J-S01009-21
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : MISAEL JOSUE MARTINEZ-RIVERA : : Appellant : No. 1193 MDA 2020
Appeal from the Judgment of Sentence Entered January 29, 2020 In the Court of Common Pleas of Berks County Criminal Division at No(s): CP-06-CR-0001593-2019
BEFORE: LAZARUS, J., McCAFFERY, J., and STEVENS, P.J.E.*
MEMORANDUM BY LAZARUS, J.: FILED: APRIL 16, 2021
Misael Josue Martinez-Rivera appeals from the judgment of sentence,
entered in the Court of Common Pleas of Berks County, following a nonjury
trial in which he was convicted of three counts of simple assault;1 two counts
each of recklessly endangering another person (REAP),2 terroristic threats,3
and harassment;4 and one count each of possession of an instrument of crime
____________________________________________
* Former Justice specially assigned to the Superior Court.
1 18 Pa.C.S.A. § 2701(a)(1); § 2701(a)(3).
2 18 Pa.C.S.A. § 2705.
3 18 Pa.C.S.A. § 2706(a)(1).
4 18 Pa.C.S.A. § 2709(a)(1). J-S01009-21
(PIC)5 and persons prohibited from possessing a firearm.6 After careful
review, we affirm.
On September 26, 2019, Martinez-Rivera was in the home of Luz
Sanchez Aponte in Reading, Pennsylvania, assisting with housecleaning and
other general chores. Aponte was pregnant with Martinez-Rivera’s child, but
the two were not in a committed relationship7 and did not live together. On
that date, Aponte was watching television with four of her minor children via
connection to a Microsoft Xbox. Although the Xbox was normally kept in her
son J.R.’s room, because, when left there, it was apparently left turned on at
all times, Aponte had moved it to the family room after receiving an excessive
electric bill from the utility company.
At approximately 4:30 p.m., Juan Rodriguez, Aponte’s adult son,
returned to Aponte’s home from the grocery store and proceeded up the stairs
to the second floor where his bedroom was located. Rodriguez heard his 17-
year-old brother, J.R., leave his own room on the same floor and proceed
down the stairs to the first floor where Aponte and her four other children
were watching television. J.R. announced that he was going to bring the Xbox
upstairs to his own room, which was met with resistance from his siblings.
5 18 Pa.C.S.A. § 907(b).
6 18 Pa.C.S.A. § 6105(a)(1).
7 Aponte testified at trial that she and Martinez-Rivera began a romantic relationship, which included living together, in November of 2019, a few weeks after the incident. N.T. Nonjury Trial, 1/14/20, at 97.
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Aponte verbally reprimanded J.R. and, in response, J.R. punched Aponte’s
pregnant stomach. See N.T. Nonjury Trial, 1/14/20, at 86. Martinez-Rivera
then admonished J.R., reminding him to treat his mother with respect. Id. at
87.
Rodriguez, hearing the commotion, exited his room and proceeded to
the top of the stairs. From his vantage point, Rodriguez observed Martinez-
Rivera, who was in the middle of the staircase, “tap” or “just touch[]” the back
of J.R.’s head with a “metal rod,” which was also described at trial as a “little
metal beam” or “stick,” as he descended the last few stairs. Id. at 12-13, 36,
47, 50, 87, and 104. Rodriguez then placed Martinez-Rivera in a headlock or
chokehold. Id. at 13, 47, 87, and 105. At that point, Martinez-Rivera kicked
J.R. in the chest, which caused J.R. to fall down the stairs. Id. at 14. J.R.
quickly returned up the staircase and continued to scuffle with Martinez-Rivera
while Rodriguez fought him from the other side. Aponte testified that she
joined the scuffle on the stairs when Rodriguez placed Martinez-Rivera in the
chokehold. Id. at 84, 87, 104. At some point, J.R. kicked Martinez-Rivera
down the stairs, which caused all four individuals to fall down the stairs
together; the males continued to fight in the living room. Rodriguez and J.R.
were both on top of Martinez-Rivera while he was kicking and thrashing. Id.
at 15-16. Aponte testified that she was able to avoid injury when everyone
fell down the stairs because Martinez-Rivera “went and put his hand [] down
to hold me and I f[e]ll onto his hand.” Id. at 87, 103-04.
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At that point, the physical fight ended and Aponte ordered Rodriguez
and J.R. to leave her home. Rodriguez and J.R. proceeded back up the stairs
towards their bedrooms to pack up their belongings. Shortly thereafter, J.R.
entered Rodriguez’s bedroom followed by Martinez-Rivera. Martinez-Rivera
was holding a black .9mm firearm and “pistol whipped” J.R. in the left upper
back, from behind, using the firearm. Id. at 16-17, 19. As a result of the
strike, J.R. dropped down to the bed, which was on the floor in the middle of
the room. Martinez-Rivera brandished the firearm, pointed it at both
Rodriguez and J.R., and threatened that he was going to hurt or kill them if
they hurt their mother, Aponte. Id. at 19, 20, 22, 37. Martinez-Rivera then
fired a single shot while holding the firearm in his right hand. The bullet
pierced the closet door and then entered the frame of the same closet door
that was located on his left-hand side in Rodriguez’s bedroom. Id. at 20, 23.
At trial, Rodriguez testified that J.R. was “in the line of fire” but not “directly”
in it, since J.R. was “laying on [] the bed, but the closet’s higher.” Id. at 23.
After Martinez-Rivera fired the shot, he and Rodriguez began arguing,
and Martinez-Rivera swung at Rodriguez using the firearm. Rodriguez testified
that he was able to grab hold of the weapon, “reverse it,” and push Martinez-
Rivera out of the room, which caused Martinez-Rivera to fall on top of the
television stand on his way out the door. Id. at 21-22. Martinez-Rivera
continued to possess the firearm after he left Rodriguez’s room. Id. at 38.
Rodriguez then spent fifteen minutes packing his belongings before taking an
Uber to a friend’s house. Id. at 24-25, 42, 49-51. From there, Rodriguez
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called his aunt and uncle, recounted what transpired, and showed them his
injuries, which included a bruise and abrasion on his forehead. Id. at 25. J.R.
also sustained scratch-marks to his face, hand, and back. Id. at 32.
Rodriguez’s aunt and uncle called the police and reported the incident.
When police arrived two to three hours later at Rodriguez’s friend’s
house, Rodriguez turned over a spent brass bullet casing that his younger
brother had discovered in Rodriguez’s bed after Martinez-Rivera fired the shot
into the closet and was forced out of the room. Id. at 33-34, 66. Police
observed and photographed Rodriguez’s and J.R.’s physical injuries at the
friend’s house. Id. at 66, 69. Police then proceeded to Aponte’s home, where
they received her consent to search the property. Id. at 70, 75. In
Rodriguez’s bedroom, police observed broken furniture—evidence of an
altercation—and the bullet hole in the door and frame of the closet. Id. at 71.
Police recovered a bullet fragment lodged in the frame of the door opposite
the entry hole, id. at 71-72, and discovered “wet” spackle in the “exit wound”
hole caused by the bullet. Id. at 73, 79. When police questioned Martinez-
Rivera at the scene, he confirmed there was an altercation regarding J.R.
wanting to take the Xbox upstairs, described Rodriguez and J.R. as
misbehaved children, and stated there was pushing, shoving, and that he was
placed in a chokehold. Id. at 74. When questioned specifically about the
firearm, Martinez-Rivera claimed that he never went up the stairs to
Rodriguez’s bedroom with a gun. Id. at 75. Police did not recover any firearm
from the home, but did recover a magazine for a weapon from Rodriguez’s
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bedroom closet, which Rodriguez testified belonged to his now-deceased
stepfather who previously stored it in his bedroom. Id. at 29-31, 93-94.
On April 26, 2019, Martinez-Rivera was charged with four counts each
of aggravated assault,8 and simple assault; two counts each of REAP,
terroristic threats, and harassment; and one count each of PIC, and person
prohibited from possessing a firearm. Martinez-Rivera waived his right to a
jury trial and the matter proceeded to a bench trial on January 14, 2020. At
the conclusion of trial, as noted above, the court found Martinez-Rivera guilty
on all counts, except for the four counts of aggravated assault and one count
of simple assault that was charged pursuant to subsection 2701(a)(1) of the
Crimes Code.9 On January 29, 2020, the court sentenced Martinez-Rivera to
an aggregate sentence of five to seventeen years’ incarceration, followed by
two years’ probation.10
On January 31, 2020, Martinez-Rivera’s trial counsel, Daniel Nevins,
Esquire, filed a petition to withdraw his representation due to Martinez-
Rivera’s wish to proceed with new counsel on appeal. The court granted the
8 18 Pa.C.S.A. § 2702(a)(1); § 2702(a)(4).
9 The court found Martinez-Rivera guilty of committing simple assault on Counts 11, 13, and 14, and found him not guilty on Count 12. Counts 11 and 12 were charged pursuant to subsection 2701(a)(1) and Counts 13 and 14 pursuant to subsection 2701(a)(3).
10 The court’s sentence was imposed as follows: 4 to 15 years’ incarceration for his violation of section 6105; 5 years’ probation on each count of terroristic threats and PIC; 1 to 2 years’ incarceration on each count of REAP; and 2 years’ probation on each count of simple assault.
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petition to withdraw after a hearing on February 7, 2020 and then appointed
the Berks County Public Defender’s Office to represent Martinez-Rivera. On
February 19, 2020, Martinez-Rivera filed both a counseled request to file a
post-sentence motion nunc pro tunc, and an untimely motion for post-
sentence relief. The court denied both motions on February 21, 2020.
Martinez-Rivera filed a timely notice of appeal on February 26, 2020. Both he
and the court complied with Pa.R.A.P. 1925. On March 19, 2020, Martinez-
Rivera filed a motion in this Court to remand to the trial court to file a post-
sentence motion. On July 28, 2020, we granted that motion with instructions
for Martinez-Rivera to file post-sentence motions nunc pro tunc within ten
days of our order.
On September 4, 2020, Martinez-Rivera filed a request to file a nunc pro
tunc post-sentence motion and contemporaneously filed a motion for post-
sentence relief seeking modification of his sentence based on the claim that
the court failed to consider his mitigating circumstances. On September 8,
2020, the court granted Martinez-Rivera’s request to file a nunc pro tunc post-
sentence motion and, by separate order, denied the motion seeking
modification.
Martinez-Rivera filed a second notice of appeal on September 14, 2020;
and he and the court again complied with Rule 1925. The court issued an
opinion on October 2, 2020, incorporating its previous April 14, 2020 opinion,
and recommending we affirm Martinez-Rivera’s judgment of sentence.
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On appeal,11 Martinez-Rivera presents the following issues for our
review: 1. Whether the evidence presented at trial was insufficient to support a guilty verdict for simple assault, 18 Pa.[C].[S].A. § 2701(a)(1).
2. Whether the evidence presented at trial was insufficient to support a guilty verdict of simple assault, 18 Pa.[C].[S].A. § 2701(a)(3).
3. Whether the evidence presented at trial was insufficient to support a guilty verdict of [REAP], 18 Pa.[C].[S].A. § 2705.
4. Whether the trial court abused its discretion by imposing a sentence of 5-17 years of imprisonment.
5. Whether the sentence of 4-15 years[’] imprisonment for possessing a firearm was illegal.
Appellant’s Brief, at 17-18.
Rivera’s first three issues challenge the sufficiency of the evidence. Our
standard of review for challenges to the sufficiency of the evidence is well-
settled:
As a general matter, our standard of review of sufficiency claims requires that we evaluate the record in the light most favorable to ____________________________________________
11 On September 14, 2020, Martinez-Rivera filed a notice of appeal stating that his appeal is “from the [j]udgment of [s]entence in this matter on January 29, 2020[,] and from the denial of the [p]ost-[s]entence [m]otion entered in this matter on September 8, 2020.” Notice of Appeal, 9/14/20 (emphasis added). Although dated September 8, 2020, the court’s order denying Martinez-Rivera’s post-sentence motion was not filed until September 10, 2020. Thus, Martinez-Rivera’s appeal properly lies from the January 29, 2020 judgment of sentence, made final by the court’s September 10, 2020 denial of his post-sentence motion. See Commonwealth v. Shamberger, 788 A.2d 408, 410 n.2 (Pa. Super. 2001) (en banc) (citation omitted) (“In a criminal action, appeal properly lies from the judgment of sentence made final by the denial of post-sentence motions.”); see also Commonwealth v. Chamberlain, 658 A.2d 395, 397 (Pa. Super. 1995).
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the verdict winner[,] giving the prosecution the benefit of all reasonable inferences to be drawn from the evidence. Evidence will be deemed sufficient to support the verdict when it establishes each material element of the crime charged and the commission thereof by the accused, beyond a reasonable doubt. Nevertheless, the Commonwealth need not establish guilt to a mathematical certainty. Any doubt about the defendant’s guilt is to be resolved by the fact[-]finder unless the evidence is so weak and inconclusive that, as a matter of law, no probability of fact can be drawn from the combined circumstances.
The Commonwealth may sustain its burden by means of wholly circumstantial evidence. Accordingly, the fact that the evidence establishing a defendant’s participation in a crime is circumstantial does not preclude a conviction where the evidence[,] coupled with reasonable inferences drawn therefrom[,] overcomes the presumption of innocence. Significantly, we may not substitute our judgment for that of the fact[-]finder; thus, so long as the evidence adduced, accepted in the light most favorable to the Commonwealth, demonstrates the respective elements of a defendant’s crimes beyond a reasonable doubt, the appellant’s convictions will be upheld.
Commonwealth v. Rahman, 75 A.3d 497, 500-01 (Pa. Super. 2013)
(internal citations, quotation marks, and brackets omitted). Finally, the trier
of fact, while passing upon the credibility of witnesses, is free to believe all,
part, or none of the evidence. Commonwealth v. Fortson, 165 A.3d 10,
14–15 (Pa. Super. 2017).
Martinez-Rivera first challenges the sufficiency of the evidence to
sustain his conviction for simple assault under subsection 2701(a)(1).
Martinez-Rivera cites to our decision in In Interest of J.L., 475 A.2d 156 (Pa.
Super. 1984), wherein we found that the defendant’s intentional elbow strike
to her two-year-old nephew did not constitute simple assault where the
nephew did not cry out or demonstrate evidence of pain because,
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[w]ithin the confines of the family, it is difficult to attach criminality to the pushing, shoving, slapping, elbowing, hair- pulling, perhaps even punching and kicking, that not infrequently occur between siblings or other members of the same family. . . . In the absence of a criminal or malicious intent, such intrafamily spats will not support criminal prosecution.
Id. at 157. Martinez-Rivera concludes that the simple assault statute never
contemplated his “fatherly tap of reproach” with the metal pole to fall within
the ambit of its proscribed criminal conduct. Appellant’s Brief, at 40-41.
Moreover, Martinez-Rivera argues that any act he committed on the stairs
after Rodriguez placed him in a headlock or chokehold was “warrantable self-
defense.” Id. We agree with this analysis; nevertheless, for the reasons
stated below, we affirm Martinez-Rivera’s conviction under subsection
2701(a)(1) because the Commonwealth proved beyond a reasonable doubt
that Martinez-Rivera “pistol whipped” J.R. on his back, under circumstances
demonstrating his intent to cause J.R. bodily injury or substantial pain.
Under subsection 2701(a)(1), a person is guilty of simple assault if he
or she “attempts to cause or intentionally, knowingly or recklessly causes
bodily injury to another.” 18 Pa.C.S.A. § 2701(a)(1). Bodily injury requires
an “[i]mpairment of physical condition or substantial pain.” 18 Pa.C.S.A. §
2301. “The Commonwealth need not establish that the victim actually
suffered bodily injury; rather, it is sufficient to support a conviction if the
Commonwealth establishes an attempt to inflict bodily injury. This intent may
be shown by circumstances which reasonably suggest that a defendant
intended to cause injury.” Commonwealth v. Richardson, 636 A.2d 1195,
1196 (Pa. Super. 1994).
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To show an “attempt” to inflict bodily injury, it must be shown that the actor had a specific intent to cause bodily injury[.] A person acts intentionally with respect to a material element of an offense if “it is his conscious object to engage in conduct of that nature or to cause such a result.” 18 Pa.C.S.A. § 302(b)(1)(i).
Id. (some internal citation, quotation marks, and brackets omitted).
Moreover, our Supreme Court has previously instructed that a
defendant’s use of force may be justified. Specifically,
[t]he use of force against a person is justified when the actor believes that such force is immediately necessary for the purpose of protecting himself against the use of unlawful force by the other person. See 18 Pa.C.S.[A.] § 505(a). When a defendant raises the issue of self-defense, the Commonwealth bears the burden to disprove such a defense beyond a reasonable doubt. . . . If there is any evidence that will support the claim, then the issue is properly before the fact[-]finder.
Commonwealth v. Torres, 766 A.2d 342, 345 (Pa. 2001) (some citations
omitted).
In its Rule 1925 opinion, the trial court found that:
Both [Martinez-Rivera]’s use of a metal pole to hit J.R. on the back of the head and [his] later kicking J.R. down the stairs would evince a finding that [Martinez-Rivera] acted with the intent to cause J.R. bodily injury. [W]e also find that in hitting J.R. on the head with a metal pole and kicking J.R. down the stairs, [Martinez- Rivera] acted, at least, with the requisite recklessness to support a conviction of simple assault[.]
Trial Court Opinion, 4/14/20, at 9.
Here, we agree with Martinez-Rivera that neither the tap with the metal
pole, nor his kicking J.R. down the stairs, can form the basis of his conviction
under subsection 2701(a)(1). Every witness who testified at trial referred to
Martinez-Rivera’s strike of J.R.’s head with the metal rod as a “tap.” N.T.
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Nonjury Trial, 1/14/20, at 13, 36, 47, 87, 104. The Commonwealth did not
demonstrate that J.R. suffered “bodily injury,” “impairment of physical
condition” or “substantial pain.” See In Interest of J.L., supra;12 18
Pa.C.S.A. §§ 2701(a)(1), 2301. Moreover, we cannot infer from such a trifling
touch that Martinez-Rivera’s conscious object was to engage in conduct of that
nature or to cause J.R. any such injury.13 See Richardson, supra; 18
Pa.C.S.A. § 302(b)(1)(i). See also In Interest of J.L., supra; cf.
Commonwealth v. Duck, 171 A.3d 830, 837-38 (Pa. Super. 2017) (finding
evidence of simple assault sufficient where victim suffered visible injury to
head when defendant pushed him “really hard” or “slammed [him] to the
floor” during verbal argument); Commonwealth v. Wertelet, 696 A.2d 206,
211 (Pa. Super. 1997) (“[P]hysical affronts that do not result in ‘bodily injury,’
and therefore do not constitute a simple assault, would likely be addressable
under the summary offense of harassment which specifically includes conduct
where the actor ‘strikes, shoves, kicks or otherwise subjects him to physical
contact.’”). ____________________________________________
12 Although not J.R.’s parent or guardian, we agree that Martinez-Rivera was acting in locus parentis when he tapped J.R.’s head in rebuke for punching Aponte’s pregnant stomach. See Appellant’s Brief, at 43. Moreover, we note that Martinez-Rivera, the father of the child in Aponte’s womb, see N.T. Nonjury Trial, 1/14/20, at 96, helped to clean around her house, id., and that, although he was living at a nearby shelter, he had been visiting with Aponte at her house with her for almost one month. Id. at 10.
13 Here, this universally testified to “tap,” even when accepted in the light most favorable to the Commonwealth as verdict winner, see Rahman, supra, cannot support a criminal assault conviction. See Wertelet, infra; see also Commonwealth v. Kirkwood, 520 A.2d 451, 454 (Pa. Super. 1987).
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Additionally, we agree with Martinez-Rivera that once Rodriguez placed
him in a headlock, Martinez-Rivera was acting in self-defense, at least until
Rodriguez and J.R. released him from the living room floor and retreated
upstairs to gather their belongings.
In Commonwealth v. Mouzon, 53 A.3d 738 (Pa. 2012), our Supreme
Court set forth the elements that must be present to establish a claim of self-
defense: (1) the defendant reasonably believed that he was in
imminent danger of death or serious bodily injury and that it was necessary
to use force against the victim to prevent such harm; (2) the defendant was
free from fault in provoking the difficulty which culminated in the force used;
and (3) the defendant did not violate any duty to retreat. Id. at 740. The
Court additionally clarified that the Commonwealth may successfully disprove
the defendant’s self-defense claim by showing any one of the following: (1)
that the defendant was not free from fault in provoking or continuing the
difficulty; (2) that the defendant did not reasonably believe that he was in
imminent danger of death or great bodily harm and that it was necessary to
use force in order to save himself; or (3) that the defendant violated a duty
to retreat or avoid the danger. Id. at 740-41.
Here, the Commonwealth never met its burden of disproving self-
defense, see Torres, supra; therefore, we conclude that Martinez-Rivera’s
kicking J.R. down the stairs constituted such defense. Our review of the record
reveals that J.R.’s announcement that he was taking the Xbox upstairs to his
room in defiance of his mother’s command, and his subsequent punch to his
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mother’s pregnant stomach, provoked the altercation on the stairs. Martinez-
Rivera’s tap—an act of parental rebuke, see supra, n.12—cannot be viewed
as an instigation, continuation, or escalation of criminal violence. See supra,
n.13; see also Mouzon, supra at 740; In Interest of J.L., supra.
Moreover, once placed in Rodriguez’s headlock from behind, and attacked
from the front by J.R., it was reasonable for Martinez-Rivera to believe that
he was in imminent danger of great bodily harm and that it was necessary to
use force to protect himself. See Mouzon, supra. Finally, we note that
Martinez-Rivera’s position within the confines of a stairwell flanked by the two
six-foot tall, 150-pound brothers, as well as his position on the living room
floor when the brothers remained on top of him, afforded him no opportunity
to retreat or avoid danger, until the brothers disengaged from the physical
fight. Id. at 740-41. Indeed, at trial, the Commonwealth conceded that the
stairwell combat was mutual. See N.T. Nonjury Trial, 1/14/20, at 116 (“Your
Honor, I would agree with [defense counsel] that with the sequence of events
that occurred on the stairwell, there was clearly some type of altercation that,
at the very least, [Rodriguez, J.R., and Martinez-Rivera] were, to some
degree, equally involved in this altercation.”) (emphasis added).
Nevertheless, we find additional evidence the Commonwealth adduced
at trial was sufficient to sustain Martinez-Rivera’s conviction under subsection
2701(a)(1) beyond a reasonable doubt. The Commonwealth proffered
evidence that Martinez-Rivera pistol whipped J.R. on his left upper back in
Rodriguez’s room, after the brothers had retreated upstairs to gather their
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belongings after the fight on the stairs. See N.T. Nonjury Trial, 1/14/20, at
16-17; 19. With the initial brawl having concluded, and Martinez-Rivera
possessing a substituted choice of implement—a firearm is a heavier and more
threatening object than a “little metal beam” or “stick”—Martinez-Rivera’s
intent to attempt to cause bodily injury or substantial pain could be inferred
from his striking J.R.’s back with the pistol, especially where there was
evidence adduced at trial that J.R. fell down onto the bed as a result of the
strike and sustained an injury to that part of his body.14 See Richardson,
supra; Rahman, supra; 18 Pa.C.S.A. § 2701(a)(1). See also
Commonwealth v. Boettcher, 459 A.2d 806, 808-09 (Pa. Super. 1983)
(evidence sufficient to sustain simple assault, aggravated assault, and REAP
where defendant pistol whipped victim in face, which required stitches to heal,
smacked victim on side of neck and back of head, and fired gun into air three
times).
Next, Martinez-Rivera challenges his REAP and simple assault
convictions under subsection 2701(a)(3), citing to the Bennett principle. See
Commonwealth v. Bennett, 303 A.2d 220, 221 (Pa. 1973) (finding evidence
insufficient to sustain convictions where party having burden offers testimony
which is so contradictory on essential issues that any finding by factfinder
would be mere guess). Martinez-Rivera claims that all of his convictions which ____________________________________________
14See N.T. Nonjury Trial, 1/14/20, at 31 (“Were you able to notice through your own senses, did [J.R.] have any injuries as a result of the altercation with [Martinez-Rivera]?” “Yeah, I think he had a couple marks on his back and on his face as well.”) (emphasis added).
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are founded on the fact that he possessed the gun must be reversed because
“the only evidence” adduced at trial that Martinez-Rivera did so “arises from
a single, interested witness’s testimony that is ‘incapable of reasonable
reconciliation’ with the rest of the evidence presented at trial.” Appellant’s
Brief, at 50 (quoting Commonwealth v. Farquharson, 354 A.2d 545, 550
(Pa. 1976)). Martinez-Rivera argues
the only evidence that the Commonwealth adduced in support of the fact that [Martinez-Rivera] had a gun with which he assaulted and endangered [Rodriguez and J.R.,] came in the form of [Rodriguez]’s testimony. . . . [Rodriguez] was a party to the quarrel, and in every other imaginable way directly and personally interested in the disposition of the present case. And [Rodriguez’s] testimony was incoherent, contradicted by all other objective evidence, riddled with materially significant internal inconsistencies, and sometimes demonstrably mendacious, all so as to render it unreliable or at the very least useless as a matter of law.
Appellant’s Brief, at 51. We disagree.
Under subsection 2701(a)(3), a person is guilty of simple assault if he
“attempts by physical menace to put another in fear of imminent serious bodily
injury.” 18 Pa.C.S.A. § 2701(a)(3). “Serious bodily injury” is defined as that
“which creates a substantial risk of death or which causes serious, permanent
disfigurement, or protracted loss or impairment of the function of any bodily
member or organ.” 18 Pa.C.S.A. § 2301. “The elements which must be
proven are intentionally placing another in fear of imminent serious bodily
injury through the use of menacing or frightening activity. Intent can be
proven by circumstantial evidence and may be inferred from the defendant’s
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conduct under the attendant circumstances.” Commonwealth v. Reynolds,
835 A.2d 720, 726 (Pa. Super. 2003) (citing Commonwealth v. Little, 614
A.2d 1146, 1151 (Pa. Super. 1992)) (citations omitted).
“A person commits the crime of [REAP] if he engages in conduct which
places or may place another person in danger of death or serious bodily
injury.” Commonwealth v. Hopkins, 747 A.2d 910, 915 (Pa. Super. 2000).
“The mens rea for [REAP] is ‘a conscious disregard of a known risk of death
or great bodily harm to another person.’” Id. at 916 (citing Commonwealth
v. Peer, 684 A.2d 1077, 1080 (Pa. Super. 1996)).
Here, Rodriguez testified that Martinez-Rivera possessed a gun, used it
to pistol whip J.R. in the back, flailed the firearm at both himself and J.R.,
pointed it at them while making threatening statements, and fired a shot into
the closet while J.R. was “in the line of fire.” See N.T. Nonjury Trial, 1/14/20,
at 16-23. Moreover, Rodriguez testified that during the confrontation with the
firearm, he and Martinez-Rivera essentially wrestled over possession of the
weapon when Rodriguez grabbed it and “reverse[d] it” on Martinez-Rivera.
Id. at 21-22. We note that this evidence was sufficient to sustain each of the
challenged convictions under sections 2701(a)(3) and 2705. See Reynolds,
supra at 727 (finding evidence sufficient to sustain conviction for simple
assault pursuant to subsection 2701(a)(3) where defendant pointed gun at
victims and threatened their lives); Commonwealth v. Matthews, 870 A.2d
924, 929 (Pa. Super. 2005) (“[I]n instances where the defendant draws a
weapon, threatens to use it on the victim[,] and is prevented from doing so
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by the physical intervention of another actor, we have found that the
Commonwealth presented sufficient evidence to demonstrate that the
appellant took a substantial step, with the required specific intent, to
perpetrate a serious bodily injury upon another.”);15 Hopkins, supra at 915-
16 (holding evidence sufficient to sustain REAP where defendant waived
loaded and operable gun at victim and pistol whipped victim); In re Maloney,
636 A.2d 671, 674-75 (Pa. Super. 1994) (concluding evidence sufficient to
sustain REAP convictions where Commonwealth proffers evidence that
defendant pointed loaded weapon at victim).
Additionally, we note that, generally, the testimony of the victim
identifying the defendant as the perpetrator of the crime, alone, is sufficient
to sustain a conviction. See Commonwealth v. Johnson, 180 A.3d 474,
478 (Pa. Super. 2018) (“A victim’s in-court testimony, identifying the
defendant as the perpetrator of a crime, is[,] by itself[,] sufficient to establish
the identity element of that crime.”); see also Commonwealth v. Reed,
216 A.3d 1114, 1119 (Pa. Super. 2019) (“[T]he finder of fact[,] while passing
upon the credibility of witnesses and the weight of the evidence produced, is
free to believe all, part[,] or none of the evidence.”). Inasmuch as Martinez-
15 We note that it was reasonable for the court to infer that Martinez-Rivera intended to inflict serious bodily injury under these circumstances because “the crucial factor is not how much time the attacker wastes in cruelly terrorizing his victim, but whether he was stopped short of the objective [signaled] by his words or conduct.” Commonwealth v. Elrod, 572 A.2d 1229, 1232 (Pa. Super. 1990).
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Rivera cites to the Bennett decision and its progeny for the proposition that
a single witness’s testimony may not be sufficient to sustain convictions where
that witness’s trial testimony was contradictory and would lead to jury
surmise, we find those cases distinguishable from the facts sub judice.
In Bennett, the defendant was convicted based solely upon the
testimony of her co-defendant, who was the actual perpetrator of the crime
involving a stolen vehicle. Bennett, supra at 220-21. The co-defendant in
Bennett had contradicted himself in police statements multiple times and only
acquiesced to Bennett’s involvement to benefit himself. Id. The Bennett
Court found that this sole witness’s testimony would only allow the jury to
arrive at a conviction based on mere conjecture.
Here, the Commonwealth’s case was not limited solely to Rodriguez’s
testimony; it also consisted of other circumstantial evidence. Police observed
broken furniture in Rodriguez’s bedroom, which corroborated that a physical
struggle occurred in the room. Police also recovered a bullet fragment in the
closet frame and observed a bullet hole in the closet door, which corroborated
Rodriguez’s testimony about Martinez-Rivera’s position in the room when he
fired the weapon. Police also recovered the brass bullet casing from
Rodriguez, and observed the wet spackle, which evidenced the recency of the
event and further corroborated Rodriguez’s testimony. Finally, all of
Rodriguez’s testimony, aside from his observation of Martinez-Rivera
possessing the firearm, was corroborated by the personal-knowledge
testimony of the other witnesses at trial. Indeed, both J.R.—a younger sibling
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with the same initials, who observed the altercation on the stairs from the
living room—and Aponte confirmed that an altercation occurred on the stairs
as a result of Martinez-Rivera’s tap to J.R.’s head with the metal rod; the three
males fell down the stairs during the altercation; they continued to fight in the
living room before Aponte ordered her sons out of her house; and the sons
proceeded back upstairs to gather their belongings before riding an Uber to a
friend’s house. Additionally, Rodriguez’s testimony lacked the type of self-
serving characteristics that were at issue in the Bennett case: he testified
that Martinez-Rivera merely tapped J.R., but that he himself retaliated by
placing Martinez-Rivera in a headlock or chokehold. Moreover, Rodriguez did
not immediately report the matter to police, but recounted the facts to his
aunt and uncle first before they then proceeded to alert authorities. As a
result of the above, we find the Bennett principle is inapplicable to this case
and deem this issue to be meritless.
Next, Martinez-Rivera challenges the discretionary aspects of his
sentence. The right to challenge the discretionary aspects of one’s sentence
requires that the jurisdiction of this Court be properly invoked. We evaluate
whether we have jurisdiction over the discretionary claim via the following
four-part test:
(1) whether appellant has filed a timely notice of appeal, see Pa.R.A.P. 902 and 903; (2) whether the issue was properly preserved at sentencing or in a motion to reconsider and modify sentence, see Pa.R.Crim.P. 720; (3) whether appellant’s brief has a fatal defect, see Pa.R.A.P. 2119(f); and (4) whether there is a question that the sentence appealed from is not appropriate under the Sentencing Code. The determination of whether a particular
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issue raises a substantial question is to be evaluated on a case- by-case basis. Generally, however, in order to establish a substantial question, the appellant must show actions by the sentencing court inconsistent with the Sentencing Code or contrary to the fundamental norms underlying the sentencing process.
Commonwealth v. Dunphy, 20 A.3d 1215, 1220-21 (Pa. Super. 2011)
(some internal citations, quotations marks, and footnotes omitted).
Here, Martinez-Rivera filed a post-sentence motion for reconsideration
of his sentence, followed by a timely notice of appeal. He has also included in
his brief a Rule 2119(f) statement. See Appellant’s Brief, at 31-32. Therefore,
we must determine whether Martinez-Rivera raises a substantial question.
See Dunphy, supra.
We examine whether the appellant has raised a substantial question on
a case-by-case basis. Commonwealth v. Paul, 925 A.2d 825, 828 (Pa.
Super. 2007). “We cannot look beyond the statement of questions presented
and the prefatory Rule 2119(f) statement to determine whether a substantial
question exists.” Commonwealth v. Radecki, 180 A.3d 441, 468 (Pa.
Super. 2018) (brackets omitted).
In his Rule 2119(f) statement, Martinez-Rivera states that “the court
failed to consider mitigating factors, the rehabilitative needs of [Martinez-
Rivera,] as well as protection of the public, gravity of the offense, and the
impact on the life of [J.R. and Rodriguez] and the community.” Appellant’s
Brief, at 32. Martinez-Rivera relies on our decision in Commonwealth v.
Felmlee, 828 A.2d 1105 (Pa. Super. 2003), for the proposition that “[i]t is
well-established that a sentencing court’s failure to consider mitigating factors
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raises a substantial question.” Appellant’s Brief, at 32. We note that the
Felmlee decision contains no such language. Indeed, in Felmlee, the
appellant raised in his Rule 2119(f) statement the additional attendant
circumstance that he was sentenced in the aggravated range of the sentencing
guidelines. See Felmlee, supra at 1107 (“[A] claim that the court erred by
imposing an aggravated range sentence without consideration of
mitigating circumstances raises a substantial question.”) (emphasis added);
compare Commonwealth v. Moury, 992 A.2d 162, 171 (Pa. Super. 2010)
(citing Commonwealth v. McNabb, 819 A.2d 54, 57 (Pa. Super. 2003)) (“An
allegation that the sentencing court failed to consider certain mitigating
factors generally does not necessarily raise a substantial question.”).
Here, Martinez-Rivera has failed to state in his Rule 2119(f) statement
that he was sentenced in the aggravated range. See Felmlee, supra at
1107. As such, his claim fails to raise a substantial question. See Moury,
supra; see also Commonwealth v. Bromley, 862 A.2d 598, 604 (Pa.
Super. 2004) (“In order to raise a substantial claim [that the sentence within
the guidelines was manifestly excessive], Appellant’s 2119(f) statement must
sufficiently articulate ‘the manner in which the sentence violates either a
specific provision of the sentencing scheme set for forth in the Sentencing
Code or a particular fundamental norm underlying the sentencing process.’”)
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(citation omitted). Therefore, we have no jurisdiction to hear Martinez-
Rivera’s discretionary aspects of sentence claim.16 See Dunphy, supra.
Finally, Martinez-Rivera challenges the legality of his sentence for his
conviction pursuant to section 6105. Generally, “claims pertaining to the
legality of sentence are non-waivable, [and] may be leveled for the first time
on appeal[.]” Commonwealth v. Foster, 960 A.2d 160, 163 (Pa. Super.
2018). Martinez-Rivera did not raise this issue in the trial court, but instead,
raises this issue for the first time on appeal.
Our review of Martinez-Rivera’s claim reveals that, rather than a
challenge to legality of sentence, it is better characterized as a challenge to
the constitutionality of section 6105. See Appellant’s Brief, at 74 (“[Section
6105] is not only constitutionally vague in the sense that it fails to give fair
and clear notice of its meaning to the public[, but] it would strike most
linguists and logicians as indecipherable.”). Constitutional void-for-vagueness
claims must be preserved in the trial court and may not be raised for the first
16 Moreover, we note that, despite his claims to the contrary, the court did consider Martinez-Rivera’s mitigating factors and rehabilitative needs, as well as the protection of the public, gravity of the offense, and the impact on the life of the victims and the community. See N.T. Sentencing Hearing, 2/18/20, at 8 (“I’ve taken into account the evidence in this case, having been the trial judge [] as well as the finder of fact. I’ve reviewed the [presentence investigative report.]”); see also Commonwealth v. Devers, 546 A.2d 12, 18 (Pa. 1988) (“Where pre-sentence reports exist, we shall continue to presume that the sentencing judge was aware of relevant information regarding the defendant’s character and weighed those considerations along with mitigating statutory factors. A pre-sentence report constitutes the record and speaks for itself.”). Finally, our independent review of the record reveals no indication that Martinez-Rivera was sentenced in the aggravated range.
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time on appeal. See Commonwealth v. Rouse, 191 A.3d 1, 5-6 (Pa. Super.
2018) (holding phrase “illegal sentence” is term of art applicable to three types
of claims and which does not include void-for-vagueness claims, which would
be better characterized as challenges to legislature’s ostensible failure to
provide adequate notice of penalty); Commonwealth v. Elrod, 572 A.2d
1229, 1232 (Pa. Super. 1990) (party who fails to assert claim that terms of
sentence were unconstitutional in trial court waives right to pursue that claim
on appeal where sentencing judge was legislatively authorized to impose given
sentence). Therefore, this issue is waived.
Judgment of sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date: 04/16/2021
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