J-A07025-19
2019 PA Super 247
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : SETH BROITMAN : : Appellant : No. 2150 EDA 2018
Appeal from the Judgment of Sentence Entered May 18, 2018 In the Court of Common Pleas of Montgomery County Criminal Division at No(s): CP-46-CR-0001363-2017
BEFORE: OLSON, J., DUBOW, J., and STEVENS*, P.J.E.
OPINION BY DUBOW, J.: FILED AUGUST 19, 2019
Appellant, Seth Broitman, appeals from the May 18, 2018 Judgment of
Sentence entered in the Montgomery County Court of Common Pleas after a
jury convicted him of Simple Assault and Harassment.1 After careful review,
we affirm.
A detailed recitation of the factual and procedural history is unnecessary
to our disposition. On December 8, 2016, the Ambler Borough Police
Department arrested Appellant and charged him with Terroristic Threats,
Simple Assault, and Harassment for threatening to kill his wife while handling
a loaded firearm. On December 5, 2017, the trial court issued an Order
scheduling Appellant’s trial for February 20, 2018. On February 15, 2018, five
days before trial and immediately before a holiday weekend, Appellant’s
counsel, David Keightly, Esq., alerted the trial court via email that Appellant ____________________________________________
1 18 Pa.C.S. § 2701(a)(3) and 18 Pa.C.S. § 2709(a)(4), respectively.
____________________________________ * Former Justice specially assigned to the Superior Court. J-A07025-19
wished to hire new counsel. On the day of trial, Appellant requested a
continuance so that newly retained counsel could represent him and informed
the court that he did not believe Attorney Keightly was prepared for trial,
disagreed with Attorney Keightly’s advice, and had already hired a new
attorney who would be prepared to proceed on March 1, 2018. Specifically,
Appellant informed the court that he preferred to proceed to a jury trial and
Attorney Keightly had advised him to agree to a bench trial or plead guilty.
N.T. Motion, 2/20/18, at 3.
Attorney Keightly motioned the court to withdraw as Appellant’s counsel
and informed the trial court that Appellant refused to communicate with him
over the weekend. Id. at 7. Attorney Keightly disagreed that he would have
told Appellant that he had to proceed in a certain way and instead stated that
he would have counseled Appellant on his options, including a bench trial or
guilty plea. Id.
The Commonwealth opposed a continuance, informed the trial court that
several witnesses were present in court to testify that day, and stated that
the Commonwealth would “face witness issues” if the court continued the trial.
Id. at 8.
The trial court denied Appellant’s request for a continuance to retain
new counsel and gave Appellant the choice to proceed to trial pro se or
continue to be represented by Attorney Keightly. Appellant chose to proceed
with representation by Attorney Keightly. After a two-day trial, a jury found
-2- J-A07025-19
Appellant not guilty of the most serious charge of Terroristic Threats, and
convicted him of Simple Assault and Harassment.
On May 16, 2018, the trial court sentenced Appellant to an aggregate
term of 6 days to 23 months’ incarceration followed by 1 year of probation.
On May 23, 2018, Attorney Keightly withdrew his appearance. On the same
day, Francis M. Walsh, Esq., entered his appearance on behalf of Appellant
and filed a Post-Sentence Motion, which the trial court denied.
Appellant timely appealed. Both Appellant and the trial court complied
with Pa.R.A.P. 1925.
Appellant raises the following issue on appeal: “Did the court err in not
allowing defense counsel to withdraw from the case before trial where counsel
acknowledged a breakdown in communication with Appellant and the court
was aware that present counsel could enter his appearance and be ready to
try the case by March 1, 2018?” Appellant’s Br. at 3.
Appellant argues that the trial court abused its discretion when it refused
to grant Appellant a continuance to obtain new counsel. Id. at 7. Appellant
also avers that he was prejudiced because of the “breakdown in
communication” with Attorney Keightly, and Attorney Keightly failed to call
character witnesses on his behalf during trial. Appellant’s Br. at 10.2
____________________________________________
2 Appellant baldy asserts “there is a strong likelihood” that the jury would have
acquitted Appellant of all charges with character evidence. Appellant’s Br. at 10.
-3- J-A07025-19
The decision to grant or deny a continuance request rests with the sound
discretion of the trial court and we will not reverse the decision absent a clear
abuse of discretion. Commonwealth v. McAleer, 748 A.2d 670, 673 (Pa.
2000). This Court will not find an abuse of discretion if the denial of the
continuance request did not prejudice the appellant. Commonwealth v.
Pettersen, 49 A.3d 903, 914 (Pa. Super. 2012). In order to demonstrate
prejudice, the appellant “must be able to show specifically in what manner he
was unable to prepare his defense or how he would have prepared differently
had he been given more time.” Commonwealth v. Ross, 57 A.3d 85, 91
(Pa. Super. 2012) (citation omitted).
Both the Sixth Amendment to the United States Constitution and Article
I, Section 9 of the Pennsylvania Constitution guarantee a defendant’s right to
counsel. McAleer, 748 A.2d at 673. “In addition to guaranteeing
representation for the indigent, these constitutional rights entitle an accused
to choose at his own cost and expense any lawyer he may desire.” Id.
(internal quotation marks and citation omitted).
However, a defendant’s constitutional right to counsel of his choice is
not absolute and “must be weighed against and may be reasonably restricted
by the state’s interest in the swift and efficient administration of criminal
justice.” Commonwealth v. Robinson, 364 A.2d 665, 674 (Pa. 1976)
(internal quotation marks omitted). This Court cannot permit a defendant to
utilize this right “to clog the machinery of justice and hamper and delay the
state in its efforts to do justice with regard both to him and to others whose
-4- J-A07025-19
rights to speedy trial may thereby be affected.” Id. A defendant’s right to
choose private counsel “must be exercised at a reasonable time and in a
reasonable manner.” Commonwealth v. Rucker, 761 A.2d 541, 542-43 (Pa.
2000) (citation and emphasis omitted).
In Commonwealth v. Prysock, 972 A.2d 539 (Pa. Super. 2009), this
Court set forth the following factors to consider on appeal from a trial court's
ruling on a continuance motion to obtain private representation: (1) whether
the court conducted an extensive inquiry into the underlying causes of
defendant’s dissatisfaction with current counsel; (2) whether the defendant’s
dissatisfaction with current counsel constituted irreconcilable differences; (3)
the number of prior continuances; (4) the timing of the motion for
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J-A07025-19
2019 PA Super 247
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : SETH BROITMAN : : Appellant : No. 2150 EDA 2018
Appeal from the Judgment of Sentence Entered May 18, 2018 In the Court of Common Pleas of Montgomery County Criminal Division at No(s): CP-46-CR-0001363-2017
BEFORE: OLSON, J., DUBOW, J., and STEVENS*, P.J.E.
OPINION BY DUBOW, J.: FILED AUGUST 19, 2019
Appellant, Seth Broitman, appeals from the May 18, 2018 Judgment of
Sentence entered in the Montgomery County Court of Common Pleas after a
jury convicted him of Simple Assault and Harassment.1 After careful review,
we affirm.
A detailed recitation of the factual and procedural history is unnecessary
to our disposition. On December 8, 2016, the Ambler Borough Police
Department arrested Appellant and charged him with Terroristic Threats,
Simple Assault, and Harassment for threatening to kill his wife while handling
a loaded firearm. On December 5, 2017, the trial court issued an Order
scheduling Appellant’s trial for February 20, 2018. On February 15, 2018, five
days before trial and immediately before a holiday weekend, Appellant’s
counsel, David Keightly, Esq., alerted the trial court via email that Appellant ____________________________________________
1 18 Pa.C.S. § 2701(a)(3) and 18 Pa.C.S. § 2709(a)(4), respectively.
____________________________________ * Former Justice specially assigned to the Superior Court. J-A07025-19
wished to hire new counsel. On the day of trial, Appellant requested a
continuance so that newly retained counsel could represent him and informed
the court that he did not believe Attorney Keightly was prepared for trial,
disagreed with Attorney Keightly’s advice, and had already hired a new
attorney who would be prepared to proceed on March 1, 2018. Specifically,
Appellant informed the court that he preferred to proceed to a jury trial and
Attorney Keightly had advised him to agree to a bench trial or plead guilty.
N.T. Motion, 2/20/18, at 3.
Attorney Keightly motioned the court to withdraw as Appellant’s counsel
and informed the trial court that Appellant refused to communicate with him
over the weekend. Id. at 7. Attorney Keightly disagreed that he would have
told Appellant that he had to proceed in a certain way and instead stated that
he would have counseled Appellant on his options, including a bench trial or
guilty plea. Id.
The Commonwealth opposed a continuance, informed the trial court that
several witnesses were present in court to testify that day, and stated that
the Commonwealth would “face witness issues” if the court continued the trial.
Id. at 8.
The trial court denied Appellant’s request for a continuance to retain
new counsel and gave Appellant the choice to proceed to trial pro se or
continue to be represented by Attorney Keightly. Appellant chose to proceed
with representation by Attorney Keightly. After a two-day trial, a jury found
-2- J-A07025-19
Appellant not guilty of the most serious charge of Terroristic Threats, and
convicted him of Simple Assault and Harassment.
On May 16, 2018, the trial court sentenced Appellant to an aggregate
term of 6 days to 23 months’ incarceration followed by 1 year of probation.
On May 23, 2018, Attorney Keightly withdrew his appearance. On the same
day, Francis M. Walsh, Esq., entered his appearance on behalf of Appellant
and filed a Post-Sentence Motion, which the trial court denied.
Appellant timely appealed. Both Appellant and the trial court complied
with Pa.R.A.P. 1925.
Appellant raises the following issue on appeal: “Did the court err in not
allowing defense counsel to withdraw from the case before trial where counsel
acknowledged a breakdown in communication with Appellant and the court
was aware that present counsel could enter his appearance and be ready to
try the case by March 1, 2018?” Appellant’s Br. at 3.
Appellant argues that the trial court abused its discretion when it refused
to grant Appellant a continuance to obtain new counsel. Id. at 7. Appellant
also avers that he was prejudiced because of the “breakdown in
communication” with Attorney Keightly, and Attorney Keightly failed to call
character witnesses on his behalf during trial. Appellant’s Br. at 10.2
____________________________________________
2 Appellant baldy asserts “there is a strong likelihood” that the jury would have
acquitted Appellant of all charges with character evidence. Appellant’s Br. at 10.
-3- J-A07025-19
The decision to grant or deny a continuance request rests with the sound
discretion of the trial court and we will not reverse the decision absent a clear
abuse of discretion. Commonwealth v. McAleer, 748 A.2d 670, 673 (Pa.
2000). This Court will not find an abuse of discretion if the denial of the
continuance request did not prejudice the appellant. Commonwealth v.
Pettersen, 49 A.3d 903, 914 (Pa. Super. 2012). In order to demonstrate
prejudice, the appellant “must be able to show specifically in what manner he
was unable to prepare his defense or how he would have prepared differently
had he been given more time.” Commonwealth v. Ross, 57 A.3d 85, 91
(Pa. Super. 2012) (citation omitted).
Both the Sixth Amendment to the United States Constitution and Article
I, Section 9 of the Pennsylvania Constitution guarantee a defendant’s right to
counsel. McAleer, 748 A.2d at 673. “In addition to guaranteeing
representation for the indigent, these constitutional rights entitle an accused
to choose at his own cost and expense any lawyer he may desire.” Id.
(internal quotation marks and citation omitted).
However, a defendant’s constitutional right to counsel of his choice is
not absolute and “must be weighed against and may be reasonably restricted
by the state’s interest in the swift and efficient administration of criminal
justice.” Commonwealth v. Robinson, 364 A.2d 665, 674 (Pa. 1976)
(internal quotation marks omitted). This Court cannot permit a defendant to
utilize this right “to clog the machinery of justice and hamper and delay the
state in its efforts to do justice with regard both to him and to others whose
-4- J-A07025-19
rights to speedy trial may thereby be affected.” Id. A defendant’s right to
choose private counsel “must be exercised at a reasonable time and in a
reasonable manner.” Commonwealth v. Rucker, 761 A.2d 541, 542-43 (Pa.
2000) (citation and emphasis omitted).
In Commonwealth v. Prysock, 972 A.2d 539 (Pa. Super. 2009), this
Court set forth the following factors to consider on appeal from a trial court's
ruling on a continuance motion to obtain private representation: (1) whether
the court conducted an extensive inquiry into the underlying causes of
defendant’s dissatisfaction with current counsel; (2) whether the defendant’s
dissatisfaction with current counsel constituted irreconcilable differences; (3)
the number of prior continuances; (4) the timing of the motion for
continuance; (5) whether private counsel had actually been retained; and (6)
the readiness of private counsel to proceed in a reasonable amount of
time. Prysock, 972 A.2d at 543.
Here, our review of the record reveals that the trial court conducted an
inquiry into Appellant’s dissatisfaction with Attorney Keightly, which amounted
to legal advice that Appellant did not want to accept; Appellant requested the
continuance on the eve of trial, which the court had scheduled two months
prior; Appellant had already retained new counsel at the time of his request;
and new counsel was not immediately ready to proceed to trial. See id. Based
on these facts, the trial court concluded that postponing the trial would create
an undue burden for the Commonwealth’s witnesses who were present and
ready to proceed, and would have caused “too great of an imposition on both
-5- J-A07025-19
the Commonwealth and [the trial court]’s already crowded schedule.” Trial
Ct. Op., filed 8/24/18, at 4. The trial court also found that Appellant’s request
for new counsel and a continuance on the eve of trial was not made within a
reasonable time or in a reasonable manner. Id. Accordingly, the trial court
denied Appellant’s request for new counsel and a continuance.
The trial court properly weighed Appellant’s right to counsel against the
Commonwealth’s interest in the swift and efficient administration of criminal
justice. See Robinson, 364 A.2d at 674. We find no abuse of discretion in
the trial court’s denial of Appellant’s request for new counsel and a
continuance on the day of the scheduled jury trial. See Commonwealth v.
Novak, 150 A.2d 102, 109-10 (Pa. 1959) (holding the defendant’s request to
change counsel on the day of trial was properly denied).3
Moreover, Appellant fails to demonstrate prejudice. Appellant’s
argument that that he was prejudiced because trial counsel did not call
character witnesses lacks merit. The trial court did not require Appellant to
be represented by Attorney Keightly but rather gave Appellant the choice to
appear pro se or remain represented by Attorney Keightly. Appellant chose
the latter and, as the trial court highlighted, “it should be noted that after such
3 In his Brief, Appellant cites numerous cases to support his argument that
the trial court abused its discretion when it denied Appellant’s request for new counsel and a continuance. As Appellant concedes, however, “none of these cases are directly on point.” Appellant’s Br. at 15. We agree and decline to discuss them.
-6- J-A07025-19
representation, [Appellant] was acquitted by the jury on the most serious
charge of [T]erroristic [T]hreats.” Trial Ct. Op. at 5-6.
In conclusion, the trial court properly weighed Appellant’s right to
counsel of his choice against the state’s interest in proceeding to trial and
determined that Appellant’s last minute request would burden the
Commonwealth, the Commonwealth’s witnesses, and the trial court.
Appellant failed to demonstrate that he was prejudiced by the trial court’s
decision. Thus, the trial court did not abuse its discretion when it denied
Appellant’s request for new counsel and a continuance.
Judgment of Sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date: 8/19/19
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