July 21, 1983, the PTO required Rotron to restrict the ’828 Application to the claims pertaining either to the rotor magnet or those pertaining to the method for making the magnet (the “July 21, 1983 Office Action”). See Minebea Reply Memo. Tab 1. Rotron cancelled all claims relating to the method of making the rotor magnet from the ’828 Application and prosecuted these claims as part of Application Serial No. 662,390 (the “’390 Application”). As of the separation of the applications for the two inventions, the ’828 Application, which ultimately issued as the ’028 Patent, pertained only to the magnet itself. The series of applications beginning with the ’390 Application ultimately issued as the ’069 Patent.

In response to the PTO’s rejection of certain claims on the grounds of obviousness, on October 24, 1983 Rotron amended one of the claims and cited an additional prior art patent. On January 13, 1984, the Patent Examiner maintained his rejection of claims 1-13 and cited two additional prior art patents.

In February 1984, while the ’828 Application was pending, and before the ’390 series of applications had been filed, Rotron learned that Matsushita Electric Corporation of America and Matsushita Electric Industrial Co., Ltd. (together, “Matsushita”) was being accused of infringement by Papst Mechtronic Corporation (“Papst”), the owner of a patent regarding a brush-less D.C. motor (the “Papst Action”). On February 21, 1984, pursuant to a request by Rotron, MacBlain investigated the International Trademark Commission (“ITC”) file in the Papst complaint against Matsushita and learned that Matsushita agreed to change to a construction that would infringe the claims pending in the ’828 Application. See MacBlain Dec. at 2-3.

On July 12, 1984, Rotron filed an amendment to the ’828 Application (the “July 1984 Amendment”), in which it discussed the invention, several of the references that were already of record and four additional references, including the “Muller ’104 Patent,” and the “Doemen '005 Patent,” as described in Minebea’s moving papers. However, according to Minebea, these prior art patents were never cited to the PTO and thus were never considered by the Patent Examiner.

On September 3, 1985, Rotron filed an action in district court against Matsushita (the “Matsushita District Court Action”), and on September 4, 1985 initiated an action against Matsushita before the ITC (the “Matsushita ITC Action”). Both of these [498]*498actions alleged infringement of the ’028 Patent.

The ’069 Patent

The ’069 Patent, entitled “Apparatus and Method for Making Integral Coaxial Communication and Rotor Magnets” issued on October 18, 1988 from Application Serial No. 85,301 (the “ ’301 Application”), which attorneys at the law firm of Bromberg & Sunstein (the “Bromberg Firm”) filed on behalf of Rotron on August 7, 1987. The ’069 Patent relates to a method for making the rotor magnet covered by the ’028 Patent.

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143 F.R.D. 494, 1992 U.S. Dist. LEXIS 9277, 1992 WL 146620, Counsel Stack Legal Research, https://law.counselstack.com/opinion/comair-rotron-inc-v-minebea-co-nysd-1992.