J. S27024/16
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, : IN THE SUPERIOR COURT OF : PENNSYLVANIA : : v. : : JOSHUA SCOTT SCHAUER, : : Appellant : No. 722 MDA 2015
Appeal from the Judgment of Sentence March 18, 2015 In the Court of Common Pleas of Lebanon County Criminal Division No(s): CP-38-CR-0000761-2012
BEFORE: SHOGAN, J., DUBOW, J., and STEVENS, P.J.E. *
MEMORANDUM BY DUBOW, J.: FILED JULY 28, 2016
Appellant Joshua Scott Schauer appeals from the Judgment of
Sentence entered on remand on March 18, 2015 by the Court of Common
Pleas of Lebanon County. Appellant challenges the discretionary aspects of
his sentence. Because the trial court did not comply with either Pa.R.Crim.P.
704(C)(3)(a) or 42 Pa.C.S. § 9721(b), we vacate and remand for
resentencing.
The underlying facts are as follows. On March 7, 2013, a jury found
Appellant Joshua Scott Schauer guilty of Delivery of a Controlled Substance
(crack cocaine), Criminal Use of a Communication Facility, and two counts of
* Former Justice specially assigned to the Superior Court. J.S27024/16
conspiracy.1 On June 26, 2013, the trial court sentenced him to an
aggregate term of 2 to 10 years’ incarceration, with RRRI eligibility at 18
months. The sentence included a mandatory minimum pursuant to 18
Pa.C.S. § 6317, Drug-free school zones. After the denial of post-sentence
motions, Appellant filed a timely direct appeal and began serving his
sentence. In December 2014, Appellant was released on parole after serving
18 months.
On February 24, 2015, this Court reversed and remanded for
resentencing as a result of the decision in Alleyne v. United States, 133
S.Ct. 2151 (2013), which rendered Section 6317 unconstitutional.
Commonwealth v. Schauer, No. 2019 MDA 2013 (Pa.Super. filed Feb. 24,
2015) (unpublished memorandum). See Commonwealth v. Bizzel, 107
A.3d 102 (Pa.Super. 2014), appeal denied, 126 A.3d 1281 (Pa. 2015)
(noting unconstitutionality of Section 6317).
On March 18, 2015, the trial court resentenced Appellant to 18 months
to 10 years’ incarceration. At the resentencing hearing, Appellant’s counsel
told the court that they were there “on the issue of constitutional fault in the
mandatory minimum sentence.” N.T. at 2. Counsel then informed the court
of Appellant’s successful participation in addiction and treatment programs
while he was incarcerated for 18 months and after his release. Id., at 2 – 4.
1 35 P.S. §780-113(a)(30), 18 Pa.C.S. § 7512(a); 18 Pa.C.S. § 903(a)(1), respectively.
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Following argument, the court stated: “So what I’m going to do is just a
technical resentencing. It’s the same thing only we’ll just do time served
and he’s immediately released on parole. All the other conditions will remain
the same as they would have previously been imposed.” N.T., 3/18/15, at
5.2 Appellant did not object, and the proceeding concluded. Neither the
sentencing court nor Appellant’s counsel determined in open court that
Appellant was aware of his post-sentence or appeal rights. Appellant did not
file a post-sentence motion.
On March 30, 2015, Appellant’s counsel filed a Petition to Withdraw as
Counsel. During the pendency of that withdrawal motion, Appellant asked
counsel to file a direct appeal. Counsel filed a Notice of Appeal on April 22,
2015, 35 days after the court had re-sentenced Appellant in open court. The
trial court filed a Pa.R.A.P. 1925(a) statement requesting this Court to quash
the appeal as untimely. See “Order,” dated May 5, 2015. The court did not
2 The written resentencing Order provides the following details with respect to the imposition of terms of incarceration for each offense: (1) for Violation of the Controlled Substance Act, 35 P.S. §780-113(a)(30), time served to 10 years, with RRRI eligibility at 18 months; (2) for Conspiracy to Violate the Controlled Substance Act, a concurrent term of 1 to 10 years’ incarceration with RRRI eligibility at 9 months; (3) for Criminal Use of Communication Facility, 18 Pa.C.S. § 7512(a), a concurrent term of 1 to 7 years; and (4) for Conspiracy to Commit Criminal Use of Communication Facility, a concurrent term of one year to seven years, with RRRI eligibility at nine months. After the recitation of each sentence, the court ordered: “Since the Defendant has served the minimum, he is immediately released on parole.” Trial Court Order, dated March 18, 2015, and entered March 23, 2015.
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order Appellant to file a Pa.R.A.P. 1925(b) statement, concluding it would be
a “futile act.” Id., at 2 n.1.
This Court directed Appellant to show cause why the appeal should not
be quashed as untimely. In response, Appellant’s counsel acknowledged
that he had filed the notice of appeal 35 days after the sentence had been
imposed in open court, but noted that nothing in the record indicates that
Appellant had been apprised of his post-sentence and appeal rights. By per
curiam Order, this Court discharged the show-cause order to defer the
timeliness issue to this merits panel.
On appeal, Appellant raises the following issue for our review:
Did the Resentencing Court abuse its discretion in resentencing Appellant to a sentence of eighteen (18) months to ten (10) years in a state correctional facility where the standard range was nine (9) to (16) months?
Appellant’s Brief at 4.
Before we address the merits of the issue raised, we must first
determine whether Appellant timely filed the present appeal. “[I]t is well
settled that the timeliness of an appeal implicates our jurisdiction and may
be considered sua sponte.” Commonwealth v. Crawford, 17 A.3d 1279,
1281 (Pa. Super. 2011). A Notice of Appeal must be filed within 30 days of
the entry of the Order being appealed. See Pa.R.A.P. 903(a);
Commonwealth v. Moir, 766 A.2d 1253 (Pa. Super. 2000). In a criminal
case in which no post-sentence motion is filed, the Notice of Appeal must be
filed within 30 days of the imposition of the judgment of sentence in open
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court. Pa.R.A.P. 903(c)(3). Generally, this Court cannot extend the time for
filing a Notice of Appeal. Pa.R.A.P. 105(b). However, “this general rule does
not affect the power of the courts to grant relief in the case of fraud or
breakdown in the processes of the court.” Commonwealth v. Patterson,
940 A.2d 493, 498 (Pa. Super. 2007).
Here, Appellant filed his Notice of Appeal on April 22, 2015, 35 days
after the trial court imposed judgment of sentence in open court. Because
Appellant did not file within 30 days as required by Pa.R.A.P. 903(c)(3), his
notice of appeal was untimely. Before quashing the appeal, however, we
must ascertain whether an administrative breakdown in the court system
excuses the untimely filing of the Notice of Appeal.
Pa.R.Crim.P. 704(C)(3)(a) requires that, at the time of sentencing “the
judge shall determine on the record that the defendant has been advised …
of the right to file a post-sentence motion and to appeal, … [and] of the time
within which the defendant must exercise those rights.” Where the trial
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J. S27024/16
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, : IN THE SUPERIOR COURT OF : PENNSYLVANIA : : v. : : JOSHUA SCOTT SCHAUER, : : Appellant : No. 722 MDA 2015
Appeal from the Judgment of Sentence March 18, 2015 In the Court of Common Pleas of Lebanon County Criminal Division No(s): CP-38-CR-0000761-2012
BEFORE: SHOGAN, J., DUBOW, J., and STEVENS, P.J.E. *
MEMORANDUM BY DUBOW, J.: FILED JULY 28, 2016
Appellant Joshua Scott Schauer appeals from the Judgment of
Sentence entered on remand on March 18, 2015 by the Court of Common
Pleas of Lebanon County. Appellant challenges the discretionary aspects of
his sentence. Because the trial court did not comply with either Pa.R.Crim.P.
704(C)(3)(a) or 42 Pa.C.S. § 9721(b), we vacate and remand for
resentencing.
The underlying facts are as follows. On March 7, 2013, a jury found
Appellant Joshua Scott Schauer guilty of Delivery of a Controlled Substance
(crack cocaine), Criminal Use of a Communication Facility, and two counts of
* Former Justice specially assigned to the Superior Court. J.S27024/16
conspiracy.1 On June 26, 2013, the trial court sentenced him to an
aggregate term of 2 to 10 years’ incarceration, with RRRI eligibility at 18
months. The sentence included a mandatory minimum pursuant to 18
Pa.C.S. § 6317, Drug-free school zones. After the denial of post-sentence
motions, Appellant filed a timely direct appeal and began serving his
sentence. In December 2014, Appellant was released on parole after serving
18 months.
On February 24, 2015, this Court reversed and remanded for
resentencing as a result of the decision in Alleyne v. United States, 133
S.Ct. 2151 (2013), which rendered Section 6317 unconstitutional.
Commonwealth v. Schauer, No. 2019 MDA 2013 (Pa.Super. filed Feb. 24,
2015) (unpublished memorandum). See Commonwealth v. Bizzel, 107
A.3d 102 (Pa.Super. 2014), appeal denied, 126 A.3d 1281 (Pa. 2015)
(noting unconstitutionality of Section 6317).
On March 18, 2015, the trial court resentenced Appellant to 18 months
to 10 years’ incarceration. At the resentencing hearing, Appellant’s counsel
told the court that they were there “on the issue of constitutional fault in the
mandatory minimum sentence.” N.T. at 2. Counsel then informed the court
of Appellant’s successful participation in addiction and treatment programs
while he was incarcerated for 18 months and after his release. Id., at 2 – 4.
1 35 P.S. §780-113(a)(30), 18 Pa.C.S. § 7512(a); 18 Pa.C.S. § 903(a)(1), respectively.
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Following argument, the court stated: “So what I’m going to do is just a
technical resentencing. It’s the same thing only we’ll just do time served
and he’s immediately released on parole. All the other conditions will remain
the same as they would have previously been imposed.” N.T., 3/18/15, at
5.2 Appellant did not object, and the proceeding concluded. Neither the
sentencing court nor Appellant’s counsel determined in open court that
Appellant was aware of his post-sentence or appeal rights. Appellant did not
file a post-sentence motion.
On March 30, 2015, Appellant’s counsel filed a Petition to Withdraw as
Counsel. During the pendency of that withdrawal motion, Appellant asked
counsel to file a direct appeal. Counsel filed a Notice of Appeal on April 22,
2015, 35 days after the court had re-sentenced Appellant in open court. The
trial court filed a Pa.R.A.P. 1925(a) statement requesting this Court to quash
the appeal as untimely. See “Order,” dated May 5, 2015. The court did not
2 The written resentencing Order provides the following details with respect to the imposition of terms of incarceration for each offense: (1) for Violation of the Controlled Substance Act, 35 P.S. §780-113(a)(30), time served to 10 years, with RRRI eligibility at 18 months; (2) for Conspiracy to Violate the Controlled Substance Act, a concurrent term of 1 to 10 years’ incarceration with RRRI eligibility at 9 months; (3) for Criminal Use of Communication Facility, 18 Pa.C.S. § 7512(a), a concurrent term of 1 to 7 years; and (4) for Conspiracy to Commit Criminal Use of Communication Facility, a concurrent term of one year to seven years, with RRRI eligibility at nine months. After the recitation of each sentence, the court ordered: “Since the Defendant has served the minimum, he is immediately released on parole.” Trial Court Order, dated March 18, 2015, and entered March 23, 2015.
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order Appellant to file a Pa.R.A.P. 1925(b) statement, concluding it would be
a “futile act.” Id., at 2 n.1.
This Court directed Appellant to show cause why the appeal should not
be quashed as untimely. In response, Appellant’s counsel acknowledged
that he had filed the notice of appeal 35 days after the sentence had been
imposed in open court, but noted that nothing in the record indicates that
Appellant had been apprised of his post-sentence and appeal rights. By per
curiam Order, this Court discharged the show-cause order to defer the
timeliness issue to this merits panel.
On appeal, Appellant raises the following issue for our review:
Did the Resentencing Court abuse its discretion in resentencing Appellant to a sentence of eighteen (18) months to ten (10) years in a state correctional facility where the standard range was nine (9) to (16) months?
Appellant’s Brief at 4.
Before we address the merits of the issue raised, we must first
determine whether Appellant timely filed the present appeal. “[I]t is well
settled that the timeliness of an appeal implicates our jurisdiction and may
be considered sua sponte.” Commonwealth v. Crawford, 17 A.3d 1279,
1281 (Pa. Super. 2011). A Notice of Appeal must be filed within 30 days of
the entry of the Order being appealed. See Pa.R.A.P. 903(a);
Commonwealth v. Moir, 766 A.2d 1253 (Pa. Super. 2000). In a criminal
case in which no post-sentence motion is filed, the Notice of Appeal must be
filed within 30 days of the imposition of the judgment of sentence in open
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court. Pa.R.A.P. 903(c)(3). Generally, this Court cannot extend the time for
filing a Notice of Appeal. Pa.R.A.P. 105(b). However, “this general rule does
not affect the power of the courts to grant relief in the case of fraud or
breakdown in the processes of the court.” Commonwealth v. Patterson,
940 A.2d 493, 498 (Pa. Super. 2007).
Here, Appellant filed his Notice of Appeal on April 22, 2015, 35 days
after the trial court imposed judgment of sentence in open court. Because
Appellant did not file within 30 days as required by Pa.R.A.P. 903(c)(3), his
notice of appeal was untimely. Before quashing the appeal, however, we
must ascertain whether an administrative breakdown in the court system
excuses the untimely filing of the Notice of Appeal.
Pa.R.Crim.P. 704(C)(3)(a) requires that, at the time of sentencing “the
judge shall determine on the record that the defendant has been advised …
of the right to file a post-sentence motion and to appeal, … [and] of the time
within which the defendant must exercise those rights.” Where the trial
court at the time of sentencing departs from the obligations of Rule 704, i.e.,
either fails to advise a defendant of his or her post-sentence and appellate
rights or misadvises him or her, an administrative breakdown has occurred
which excuses the untimely filing of the Notice of Appeal. See Patterson,
supra at 498-499 (citing cases). See also Commonwealth v. Meehan,
628 A.2d 1151 (Pa. Super. 1993) (holding that notwithstanding an
appellant’s experience with the appellate system, quashal of an untimely
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appeal is inappropriate where the lower court has not informed the appellant
of his appellate rights).
In the instant case, the trial court did not determine in open court that
Appellant knew of his post-sentence and appeal rights, as required by Rule
704. There was, thus, an administrative breakdown which excuses the
untimely filing of Appellant’s Notice of Appeal. Accordingly, we decline to
quash this appeal.
However, in addition to the Rule 704(C)(3)(a) violation, there was an
additional error in the resentencing proceedings which requires that we
remand for resentencing.
Our Sentencing Code provides that “[i]n every case in which the court
… resentences following remand, the court shall make as a part of the
record, and disclose in open court at the time of sentencing, a statement of
the reason or reasons for the sentence imposed.” 42 Pa.C.S. § 9721(b);
Commonwealth v. Mouzon, 812 A.2d 617, 620–21 (Pa. 2002). In the
instant case, the court concluded at Appellant’s resentencing hearing: “So
what I’m going to do is just a technical resentencing. It’s the same thing
only we’ll just do time served and he’s immediately released on parole. All
the other conditions will remain the same as they would have previously
been imposed.” N.T. at 5. The trial court provided no further explanation
for its reasons for imposing the sentence.
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We cannot construe the sentencing court’s characterization of the
proceeding as a “technical resentencing” to be an adequate “statement of
reason or reasons” for the sentence imposed, as contemplated by Section
9721(b) and the Mouzon Court. Accordingly, we vacate and remand for
resentencing, after which Appellant may file a post-sentence motion with the
trial court asserting a challenge to the discretionary aspect of his sentence. 3
Judgment of sentence vacated. Case remanded. Jurisdiction
relinquished.
Judge Shogan files a Concurring Memorandum.
PJE Judge Stevens files a Dissenting Memorandum.
Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date: 7/28/2016
3 Issues challenging the discretionary aspects of a sentence “must be raised in a post-sentence motion or by presenting the claim to the trial court during the sentencing proceedings. Absent such efforts, an objection to a discretionary aspect of a sentence is waived.” Commonwealth v. Griffin, 65 A.3d 932, 936 (Pa.Super. 2013) (citations omitted).
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