Com. v. Caswell, J.

Superior Court of Pennsylvania·Decided March 22, 2019·No. 1003 MDA 2018·Unpublished

Opinion

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF PENNSYLVANIA

Appellee

v.

JOSEPH CHARLES CASWELL Appellant No. 1003 MDA 2018

Appeal from the Judgment of Sentence Entered May 4, 2018 In the Court of Common Pleas of Lackawanna County Criminal Division at No.: CP-35-CR-0001630-2016

BEFORE: STABILE, J., DUBOW, J., and STEVENS, P.J.E.* MEMORANDUM BY STABILE, J.: FILED MARCH 22, 2019 Appellant Joseph Charles Caswell appeals from the judgment of sentence entered in the Court of Common Pleas of Lackawanna County (“trial court”), following his guilty plea to rape of a mentally disabled person.1 Appellant’s counsel, Donna M. De Vita, Esquire, has filed a petition to withdraw, alleging that this appeal is wholly frivolous, and filed a brief pursuant to Anders v. California, 386 U.S. 738 (1967), and Commonwealth v. Santiago, 978 A.2d 349 (Pa. 2009). For the reasons set forth below, we affirm, in part, vacate, in part, and remand to the trial court for further proceedings; counsel’s petition to withdraw is denied.

* Former Justice specially assigned to the Superior Court. 1 18 Pa.C.S.A. § 3121(a)(5).

The facts and procedural history of this case are undisputed. As summarized by the trial court:

[The foregoing charge] stemmed from an investigation by the Scranton Police Department’s Special Victims Unit after they were notified that [] an autistic female [(the “victim”)], who has the mental capacity of a five (5) year old and would not be capable of consenting to sexual activity, was pregnant. After the victim gave birth, [Appellant], who is the victim’s cousin, voluntarily appeared at Scranton Police Head Quarters to submit a DNA sample, upon the request of his aunt, the victim’s mother. The DNA test results eliminated two other subjects and indicated that [Appellant] was the father with 99.9999% probability. After [Appellant] was taken into custody and Mirandized,[2] he waived his Miranda rights and informed the officers that he could not be the father because he is sterile. After discussing the DNA test results, [Appellant]

stated the intercourse was “an accident.” [Appellant] also gave a written statement that he took the victim to get ice cream from the grocery store, before he subsequently parked in the little league parking lot where they began kissing and eventually had intercourse in the backseat.

On October 30, 2017, [Appellant] entered a guilty plea to one (1) count of rape of a mentally disabled person. Prior to entering his guilty plea, [Appellant] executed a lengthy written plea colloquy form in which he indicated his knowledge that the maximum penalty he faced was twenty-five (25) years of confinement and a $25,000.00 fine, the elements of the crimes charged, his satisfaction with counsel, and the terms of the plea agreement. T[he trial c]ourt also conducted an on the record inquiry into the whether [Appellant] was entering a knowing, voluntary, and intelligent plea. [Appellant] advised the [trial court] that he was aware of the rights he was giving up and the penalties he was facing. [Appellant] further admitted that he committed the crime of engaging in sexual intercourse with the victim, a person with a mental disability who was incapable of consent[ing]. After determing that [Appellant] was entering a knowing, voluntary, and intelligent plea, [the trial court] accepted the guilty plea. Sentencing was deferred pending completion of a presentence investigation report [(“PSI”)].

On May 4, 2018, [the trial court] determined that [Appellant] is a sexually violent predator and imposed sentence.

[The trial court] sentenced [Appellant] above the aggravated range to ten (10) to twenty (20) years in a state correctional institution.

2 Miranda v. Arizona, 384 U.S. 436 (1966).

On May 11, 2018, [Appellant] filed a motion for reconsideration of sentence, alleging that [the trial court] imposed an excessive sentence and erroneously relied upon factors contemplated by the guidelines. [The trial court] denied [Appellant’s] motion on May 14, 2018, and [Appellant] filed a notice of appeal to [this Court] on June 5, 2018.

Trial Court Opinion, 8/13/18, at 1-3 (internal citations and unnecessary capitalizations omitted). Both Appellant and the trial court complied with Pa.R.A.P. 1925.

On September 25, 2018, Appellant’s counsel filed in this Court a motion to withdraw as counsel and filed an Anders brief, wherein counsel raises the following issues for our review:

[I.] Whether the sentencing court erroneously relied upon factors that are already taken into consideration by the Sentencing Guidelines, such as the victim’s mental disability and Appellant’s prior criminal record, when it imposed a sentence above the aggravated range and which sentence is the maximum sentence permitted for the crime charged?

[II.] Whether the sentencing court imposed a harsh and unreasonable sentence?

Anders Brief at 4.

When presented with an Anders brief, this Court may not review the merits of the underlying issues without first examining counsel’s petition to withdraw. Commonwealth v. Goodwin, 928 A.2d 287, 290 (Pa. Super. 2007) (en banc). It is well-established that, in requesting a withdrawal, counsel must satisfy the following procedural requirements: 1) petition the court for leave to withdraw stating that, after making a conscientious examination of the record, counsel has determined that the appeal would be frivolous; 2) provide a copy of the brief to the defendant; and 3) advise the

defendant that he or she has the right to retain private counsel, proceed pro se or raise additional arguments that the defendant considers worthy of the court’s addition. Commonwealth v. Lilley, 978 A.2d 995, 997 (Pa. Super. 2009).

Instantly, counsel’s petition to withdraw from representation provides that counsel reviewed the record and concluded that the appeal is frivolous. Furthermore, counsel notified Appellant that she was seeking permission to withdraw and provided Appellant with copies of the petition to withdraw and her Anders brief. Counsel also advised Appellant of his right to retain new counsel, proceed pro se, or raise any additional points he deems worthy of this Court’s attention. Accordingly, we conclude that counsel has satisfied the procedural requirements of Anders.

We next must determine whether counsel’s Anders brief complies with the substantive requirements of Santiago, wherein our Supreme Court held:

[I]n the Anders brief that accompanies court-appointed counsel’s petition to withdraw, counsel must: (1) provide a summary of the procedural history and facts, with citations to the record; (2) refer to anything in the record that counsel believes arguably supports the appeal; (3) set forth counsel’s conclusion that the appeal is frivolous; and (4) state counsel’s reasons for concluding that the appeal is frivolous. Counsel should articulate the relevant facts of record, controlling case law, and/or statutes on point that have led to the conclusion that the appeal is frivolous.

Santiago, 978 A.2d at 361. Here, our review of counsel’s brief indicates that she has complied with the briefing requirements of Santiago. We, therefore, conclude that counsel has satisfied the minimum requirements of Anders/Santiago.

Once counsel has met her obligations, “it then becomes the responsibility of the reviewing court to make a full examination of the proceedings and make an independent judgment to decide whether the appeal is in fact wholly frivolous.” Santiago, 978 A.2d at 355 n.5. Thus, we now turn to the merits of Appellant’s appeal.

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