Com. v. Windom, R.

• Court: Superior Court of Pennsylvania
• Decided: April 15, 2021
• Docket: 607 EDA 2020
• Status: Unpublished

Opinion

J-S06007-21

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : ROY WINDOM : : Appellant : No. 607 EDA 2020

Appeal from the Judgment of Sentence Entered January 13, 2020 In the Court of Common Pleas of Philadelphia County Criminal Division at No(s): CP-51-CR-0005594-2017

BEFORE: PANELLA, P.J., NICHOLS, J., and PELLEGRINI, J.*

MEMORANDUM BY PANELLA, P.J.: FILED APRIL 15, 2021

Roy Windom claims the trial court abused its discretion when it

sentenced him for his sexual abuse of a minor. His convictions stem from his

protracted physical and sexual abuse of his prepubescent younger sister, D.J.,

which continued from the time she was 9 years old until she was

approximately 14 and removed from the home. Windom was approximately

24 years old when he began sexually abusing his sister. D.J. lived with her

mother and her siblings, including Windom, in Philadelphia. When D.J. and

Windom’s grandmother died, Windom began drinking and acting in fits of rage

against other members of the household, including D.J.

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* Retired Senior Judge assigned to the Superior Court. J-S06007-21

Windom repeatedly threatened D.J. with physical harm to her or their

mother if D.J. ever told anybody what he did to her. On one occasion before

D.J. and her siblings went to school, Windom violently attacked D.J. and their

mother. During this altercation, Windom punched D.J. in the face, giving her

a black eye. Following the altercation, D.J. reported the incident to the

principal, who then contacted the Philadelphia Department of Human Services.

D.J. was subsequently removed from her home and placed in her father’s care

in Delaware. D.J. also gave a report to Officer Timothy McIntyre from the

Philadelphia Police Department’s Special Victims Unit, and he referred the case

to the Philadelphia Children’s Alliance (hereinafter “PCA”). After the PCA

interviewed D.J. and after further investigation from the Special Victims Unit,

the police arrested Windom on May 17, 2017. (N.T. 6/5/2019, 40-49, 50-57,

60-69, 70, 112-119, 124-127, 165).

On June 7, 2019, a jury found Windom guilty of rape of a child, unlawful

contact with a minor, endangering the welfare of a child (“EWOC”), and

indecent assault of a person less than thirteen. On January 13, 2020, the trial

court sentenced Windom to an aggregate term of twelve and one-half to

twenty-five years’ incarceration, followed by twelve years of probation. The

trial court sentenced Windom to ten to twenty years’ imprisonment for

EWOC—to be followed by seven years’ probation for unlawful contact with a

minor and a consecutive term of five years’ probation for indecent assault.

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On appeal, Windom claims that the trial court abused its discretion in

sentencing him because the court failed to thoroughly consider Windom’s

background, his ability for rehabilitation, his social history, rehabilitative

needs, and mental health capacity. See Appellant’s Brief, at 5. Windom also

asserts that the sentencing court abused its discretion in sentencing him to a

consecutive, rather than concurrent, sentence. See id.

The standard employed when reviewing the discretionary aspects of

sentencing is very narrow. See Commonwealth v. King, 182 A.3d 449, 454

(Pa. Super. 2018). We may reverse only if the sentencing court abused its

discretion or committed an error of law. See id. Merely erring in judgment is

insufficient to constitute abuse of discretion. A court has only abused its

discretion when "the record disclosed that the judgment exercised was

manifestly unreasonable, or the result of partiality, prejudice, bias or ill-will."

Id.

Windom concedes that his claim is directed at the discretionary aspects

of the sentence imposed. See Appellant’s Brief, at 9. As such, his claim is

treated as a petition for allowance of appeal. See Commonwealth v.

W.H.M., 932 A.2d 155, 162 (Pa. Super. 2007). In order to invoke our

jurisdiction to review his claim, Windom must establish four circumstances:

(1) that he filed a timely notice of appeal; (2) that he properly preserved his

claim under the Rules of Criminal Procedure; (3) that he has complied with

Rules of Appellate Procedure in briefing his claim; and (4) that his claim

presents a substantial question that his sentence is not appropriate under the

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Sentencing Code. See Commonwealth v. Hill, 210 A.3d 1104, 1116 (Pa.

Super. 2019), appeal denied, 220 A.3d 1066 (Pa. 2019). “We evaluate on a

case-by-case basis whether a particular issue constitutes a substantial

question about the appropriateness of sentence.” Id.

Here, Windom properly preserved his claims by filing a post-sentence

motion and timely notices of appeal. Additionally, Windom’s brief contains the

required Pa.R.A.P. 2119(f) statement. Next, we must determine whether

Windom’s claim constitutes a substantial question.

This court has held that “a substantial question exists only when the

appellant advances a colorable argument that the sentencing judge’s actions

were either: (1) inconsistent with a specific provision of the Sentencing Code;

or (2) contrary to the fundamental norms which underlie the sentencing

process.” Commonwealth v. Moury, 992 A.2d 162, 170 (Pa. Super. 2010).

An appellant’s contention that the trial court failed to consider relevant

sentencing criteria including the protection of the public, the gravity of the

underlying offense, and her rehabilitative needs, presents a substantial

question for our review. See Commonwealth v. Derry, 150 A.3d 987, 992

(Pa. Super. 2016). Additionally, this court has found that a contention that a

sentence is excessive presents a substantial question for our review. See

Hill, 210 A.3d at 1116.

Here, Windom contests that his sentence was excessive and that the

trial court failed to consider mitigating factors such as his prior record and his

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capacity to rehabilitate. We find these challenges raise substantial questions.

Therefore, we will address the substance of Windom’s argument.

Although sentencing courts are granted broad discretion, a sentence

must always fall within the statutory limits. See Commonwealth v.

Messmer, 863 A.2d 567, 571 (Pa. Super. 2004). If the sentence is within

the statutory limits, there is no abuse of discretion unless the sentence is

unreasonable or “manifestly excessive so as to inflict too severe a

punishment.” Commonwealth v. Mouzon, 812 A.2d 617, 625 (Pa. 2002).

Pennsylvania law requires courts to impose a sentence that is consistent with

the protection of the public, the gravity of the offense as it relates to the

impact on the life of the victim and on the community, and the rehabilitative

needs of the defendant. See 42 Pa. C.S.A. § 972(b). Accordingly, a sentence

is not unreasonable or manifestly excessive if it accounts for (1) the nature

and circumstances of the offense and the history and characteristics of the

defendant; (2) the opportunity of the sentencing court to observe the

defendant, including any presentence investigation; (3) the findings upon

which the sentence was based; and (4) the guidelines promulgated by the

commission. See 42 Pa. C.S.A. § 9781(d); Commonwealth v. Sheller, 961

A.2d 187, 190-91 (Pa. Super. 2008).

Here, the trial court sentenced Windom to an aggregate term of twelve

and one half to twenty-five years’ incarceration, followed by twelve years of

reporting probation. (N.T. 1/13/20 at 9). Windom has a prior record score of

zero. (N.T. 1/13/20 at 9). Rape of a child is punishable by no more than forty

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years’ incarceration, 18 Pa. C.S.A. § 3121(e)(1), and has an offense gravity

score (hereinafter “OGS”) of fourteen. 204 Pa. Code § 303.15. As a result,

the standard-range guidelines recommended a minimum term of incarceration

between six and twenty years. 204 Pa. Code § 303.16(a).

Moreover, unlawful contact with a minor in child rape cases is a first-

degree felony subject to a maximum term of twenty years’ incarceration. 18

Pa.C.S.A. § 1103. The offense has an OGS of fourteen. 204 Pa. Code s 303.15.

As a result, the guidelines recommend a standard-range, minimum sentence

of six to ten years’ incarceration. Pa. Code § 303.16(a). Finally, EWOC and

indecent assault of a person less than thirteen are both third-degree felonies

subject to a maximum term of seven years’ incarceration. 18 Pa. C.S.A. §

1103. Both have an OGS of six, and the applicable standard guidelines

suggest a minimum sentence range of three to twelve months’ incarceration.

Pa. Code 303.16(a).

Looking at the totality of Windom’s crimes, the maximum statute-

sanctioned sentence for Windom’s crimes is thirty-seven to seventy-four years

of incarceration. The standard-range guidelines suggest a minimum term of

imprisonment between twelve and one-half to thirty-two years’ incarceration

(if imposed consecutively). However, Windom’s sentence—twelve and one-

half to twenty-five years’ incarceration, followed by twelve years’ probation—

is well below the statutory maximums and falls within the lower end of the

guidelines’ standard range. The length of Windom’s sentence, therefore, is

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presumptively appropriate. See Commonwealth v. Hill, 210 A.3d 1104,

1117 (Pa. Super. 2019).

Moreover, the trial court’s imposition of consecutive, rather than

concurrent, sentences did not constitute an abuse of discretion. The

imposition of consecutive sentences is only an abuse of discretion in “the most

extreme circumstances, such as where the aggregate sentence is unduly

harsh, considering the nature of the crimes and the length of imprisonment.”

Commonwealth v. Caldwell, 117 A.3d 763, 769 (Pa. Super. 2015) (citation

omitted). In this case, the facts weighed in favor of consecutive sentences,

especially in light of (1) the protracted and violent nature of Windom’s crimes,

(N.T. 6/5/19 at 42, 61); (2) the fact that D.J. was a nine year old prepubescent

child when Windom first raped her, (Id. at 42); and (3) the fact that Windom

cultivated and maintained an environment of terror, which effectively

prevented D.J. from disclosing Windom’s physical and sexual abuse for several

years. Consequently, there is no legitimate reason to find the consecutive

framing of Windom’s sentence unduly harsh.

Finally, we find Windom’s claims that the trial court failed to consider

mitigating factors in determining the length of his sentence to be categorically

false. The trial court had the benefit of reviewing the presentence

investigation report (hereinafter “PSI”) before sentencing Windom. When a

sentencing court is informed by a PSI, there is a presumption that the judge

was aware of relevant information regarding the defendant’s character and

“weighed all relevant information regarding the defendant’s character against

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any mitigating factors.” Commonwealth v. Mulkin, 228 A.3d 913, 917 (Pa.

Super. 2020).

Moreover, the record unequivocally demonstrates that this court gave

due consideration to the defendant’s personal characteristics. At sentencing,

the Commonwealth asked for an aggregated sentence of 30 to 60 years of

incarceration followed by 3 years of reporting probation due to the nature of

Windom’s actions over a long period of time and the way the victim suffered.

(N.T. 1/13/20 at 8). In response, Windom’s attorney highlighted persuasive

mitigating factors emphasizing Windom’s capacity for rehabilitation including

the fact that he has no prior record, his medical diagnosis of bipolar disorder,

his propensity to be a productive, tax-paying citizen, and his ability to

maintain employment over a long period of time. (N.T. 1/13/20 at 4-6).

Based on these arguments, the sentencing court determined that

Windom’s crimes warranted a standard-range guideline sentence. The trial

court expressly acknowledged, considered, and accepted Windom’s mitigating

factors throughout the sentencing process. See, e.g., N.T. 1/13/20 at 9.

Therefore, there is no basis to find that Windom’s sentence is excessive or

that this court failed to consider his mitigating characteristics.

We affirm the trial court’s judgment of sentence.

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Judgment Entered.

Joseph D. Seletyn, Esq. Prothonotary

Date: 4/15/2021

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