Com. v. Shaffer, K.

Superior Court of Pennsylvania·Decided October 29, 2020·No. 3470 EDA 2019·Unpublished

Opinion

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA

:

v. :

:

:

KENNETH JOHN SHAFFER SR. :

:

Appellant : No. 3470 EDA 2019

Appeal from the Judgment of Sentence Entered July 6, 2015 In the Court of Common Pleas of Wayne County Criminal Division at No(s): CP-64-CR-0000042-2006

BEFORE: NICHOLS, J., McCAFFERY, J., and FORD ELLIOTT, P.J.E. MEMORANDUM BY NICHOLS, J.: Filed: October 29, 2020 Appellant, Kenneth John Shaffer, Sr., appeals pro se and nunc pro tunc from the judgment of sentence imposed on July 6, 2015, following his guilty plea to various offenses including rape of a child and involuntary deviate sexual intercourse. Appellant asserts that the trial court erred in denying his request to appoint an expert witness and not holding a new sexually violent predator (SVP) assessment hearing. Appellant also argues that the trial court violated the terms of his plea agreement when it imposed a sentence greater than the mandatory minimum range at his resentencing hearing. Appellant additionally claims that his resentencing violated double jeopardy constitutional protections. Further, Appellant challenges the discretionary aspects of his sentence. Lastly, Appellant argues that the trial court erred in denying his post-sentence motion wherein he challenged the violation of his

plea agreement and the trial court’s lack of jurisdiction to increase his sentence. We affirm.

This Court previously set forth the relevant facts and procedural history of this case as follows:

On May 12, 2006, [Appellant] pled guilty to two counts each of aggravated indecent assault and corruption of a minor, and one count each of rape of a child, involuntary deviate intercourse [(IDSI)], statutory sexual assault and [indecent exposure].[fn2]

[The trial court ordered that a presentence investigation and a Sexual Offender Assessment Board assessment. On September 7, 2006, Appellant’s counsel filed a motion to continue the sentencing hearing and for the appointment of an independent psychological expert for the sexually violent predator assessment.

The trial court denied that motion the following day.] On September 11, 2006, the trial court sentenced [Appellant] to an aggregate sentence of [sixteen] years and [six] months to [forty-

five] years in prison. [During the sentencing hearing, the trial court found Appellant to be a sexually violent predator. Appellant]

filed a motion for reconsideration of sentence, which the trial court denied.[1] Thereafter, the Commonwealth filed a petition to amend sentence, averring that there was an error in the sentencing computation, but that the total sentence imposed was appropriate. On December 14, 2012, the trial court entered an order [to correct a clerical error] which clarified that [Appellant’s]

total sentence is [fifteen] years and [six] months to [forty-five]

years in prison. [This new aggregate sentencing calculation was erroneous.] Subsequently, on February 28, 2013, the trial court entered another order that amended the December 14, 2012 sentencing order to read that [Appellant’s] total sentence is [sixteen] years and [six] months to [forty-five] years in prison.

1 Appellant did not raise the issue of the trial court’s denial of his request for the appointment of an expert for the SVP hearing or challenge the trial court’s determination that he was an SVP in his September 21, 2006 post-sentence motion for reconsideration of sentence.

On July [19], 2013, [Appellant], pro se, filed [a Post Conviction Relief Act (PCRA)][2] petition. The PCRA court appointed attorney [Lindsey] Collins as counsel. Attorney Collins filed an amended PCRA petition on [Appellant’s] behalf alleging improper sentencing on the rape of a child count. The PCRA court and the Commonwealth agreed that a sentencing error was made in relation to the rape of a child count.[3] Accordingly, the PCRA court vacated the sentence imposed on that count only. On February 28, 2014, following a hearing, the PCRA court resentenced [Appellant] solely on the rape of a child count to [five years and six] months to [twenty] years in prison. Based on this resentencing, [Appellant’s] new total aggregate sentence was [sixteen] to [forty-five] years in prison. [Appellant] filed a motion for reconsideration of sentence, which the PCRA court denied on March [12], 2014.

18 Pa.C.S. §§ 3125(a)(7), (a)(8), 6301, 3121(c), [fn2]

3123(a)(7), 3122.1, [3127(a)].

Commonwealth v. Shaffer, No. 1085 EDA 2014, 2014 WL 10558548, *1 (Pa. Super. filed Nov. 26, 2014) (unpublished mem.) (Shaffer I).

The Shaffer I Court vacated the PCRA court’s order, holding that when the sentence on one count in a multi-count case is vacated, then all sentences for all counts must be vacated if the invalidity of the sentence would have affected the trial court’s sentencing on the remaining counts. Id. Because this Court could not determine if the “invalidity of the sentence on the rape of a child count would have affected the trial court’s sentencing on the remaining

2 42 Pa.C.S §§ 9541-9546. 3 Specifically, the Commonwealth conceded that the trial court erroneously calculated the guideline range for rape of a child using the Sixth Edition of the Sentencing Guidelines instead of the Fifth Edition, which were applicable at the time the offense was committed. See Commonwealth’s Memo. of Law, 1/27/14, at 1-2.

counts,” we vacated the February 28, 2014 sentencing order and remanded for resentencing on all counts. Id. at *1-2.

On June 5, 2015, prior to the resentencing hearing, Appellant filed a pro se motion for appointment of an expert witness for the SVP hearing and for a continuance of the sentencing hearing.4 Appellant’s counsel adopted the motion during a subsequent hearing, which the trial court denied.

The trial court ordered an amended pre-sentence investigation report (PSI) in advance of the resentencing hearing. On July 6, 2015, the trial court resentenced Appellant to consecutive terms of incarceration of five years and six months to twenty years for rape of a child (count two), five to ten years for IDSI (count four), one to five years for statutory sexual assault (count nine), two years and six months to five years for aggravated indecent assault (victim less than thirteen years of age) (count twelve), and two to five years for aggravated indecent assault (victim less than sixteen years of age) (count seventeen). The court also imposed concurrent terms of incarceration of three months to two years for indecent exposure (count twenty-two), and six months to two years for each count of corruption of minors (counts twenty-

4 A pro se filing submitted by a counseled defendant is a legal nullity. Commonwealth v. Nischan, 928 A.2d 349, 355 (Pa. Super. 2007). “When a counseled defendant files a pro se document, it is noted on the docket and forwarded to counsel pursuant to Pa.R.Crim.P. 576(A)(4), but no further action is to be taken.” Commonwealth v. H. Williams, 151 A.3d 621, 623 (Pa. Super. 2016).

five and thirty-one). Thus, Appellant’s aggregate sentence was sixteen to forty-five years’ incarceration with credit for time served. On July 15, 2015, Appellant filed a pro se post-sentence motion, which the trial court denied on August 3, 2015.

Two further appeals and a PCRA petition followed, which we need not discuss in detail. On April 25, 2018, following a Grazier5 hearing, the trial court entered an order allowing counsel to withdraw and for Appellant to proceed pro se. On July 25, 2018, the trial court restored Appellant’s right to file post-sentence motions and a direct appeal nunc pro tunc. Appellant filed a timely, pro se post-sentence motion on July 30, 2018.

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