Com. v. Vasquez-Diaz, A.

Superior Court of Pennsylvania·Decided May 22, 2017·No. Com. v. Vasquez-Diaz, A. No. 369 EDA 2014·Unpublished

Opinion

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF PENNSYLVANIA

v.

ANGEL VASQUEZ-DIAZ Appellant No. 369 EDA 2014

Appeal from the Judgment of Sentence September 17, 2013 In the Court of Common Pleas of Philadelphia County Criminal Division at No(s): CP-51-CR-0008880-2012

BEFORE: BOWES AND MOULTON, JJ., AND STEVENS, P.J.E.* MEMORANDUM BY BOWES, J.: FILED MAY 22, 2017 Angel Vasquez-Diaz appeals pro se from the aggregate judgment of sentence of thirty-five to seventy years incarceration imposed after a jury found him guilty of rape by forcible compulsion, involuntary deviate sexual intercourse with a child, unlawful contact with a minor, endangering welfare of a child, indecent assault, and terroristic threats. Since Appellant was sentenced to a mandatory minimum sentence under a statute that has been declared unconstitutional, we vacate judgment of sentence and remand for resentencing. In all other respects, we affirm.

The minor victim in this matter, B.P., lived with her mother and three siblings in her mother’s home. N.T. Vol. I, 5/21/13, at 41-43. Appellant, who was dating B.P.’s mother, would often stay the night. Id. at 41. One * Former Justice specially assigned to the Superior Court.

day, Appellant followed B.P. from the shower to her bedroom. Id. at 43. With the aid of a diagram, B.P. testified that Appellant rubbed his penis on her vaginal area and inserted his penis into her anus. Id. at 52-56. He told her that if she told anyone, he would kill her family. Id. at 61. B.P. eventually told her sister, C.P. Id. at 59.

C.P. testified that in March of 2012, B.P. told her that Appellant had touched her. Id. at 80. She immediately called their older sister, Aisha. Id. at 81. Aisha, in turn, called B.P’s father, who took C.P. and B.P. to the hospital. Id. at 113. C.P. also testified that her mother said Appellant had watched C.P. while she took a shower, and that she awoke several times to see Appellant watching her sleep. Id. at 82-84.

Philadelphia Police Officer Leonard Johnson was dispatched to the hospital for the reported rape, where he met B.P., C.P., and their father. Id. at 21. He spoke to B.P., who told him that Appellant raped her on January 3, 2012. Id. at 23, 28.

The Commonwealth also presented Dr. Marcia McColgan, an expert witness in the field of pediatric child abuse. N.T., 5/22/13, at 32. She evaluated B.P. on April 24, 2012, and observed an area where there was almost no hymen, which she explained can occur in child sexual abuse cases but does not necessarily prove that penetration occurred. Id. at 44-45. Dr. McColgan also testified that the anus is meant to stretch, and that penetration can occur without lasting physical trauma. Moreover, where

superficial injury has occurred, that trauma can heal without any residual scarring. Id. at 45. She also noted that B.P. stated the incident occurred in January or February. Id. at 46.

Appellant was found guilty of the aforementioned crimes and sentenced to an aggregate term of thirty-five to seventy years imprisonment. This sentence included the imposition of a mandatory minimum term of no less than ten years incarceration.1 See 42 Pa.C.S. § 9718. During the pendency of these proceedings, that statute was declared unconstitutional in its entirety. Commonwealth v. Wolfe, 140 A.3d 651 (Pa. 2016). The Commonwealth concedes that Appellant is entitled to resentencing.

Appellant filed timely post-sentence motions, which were denied by operation of law, followed by a timely notice of appeal. Appellate review was repeatedly delayed by the unavailability of trial transcripts. On May 28,

1 We note that the Commonwealth correctly states Appellant was convicted of rape by forcible compulsion, 18 Pa.C.S. § 3121(a)(1), while the trial court opinion states that the “mandatory minimum sentence [was] for his conviction of having sexual contact with a victim under the age of 13 years . . . pursuant to 42 Pa.C.S.A. § 9718(a)(3)[.]” However, § 9718(a)(3) applies to a conviction of 18 Pa.C.S. § 3121(c), which is rape of a child. For unknown reasons, the Commonwealth did not elect to proceed on the rape of a child charge.

2015, the trial court held a Grazier2 hearing and permitted Appellant to represent himself on appeal.

Appellant filed a new concise statement of errors complained of on appeal, and the trial court authored its opinion on March 23, 2016. Appellant presents for our review the same issues raised in his Pa.R.A.P. 1925(b) statement, which we summarize as follows:

I. The trial court erred in recording the verdict as the jurors did not unanimously agree.

II. The trial court improperly admitted testimony that Appellant watched the victim’s sister showering and sleeping.

III. The trial court improperly prohibited Appellant from cross-

examining the victim’s sister about her drug use.

IV. The trial court improperly permitted several jurors to be seated on the panel.

V. The trial court impermissibly permitted the jurors to receive a transcript of the expert witness’s testimony.

VI. The Commonwealth orchestrated the proceeding through deliberate deception.

VII. Insufficient evidence supported the conviction for rape by forcible compulsion.

VIII. The verdict for rape is against the weight of the evidence.

IX. Appellant is serving an illegal mandatory minimum sentence.

2 Commonwealth v. Grazier, 713 A.2d 81 (Pa. 1998).

Appellant’s brief, passim.

Appellant’s first issue concerns the answer of juror number one following Appellant’s request to poll the jury. When the foreperson asked, “Do you agree or disagree with the verdict as stated?”, the juror replied, “Yes.” Since this question as answered was clearly ambiguous, Appellant claims the verdict was not unanimous. The Commonwealth asks us to find the issue waived, noting that Appellant has attached to his brief an excerpt of the transcript which is not included in the certified record. In the alternative, the Commonwealth asks us to deem the claim waived because Appellant failed to object to the ambiguous answer.

We decline to find the issue waived on the basis that Appellant failed to properly include the transcript in the record. “Our law is unequivocal that the responsibility rests upon the appellant to ensure that the record certified on appeal is complete in the sense that it contains all of the materials necessary for the reviewing court to perform its duty.” Commonwealth v. Preston, 904 A.2d 1, 7 (Pa.Super. 2006) (citation omitted). However, the trial court’s opinion remarks that “[t]here was an extraordinary delay in the production of the entire set of trial transcripts . . . as requested by the defendant[.]” Trial Court Opinion, 3/21/16, at 2. On June 5, 2013, the court issued an order directing the production of all notes of testimony. Order, 6/5/13, at 1. Yet, as of the Grazier hearing on May 28, 2015, several portions of the proceedings had yet to be transcribed, prompting the

court to issue yet another order. N.T., 5/28/15, at 13-15. Furthermore, the trial court addressed this claim in its opinion, and, while not directly quoting the relevant portions of the transcript, the court’s opinion states, “Although the question ‘Do you agree or disagree with the verdict as stated?,’ in retrospect, was not artfully crafted by court staff . . . the juror did not raise any issue or concern in regard to the verdict[.]” Trial Court Opinion, 3/21/16, at 5. Thus, the lack of a transcript is not fatal to our review and we shall address the merits.

We now examine whether Appellant waived this issue due to his failure to object to the supposed lack of unanimity. A defendant is permitted by Rule to poll the jury before the verdict is recorded. Pa.R.Crim.P. 648(G). Our Supreme Court has explained the purpose of jury polling as follows:

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