Com. v. Sumo, L.

• Court: Superior Court of Pennsylvania
• Decided: October 14, 2014
• Docket: 3506 EDA 2013
• Status: Unpublished

Opinion

J-S49033-14

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF PENNSYLVANIA Appellee

v.

LYDIA SUMO

Appellant No. 3506 EDA 2013

Appeal from the Judgment of Sentence entered September 16, 2013 In the Court of Common Pleas of Philadelphia County Criminal Division at No: CP-51-CR-0011690-2012

BEFORE: OLSON, OTT, and STABILE, JJ.

MEMORANDUM BY STABILE, J.: FILED OCTOBER 14, 2014

Lydia Sumo appeals from the judgment of sentence entered for her

conviction of various crimes of violence. Sumo’s court-appointed counsel

has filed an Anders1 brief and petitioned to withdraw, claiming this appeal is

wholly frivolous. We affirm and grant the petition to withdraw.

On August 3rd, 2012, Officer [Lawrence2] Tevelson responded to a radio call for a person with a weapon and females fighting with knives inside of 5523 Walnut Street in Philadelphia, Pennsylvania. When Officer Tevelson arrived on location, he came into contact with a complainant, [Georgess] Harris and a witness, Martherline Ahossouhe. At this time, Ms. Harris was actively bleeding from the arm. Officer Tevelson entered the property and the [Appellant], Lydia Sumo, came running down ____________________________________________

1 Anders v. California, 386 U.S. 738 (1967). 2 The trial court and Appellant state that Officer Tevelson’s first name is “Jason,” but the Commonwealth and the record refer to him as “Lawrence.” J-S49033-14

the hallway towards Officer Tevelson with a knife raised over her head, while screaming “I’m gonna kill you”. At this time, Officer Tevelson drew his weapon and ordered the [Appellant] to drop the knife. After ordering the [Appellant] to drop the knife twelve times, the [Appellant] finally dropped the knife. Officer Tevelson had the [Appellant] drop to her knees and she continued to resist arrest by not allowing Officer Tevelson to place handcuffs on her wrist.

Trial Court Rule 1925(a) Opinion, 2/7/14, at 1. Officer Tevelson arrested

Appellant, and she was charged with aggravated assault, possession of an

instrument of crime (PIC), terroristic threats, simple assault, recklessly

endangering another person (REAP), and resisting arrest.3

At a bench trial, the trial court found Appellant guilty of all charges. It

later sentenced Appellant to two years’ probation, a mitigated range

sentence.4 This appeal followed.

Before the trial court, Appellant’s counsel filed a notice of intent to file

an Anders brief in lieu of a statement of matters complained of on appeal.

See Pa.R.A.P. 1925(c)(4). Before this Court, Appellant’s counsel has filed

an Anders brief and a petition to withdraw as counsel. In the Anders brief,

counsel identifies two potentially meritorious issues for review: (1) whether

Appellant’s convictions are supported by sufficient evidence; and (2)

____________________________________________

3 18 Pa.C.S.A. §§ 2702(a), 907(a), 2706(a)(1), 2701(a), 2705, and 5104, respectively. 4 Appellant is attempting to become a U.S. citizen. The trial court imposed a probationary sentence on the belief that it would not affect her immigration status. See N.T. Sentencing, 11/6/13 at 10.

-2- J-S49033-14

whether the trial court erred in excluding character evidence of Appellant’s

reputation for truthfulness.

Before we consider whether this appeal is frivolous, we must address

counsel’s petition to withdraw. To withdraw under Anders, counsel must

(1) petition this Court for leave to withdraw after certifying that a thorough

review of the record indicates the appeal is frivolous; (2) file a brief referring

to anything in the record that might arguably support the appeal; and (3)

send the appellant a copy of the brief and advise the appellant of the right to

obtain new counsel or file a pro se brief to raise any additional points for

review. Commonwealth v. Millisock, 873 A.2d 748, 751 (Pa. Super.

2005). Additionally, the Anders brief must:

(1) provide a summary of the procedural history and facts, with citations to the record;

(2) refer to anything in the record that counsel believes arguably supports the appeal;

(3) set forth counsel’s conclusion that the appeal is frivolous; and

(4) state counsel’s reasons for concluding that the appeal is frivolous. Counsel should articulate the relevant facts of record, controlling case law, and/or statutes on point that have led to the conclusion that the appeal is frivolous.

Commonwealth v. Santiago, 978 A.2d 349, 361 (Pa. 2009).

We find that counsel has met the procedural and substantive

requirements of Anders and our Supreme Court’s Santiago decision.

Appellant has not responded to counsel’s letter, so we now examine the

issues raised to determine whether the appeal is wholly frivolous.

-3- J-S49033-14

The first issue to which counsel directs us is the sufficiency of the

evidence.

As a general matter, our standard of review of sufficiency claims requires that we evaluate the record in the light most favorable to the verdict winner giving the prosecution the benefit of all reasonable inferences to be drawn from the evidence. Evidence will be deemed sufficient to support the verdict when it establishes each material element of the crime charged and the commission thereof by the accused, beyond a reasonable doubt. Nevertheless, the Commonwealth need not establish guilt to a mathematical certainty. Any doubt about the defendant’s guilt is to be resolved by the fact finder unless the evidence is so weak and inconclusive that, as a matter of law, no probability of fact can be drawn from the combined circumstances.

Commonwealth v. Rahman, 75 A.3d 497, 500-01 (Pa. Super. 2013)

(quoting Commonwealth v. Pettyjohn, 64 A.3d 1072, 1074-75 (Pa.

Super. 2013)) (other internal quotations and citations omitted).

Aggravated assault, as charged in this case required, at a minimum,

proof that Appellant (1) attempted by physical menace (2) to place an

enumerated officer, while in performance of duty, (3) in fear of imminent

serious bodily injury. 18 Pa.C.S.A. § 2702(a)(6).5 An “enumerated” officer

includes a police officer. Id. § 2702(c). Attempt requires proof of intent,

and intent can be inferred from attendant circumstances. Id. § 901(a);

Commonwealth v. Landis, 48 A.3d 432, 446 (Pa. Super. 2012) (en banc). ____________________________________________

5 Count 1 of the criminal information charged Appellant with committing acts which would constitute aggravated assault under subsections (3), (4), and (6) of § 2702. Appellant’s counsel has restricted his discussion to subsection (6). We will confine our analysis accordingly.

-4- J-S49033-14

Serious bodily injury is “[b]odily injury which creates a substantial risk of

death or which causes serious, permanent disfigurement, or protracted loss

or impairment of the function of any bodily member or organ.” 18 Pa.C.S.A.

§ 2301.

In this case, Officer Tevelson entered a house to investigate a report

of a knife fight. When he announced himself as a police officer, Appellant

charged at Officer Tevelson while brandishing a butcher knife and

threatening to kill him. She kept running at Officer Tevelson even though he

had drawn his service pistol. Appellant dropped the knife only after she was

close enough that Officer Tevelson could have touched her, and after he

repeatedly ordered her to do so. Appellant’s actions in waiving about a large

kitchen knife, charging at an armed police officer, and threatening to kill the

officer constitute sufficient proof of attempting by physical menace to place

Officer Tevelson in fear of immediate serious bodily injury. Viewing the

record in the light most favorable to the Commonwealth, evidence of

aggravated assault is therefore sufficient to sustain Appellant’s conviction.

Appellant also was convicted of simple assault and recklessly

endangering another person (REAP). These counts are lesser-included

offenses of aggravated assault.6 Because the evidence of aggravated

6 A person who, inter alia, by physical menace, places another person in fear of imminent serious bodily injury is guilty of simple assault. 18 Pa.C.S.A. § 2701(a)(3). A person who “recklessly engages in conduct which places or (Footnote Continued Next Page)

-5- J-S49033-14

assault was sufficient, it is, a fortiori, sufficient to sustain a conviction for

any lesser-included offense. See Commonwealth v. Smith, 956 A.2d

1029, 1036 (Pa. Super. 2008) (“[W]here the evidence is sufficient to support

a claim of aggravated assault it is also sufficient to support a claim of

[REAP].”) (internal quotation omitted); Commonwealth v. Repko, 817

A.2d 549, 554 (Pa. Super. 2003) (noting that the difference between simple

assault by physical menace and aggravated assault by physical menace is

that the latter requires proof that the victim is an enumerated officer),

overruled on other grounds by Commonwealth v. Matthews, 870 A.2d

924, 932-33 (Pa. Super. 2005) (en banc).

A person who, inter alia, “communicates, either directly or indirectly, a

threat to . . . commit any crime of violence with intent to terrorize another,”

is guilty of terroristic threats. 18 Pa.C.S.A. § 2601(a)(1). Belief of harm by

the person being threatened is not an element of the crime, and “[b]eing

angry does not render a person incapable of forming the intent to terrorize.”

Commonwealth v. Fenton, 750 A.2d 863, 865 (Pa. Super. 2000).

Appellant threatened to kill Officer Tevelson while wielding a large knife.

She charged the officer and refused to stop until ordered to do so multiple

times. Viewed in the light most favorable to the Commonwealth, the

evidence sufficient to sustain Appellant’s conviction for terroristic threats. _______________________ (Footnote Continued)

may place another person in danger of death or serious bodily injury” is guilty of REAP. Id. § 2705.

-6- J-S49033-14

PIC requires proof that a person possessed an instrument of crime

with the intent to employ it criminally. 18 Pa.C.S. § 907(a). An instrument

of crime includes “[a]nything used for criminal purposes and possessed by

the actor under circumstances not manifestly appropriate for lawful uses it

may have.” Id. § 907(d). Here, Appellant used a large butcher knife to

threaten Officer Tevelson. Threatening to kill a police officer is not one of

the lawful purposes for which butcher knives are designed.

Commonwealth v. Robinson, 874 A.2d 1200, 1208-09 (Pa. Super. 2005)

(holding that use of a knife to perpetrate a robbery was sufficient evidence

of PIC). Therefore, the evidence of PIC was sufficient.

Resisting arrest requires proof that a person intended to prevent a

lawful arrest by creating “a substantial risk of bodily injury to the public

servant or anyone else, or employ[ing] means justifying or requiring

substantial force to overcome the resistance.” 18 Pa.C.S.A. § 5104;

Commonwealth v. Coleman, 19 A.3d 1111, 1118 (Pa. Super. 2011)

(finding sufficient evidence where defendant struggled with officer, struck

him using his shoulders, cursed at him, and told him to get off). Here, after

Appellant dropped the knife she was wielding, Officer Tevelson attempted to

arrest her. She struggled with him, had to be forced to the ground, and

refused to be handcuffed. These facts constitute sufficient evidence of

resisting arrest.

In sum, any challenge to the sufficiency of the evidence for any of

Appellant’s convictions would be wholly frivolous.

-7- J-S49033-14

We turn to the second issue identified by Appellant’s counsel. At trial,

Appellant attempted to introduce character evidence by stipulation. The trial

court accepted the stipulation regarding Appellant’s reputation for

nonviolence, but refused to accept evidence of Appellant’s reputation for

truthfulness when the Commonwealth objected.

We review decisions regarding the admissibility of evidence for an

abuse of discretion. Commonwealth v. Akbar, 91 A.3d 227, 235 (Pa.

Super. 2014) (quoting Commonwealth v. Montalvo, 986 A.2d 84, 94 (Pa.

2009)). In a criminal case, the defendant may offer evidence of a pertinent

trait of character, and the prosecution can offer evidence in rebuttal.

Pa.R.E. 404(a)(2); Commonwealth v. Harris 785 A.2d 998, 1001 (Pa.

Super. 2001) (noting that character evidence for non-violence is pertinent in

a prosecution for murder).

Character for truthfulness is admissible in two situations: (1) in

prosecutions for crimena falsi or (2) to rebut the prosecution’s attack on the

defendant’s character for truthfulness. Commonwealth v. Fulton, 830

A.2d 567, 572-73 (Pa. 2003) (Opinion Announcing the Judgment of the

Court). The prosecution’s character attack must directly assail the

defendant’s reputation for being truthful. Id. at 573-74; Commonwealth

v. Constant, 925 A.2d 810, 822-23 (Pa. Super. 2007), overruled on other

grounds by Commonwealth v. Minnis, 83 A.3d 1047 (Pa. Super. 2014)

(en banc). Merely cross-examining the defendant does not open the door.

Commonwealth v. Fisher, 764 A.2d 82, 87 (Pa. Super. 2000). Nor does

-8- J-S49033-14

suggesting that the defendant’s factual theory is incorrect. Constant, 925

A.2d at 823.

In this case, Appellant was not charged with crimena falsi. Rather, all

of Appellant’s charges are crimes of violence or weapons crimes, for which

truthfulness is not a relevant character trait. Moreover, the Commonwealth

did not assail her character for truthfulness. Although the Commonwealth

cross-examined her regarding the events leading to the criminal charges,

mere cross-examination is insufficient to make the defendant’s character for

truthfulness relevant.

Having reviewed the record of this case, we conclude that this appeal

is wholly frivolous. Additionally, counsel has properly complied with the

procedural and substantive requirements to withdraw as counsel under

Anders and Santiago. Accordingly, we affirm the judgment of sentence

and grant counsel’s petition to withdraw.

Judgment of sentence affirmed. Petition to withdraw granted.

Judgment Entered.

Joseph D. Seletyn, Esq. Prothonotary

Date: 10/14/2014

-9- J-S49033-14

- 10 -