J-S14026-24
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : SHAUN MICHAEL SPEARS : : Appellant : No. 1602 MDA 2023
Appeal from the Judgment of Sentence Entered October 19, 2023 In the Court of Common Pleas of Franklin County Criminal Division at No(s): CP-28-CR-0000137-2021
BEFORE: LAZARUS, P.J., PANELLA, P.J.E., and MURRAY, J.
MEMORANDUM BY PANELLA, P.J.E.: FILED: AUGUST 16, 2024
Shaun Michael Spears appeals from the judgment of sentence entered
in the Franklin County Court of Common Pleas after his entry of a negotiated
guilty plea to one count of conspiracy to commit theft.1 Additionally, counsel
has petitioned to withdraw pursuant to Anders v. California, 386 U.S. 738
(1967). We affirm the judgment of sentence and grant counsel’s petition.
On March 2, 2021, Spears was charged by criminal information with
conspiracy to commit theft based on events alleged to have occurred on June
28, 2020.
After waiving arraignment, a bench warrant was issued after Spears
failed to appear for a scheduled call of the list. A few months later, Spears
____________________________________________
1 18 Pa.C.S.A. §§ 903(a), 3921(a). J-S14026-24
was apprehended, and was later released on his previous bail conditions.
Another bench warrant was subsequently issued when Spears again failed to
appear for call of the list. Over a year later, Spears was apprehended and new
bail conditions were imposed.
Finally, on October 19, 2023, Spears entered a guilty plea to conspiracy
to commit theft. The court sentenced Spears the same day, in accordance with
a negotiated plea agreement, to time served, followed by 36 months of
probation. This timely appeal followed. Counsel has since filed a petition to
withdraw and an Anders brief. Spears has not filed a reply.
Before reaching Spears’ issue, we must consider counsel’s request to
withdraw. See Commonwealth v. Lilley, 978 A.2d 995, 997 (Pa. Super.
2009).
Court-appointed counsel who seek to withdraw from representing an appellant on direct appeal on the basis that the appeal is frivolous must:
(1) petition the court for leave to withdraw stating that, after making a conscientious examination of the record, counsel has determined that the appeal would be frivolous; (2) file a brief referring to anything that arguably might support the appeal but which does not resemble a “no-merit” letter or amicus curiae brief; and (3) furnish a copy of the brief to the defendant and advise the defendant of his or her right to retain new counsel or raise any additional points that he or she deems worthy of the court’s attention.
Id. (citation and most quotation marks omitted). Further, Anders briefs must
contain “a discussion of counsel’s reasons for believing that the client’s appeal
is frivolous[.]” Commonwealth v. Santiago, 978 A.2d 349, 360 (Pa. 2009).
-2- J-S14026-24
Instantly, counsel’s Anders brief and application to withdraw
substantially comply with the applicable technical requirements and reveal he
has made “a conscientious examination of the record [and] determined the
appeal would be frivolous[.]” Lilley, 978 A.2d at 997 (citation omitted).
Additionally, the record establishes counsel served Spears with a copy of the
Anders brief and application to withdraw, and a letter of notice, which advised
Spears of his right to retain new counsel or to proceed pro se and raise
additional issues with this Court. See id.; see also Petition for Leave to
Withdraw as Counsel, 2/20/24, Exhibit A, at 1. Further, the application and
brief cite “to anything that arguably might support the appeal[.]” Lilley, 978
A.2d at 997 (citation omitted); see also Anders Brief, at 9-14. As noted by
our Supreme Court in Santiago, the fact that some of counsel’s statements
arguably support the frivolity of the appeal does not violate the requirements
of Anders. See Santiago, 978 A.2d at 360-61.
Having concluded counsel’s petition and brief substantially comply with
the technical Anders requirements, we must “conduct [our] own review of
the trial court’s proceedings and render an independent judgment as to
whether the appeal is, in fact, wholly frivolous.” Lilley, 978 A.2d at 998
(citation omitted).
The Anders brief raises one question for our review: Was Spears’ guilty
plea knowing, voluntary, and intelligent? See Anders Brief, at 7.
-3- J-S14026-24
“A plea of guilty effectively waives all nonjurisdictional defects and
defenses.” Commonwealth v. Hudson, 156 A.3d 1194, 1197 (Pa. Super.
2017) (citation omitted). Moreover, the trial court suggests Spears has waived
his claim for his failure to raise it below at any time.2 See Trial Court Opinion,
1/8/24, at 3.
“To preserve an issue related to a guilty plea, an appellant must either
object at the sentence colloquy or otherwise raise the issue at the sentencing
hearing or through a post-sentence motion.” Commonwealth v. Monjaras-
Amaya, 163 A.3d 466, 469 (Pa. Super. 2017) (citation, internal quotation
marks, and brackets omitted). This rule allows a trial court to correct any
errors in the first instance, thereby promoting judicial efficiency. See id.
Instantly, Spears did not challenge his guilty plea at sentencing. Nor did
he raise it in a post-sentence motion. Therefore, we deem this issue waived
for our review. See id.
Even if not waived, Spears’ issue would not merit relief.
Our law is clear that, to be valid, a guilty plea must be knowingly, voluntarily and intelligently entered. There is no absolute right to withdraw a guilty plea[.] To withdraw a plea after ____________________________________________
2 The court also suggests Spears waived his issue for failing to request the
notes of testimony from the guilty plea hearing be transcribed to enable this Court’s review. See Trial Court Opinion, 1/8/24, at 3; see Commonwealth v. Midgley, 289 A.3d 1111, 1120 (Pa. Super. 2023) (“The appellant’s failure to [to ensure the certified record is complete] results in waiver of any claim for which a needed item is absent from the certified record.”) (citation omitted). However, we decline to find waiver where Spears’ counsel supplemented the certified record upon realizing his failure to request the transcript earlier.
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sentencing, a defendant must make a showing of prejudice amounting to “manifest injustice.” A plea rises to the level of manifest injustice when it was entered into involuntarily, unknowingly, or unintelligently.
Commonwealth v. Bedell, 954 A.2d 1209, 1212 (Pa. Super. 2008)
(citations, brackets, and some quotation marks omitted).
Trial courts are required to ask the following questions on the record to
ensure a defendant’s plea is voluntary, knowing, and intelligent:
1) Does the defendant understand the nature of the charges to which he or she is pleading guilty … ?
2) Is there a factual basis for the plea?
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J-S14026-24
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : SHAUN MICHAEL SPEARS : : Appellant : No. 1602 MDA 2023
Appeal from the Judgment of Sentence Entered October 19, 2023 In the Court of Common Pleas of Franklin County Criminal Division at No(s): CP-28-CR-0000137-2021
BEFORE: LAZARUS, P.J., PANELLA, P.J.E., and MURRAY, J.
MEMORANDUM BY PANELLA, P.J.E.: FILED: AUGUST 16, 2024
Shaun Michael Spears appeals from the judgment of sentence entered
in the Franklin County Court of Common Pleas after his entry of a negotiated
guilty plea to one count of conspiracy to commit theft.1 Additionally, counsel
has petitioned to withdraw pursuant to Anders v. California, 386 U.S. 738
(1967). We affirm the judgment of sentence and grant counsel’s petition.
On March 2, 2021, Spears was charged by criminal information with
conspiracy to commit theft based on events alleged to have occurred on June
28, 2020.
After waiving arraignment, a bench warrant was issued after Spears
failed to appear for a scheduled call of the list. A few months later, Spears
____________________________________________
1 18 Pa.C.S.A. §§ 903(a), 3921(a). J-S14026-24
was apprehended, and was later released on his previous bail conditions.
Another bench warrant was subsequently issued when Spears again failed to
appear for call of the list. Over a year later, Spears was apprehended and new
bail conditions were imposed.
Finally, on October 19, 2023, Spears entered a guilty plea to conspiracy
to commit theft. The court sentenced Spears the same day, in accordance with
a negotiated plea agreement, to time served, followed by 36 months of
probation. This timely appeal followed. Counsel has since filed a petition to
withdraw and an Anders brief. Spears has not filed a reply.
Before reaching Spears’ issue, we must consider counsel’s request to
withdraw. See Commonwealth v. Lilley, 978 A.2d 995, 997 (Pa. Super.
2009).
Court-appointed counsel who seek to withdraw from representing an appellant on direct appeal on the basis that the appeal is frivolous must:
(1) petition the court for leave to withdraw stating that, after making a conscientious examination of the record, counsel has determined that the appeal would be frivolous; (2) file a brief referring to anything that arguably might support the appeal but which does not resemble a “no-merit” letter or amicus curiae brief; and (3) furnish a copy of the brief to the defendant and advise the defendant of his or her right to retain new counsel or raise any additional points that he or she deems worthy of the court’s attention.
Id. (citation and most quotation marks omitted). Further, Anders briefs must
contain “a discussion of counsel’s reasons for believing that the client’s appeal
is frivolous[.]” Commonwealth v. Santiago, 978 A.2d 349, 360 (Pa. 2009).
-2- J-S14026-24
Instantly, counsel’s Anders brief and application to withdraw
substantially comply with the applicable technical requirements and reveal he
has made “a conscientious examination of the record [and] determined the
appeal would be frivolous[.]” Lilley, 978 A.2d at 997 (citation omitted).
Additionally, the record establishes counsel served Spears with a copy of the
Anders brief and application to withdraw, and a letter of notice, which advised
Spears of his right to retain new counsel or to proceed pro se and raise
additional issues with this Court. See id.; see also Petition for Leave to
Withdraw as Counsel, 2/20/24, Exhibit A, at 1. Further, the application and
brief cite “to anything that arguably might support the appeal[.]” Lilley, 978
A.2d at 997 (citation omitted); see also Anders Brief, at 9-14. As noted by
our Supreme Court in Santiago, the fact that some of counsel’s statements
arguably support the frivolity of the appeal does not violate the requirements
of Anders. See Santiago, 978 A.2d at 360-61.
Having concluded counsel’s petition and brief substantially comply with
the technical Anders requirements, we must “conduct [our] own review of
the trial court’s proceedings and render an independent judgment as to
whether the appeal is, in fact, wholly frivolous.” Lilley, 978 A.2d at 998
(citation omitted).
The Anders brief raises one question for our review: Was Spears’ guilty
plea knowing, voluntary, and intelligent? See Anders Brief, at 7.
-3- J-S14026-24
“A plea of guilty effectively waives all nonjurisdictional defects and
defenses.” Commonwealth v. Hudson, 156 A.3d 1194, 1197 (Pa. Super.
2017) (citation omitted). Moreover, the trial court suggests Spears has waived
his claim for his failure to raise it below at any time.2 See Trial Court Opinion,
1/8/24, at 3.
“To preserve an issue related to a guilty plea, an appellant must either
object at the sentence colloquy or otherwise raise the issue at the sentencing
hearing or through a post-sentence motion.” Commonwealth v. Monjaras-
Amaya, 163 A.3d 466, 469 (Pa. Super. 2017) (citation, internal quotation
marks, and brackets omitted). This rule allows a trial court to correct any
errors in the first instance, thereby promoting judicial efficiency. See id.
Instantly, Spears did not challenge his guilty plea at sentencing. Nor did
he raise it in a post-sentence motion. Therefore, we deem this issue waived
for our review. See id.
Even if not waived, Spears’ issue would not merit relief.
Our law is clear that, to be valid, a guilty plea must be knowingly, voluntarily and intelligently entered. There is no absolute right to withdraw a guilty plea[.] To withdraw a plea after ____________________________________________
2 The court also suggests Spears waived his issue for failing to request the
notes of testimony from the guilty plea hearing be transcribed to enable this Court’s review. See Trial Court Opinion, 1/8/24, at 3; see Commonwealth v. Midgley, 289 A.3d 1111, 1120 (Pa. Super. 2023) (“The appellant’s failure to [to ensure the certified record is complete] results in waiver of any claim for which a needed item is absent from the certified record.”) (citation omitted). However, we decline to find waiver where Spears’ counsel supplemented the certified record upon realizing his failure to request the transcript earlier.
-4- J-S14026-24
sentencing, a defendant must make a showing of prejudice amounting to “manifest injustice.” A plea rises to the level of manifest injustice when it was entered into involuntarily, unknowingly, or unintelligently.
Commonwealth v. Bedell, 954 A.2d 1209, 1212 (Pa. Super. 2008)
(citations, brackets, and some quotation marks omitted).
Trial courts are required to ask the following questions on the record to
ensure a defendant’s plea is voluntary, knowing, and intelligent:
1) Does the defendant understand the nature of the charges to which he or she is pleading guilty … ?
2) Is there a factual basis for the plea?
3) Does the defendant understand that he or she has the right to a trial by jury?
4) Does the defendant understand that he or she is presumed innocent until found guilty?
5) Is the defendant aware of the permissible ranges of sentences and/or fines for the offenses charged?
6) Is the defendant aware that the judge is not bound by the terms of any plea agreement tendered unless the judge accepts such agreement?
Commonwealth v. Felix, 303 A.3d 816, 820 (Pa. Super. 2023) (citations
omitted).
The guilty plea colloquy must affirmatively demonstrate that the defendant understood what the plea connoted and its consequences. Once a defendant has entered a plea of guilty, it is presumed that he was aware of what he was doing, and the burden of proving involuntariness is upon him. ... Furthermore, nothing in the rule precludes the supplementation of the oral colloquy by a written colloquy that is read, completed, and signed by the defendant and made a part of the plea proceedings.
-5- J-S14026-24
Id. (citation omitted).
The entry of a negotiated plea is a “strong indicator” of the voluntariness
of the plea. Commonwealth v. Myers, 642 A.2d 1103, 1106 (Pa. Super.
1994) (citations omitted). “A defendant is bound by the statements he makes
during his plea colloquy” and cannot assert challenges to his plea contradicting
those statements. See Commonwealth v. Jabbie, 200 A.3d 500, 506 (Pa.
Super. 2018) (citation omitted).
Instantly, at the beginning of the plea hearing, the Commonwealth
explained the terms of the agreement to the trial court:
The agreement, your honor, would be for an amended count one, conspiracy to theft, amended to a misdemeanor of the first degree for 36 months restrictive probation, time served in the Franklin County Jail, fines, costs, no alcohol or controlled substances not prescribed by a doctor… the guidelines are RS to less than 12.
N.T. Hearing, 10/19/23, at 2.
Thereafter, during questioning by the Commonwealth, Spears agreed
he heard the Commonwealth explain the terms of the agreement to the judge
and it was the agreement he wanted the judge to impose. See id. at 3-4.
Prior to appearing in front of the court, Spears had signed the 5-page
guilty plea colloquy which the Commonwealth introduced at the hearing. In
the agreement, Spears confirmed he was entering the plea voluntarily in his
own best interest and he was satisfied with the agreement. See Guilty Plea
Colloquy, 10/19/23, at ¶¶ 21, 22. The guilty plea colloquy identified the
permissible sentencing range for the offense charged, which Spears confirmed
-6- J-S14026-24
he understood. See id., at 1, ¶ 8. Spears agreed he initialed every page,
signed the last page, completed the colloquy with his counsel’s assistance,
counsel answered any questions he had, and he was satisfied with counsel’s
representation. Spears stated he understood the charge to which he was
pleading guilty. See N.T. Hearing, 10/19/23, at 3-4.
After the Commonwealth completed his colloquy with Spears, the trial
court explained to Spears that he was presumed innocent and he had the right
to a trial at which the Commonwealth had the burden of proving Spears was
guilty of the charges against him beyond a reasonable doubt. Spears indicated
he understood those trial rights, the charge to which he was pleading guilty,
and the evidence the Commonwealth would present at trial. Spears answered
in the affirmative when asked if he had enough time to discuss his decision to
enter the plea with counsel. He stated he understood the court was not bound
by the terms of the plea agreement. See id. at 5-6.
Spears explained to the court what occurred on the day of the incident
and admitted he had conspired to steal something from the victim so he and
his co-conspirator could sell it to make money. See id. at 6-8. The judge
confirmed Spears was not on drugs or alcohol. See id. at 10; Guilty Plea
Colloquy, 10/19/23, at ¶ 16. Spears stated he understood the plea and did
not have any questions. See N.T. Hearing, 10/19/23, at 11.
Based on the foregoing, even if Spears’ issue were not waived, we agree
with counsel it is frivolous where the record reflects Spears knowingly,
-7- J-S14026-24
voluntarily, and intelligently entered his guilty plea. Our independent review
of the record does not reveal any nonfrivolous issues.
Judgment of sentence affirmed. Counsel’s petition to withdraw granted.
Judgment Entered.
Benjamin D. Kohler, Esq. Prothonotary
Date: 8/16/2024
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