Colorado v. O'Halloran

557 F. Supp. 289, 1983 U.S. Dist. LEXIS 19401
CourtDistrict Court, D. Colorado
DecidedFebruary 8, 1983
DocketCiv. A. No. 75-M-539
StatusPublished
Cited by6 cases

This text of 557 F. Supp. 289 (Colorado v. O'Halloran) is published on Counsel Stack Legal Research, covering District Court, D. Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Colorado v. O'Halloran, 557 F. Supp. 289, 1983 U.S. Dist. LEXIS 19401 (D. Colo. 1983).

Opinion

MEMORANDUM OPINION AND ORDER

MATSCH, District Judge.

This very difficult lawsuit began with a complaint filed on May 16,1975, by Michael Patrick Smith and Carolyn Finnell, residents of Heritage House Nursing Home, as a civil rights action, seeking remedies under 42 U.S.C. § 1983, for alleged violations of constitutional rights. The action was brought as a class action on behalf of all Medicaid recipients residing in the named nursing home. The defendants were the owners and administrators of that nursing home, Casper Weinberger as Secretary of the Department of Health, Education and Welfare (HEW), and the officers of the Colorado Department of Social Services and the Colorado Department of Health. Plaintiffs asserted that both the federal and state governmental defendants were failing to enforce the United States Constitution, together with federal laws and regulations, resulting in deprivations of basic rights protected by the First, Fifth and Fourteenth Amendments to the United States Constitution.

An amended complaint was filed on May 30, 1975. It extended the class allegations to include all Medicaid recipients residing in nursing homes in the State of Colorado. A second amended complaint was filed on June 5,1975, naming an additional plaintiff, and adding 28 U.S.C. § 1361 as an additional jurisdictional predicate.

A preliminary injunction hearing concerning conditions at Heritage House was held on June 5, 1975, resulting in a stipulation for the adoption of certain procedures for the protection of some of the claimed constitutional rights.

The federal and state governmental defendants challenged subject matter jurisdiction, and the basic questions were briefed extensively. In the plaintiffs’ final brief on the jurisdictional and class certification issues, filed on February 17,1976, the following summary contention is made on page 7:

Plaintiffs are claiming, in essence, with regard to their first three claims for relief that the federal and state governments are massively failing to discharge their constitutional, statutory, regulation and contract duties to create and implement a comprehensive system of preventive enforcement that is designed to insure compliance by nursing homes with all applicable federal laws guaranteeing provision of high quality medical and psychosocial care in a context of civil liberties to plaintiffs and class members. The reach of the failures of the governmental defendants is state wide, indeed national, with regard to the federal Defendants and the devastating human effects of the government’s failures on the human being seeking to form this class action are a national tragedy and a national scandal whose focus for the purposes of this litigation must be limited to nursing homes in the state of Colorado. For proper presentation of their first three claims for relief and for effective relief from the Court, Plaintiffs seek the certification of a state wide class comprised of all Medicaid recipients residing in nursing homes facilities participating in the Medicaid Program.

During a series of status conferences in 1976 and 1977, counsel and the court agreed that resolution of the jurisdictional issues would be deferred, pending an effort to establish a fact-finding methodology for surveying conditions in Colorado nursing homes. A law school dean was appointed to assist counsel in working toward that objective. That effort failed.

On March 16, 1978, the jurisdictional issues came on for hearing. At that time, the plaintiffs and the Colorado governmental defendants stipulated to the dismissal, without prejudice, of the claims against those state defendants. That stipulation included the following two paragraphs:

1. State defendants shall forthwith file a complaint in this action against the United States Department of Health, Ed[291]*291ucation and Welfare and individuals acting in official capacities therefor, seeking a redesign of the federal Medicaid nursing home enforcement system so that the system is premised upon resident assessment. State defendants shall diligently prosecute said action and shall settle said action only with the consent of plaintiffs; provided, however, that State defendants may dismiss said action at any time, and thereupon, plaintiffs’ claims for relief against State defendants shall be reinstated as though this motion had never been filed and dismissal had never been entered.
2. If the litigation described in paragraph 1 has not resulted in the implementation of a redesigned federal Medicaid nursing home enforcement system by July 1, 1979, State defendants shall, in consultation with plaintiffs, seek to develop State legislation or regulations which shall provide for an adequate State nursing home enforcement system. State defendants shall thereupon seek funding from any and all possible sources for the implementation of such a system. This agreement shall in no way interfere with the earlier development and implementation of a redesigned State nursing home enforcement system, independent of this litigation.

Pursuant to the stipulation of dismissal, the Colorado Attorney General filed a complaint in intervention on behalf of the people of the State of Colorado, the Colorado Department of Health, the Colorado Board of Health, the Colorado Department of Social Services, and the Colorado Board of Social Services, on April 21,1978. The first two paragraphs of that complaint in intervention are as follows:

1. The federal system of nursing home regulation and enforcement is a national disgrace. Plaintiffs in intervention, the people of the State of Colorado, the State of Colorado, and its health and social service agencies, bring this action against the Secretary of the United States Department of Health, Education and Welfare, seeking to redesign this system so that it focuses upon resident assessment. Plaintiffs in intervention maintain that this system must assure that residents of nursing homes receive the benefits guaranteed under federal law: the right to actually and continuously receive optimal medical, nursing and psychosocial care, provided in a rehabilitatively supportive, accessible, safe, sanitary, home-like and personalized environment, with protection of residents’ civil rights. Plaintiffs in intervention, who are charged with implementing the federal nursing home enforcement system, bring this action on their own behalf, seeking an effective and adequately funded system, and on behalf of the people of the State of Colorado, who are entitled to be assured that the Medicaid and Medicare programs deliver the high quality of nursing home care to which they, as nursing home residents and as citizens and taxpayers, are entitled.
2. Plaintiffs, formerly codefendants in this action with defendant Secretary, filed this Complaint pursuant to their Motion to Dismiss Without Prejudice and Stipulation for Dismissal, filed on March 16, 1978. They seek declaratory and injunctive relief, declaring the Secretary’s failure to design an effective nursing home enforcement system to fulfill the mandate of the Social Security Act of 1935 and the constitutional doctrine of intergovernmental immunities and ordering the Secretary to adopt and fund regulations for an effective nursing home enforcement system to guarantee the continuous delivery of the benefits required by federal law.

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Related

Beverly Health & Rehabilitation Services, Inc. v. Thompson
223 F. Supp. 2d 73 (District of Columbia, 2002)
In Re ESTATE OF
930 F.2d 1496 (Tenth Circuit, 1991)
Estate of Smith v. O'Halloran
930 F.2d 1496 (Tenth Circuit, 1991)
People of Colorado v. Heckler
622 F. Supp. 403 (D. Colorado, 1985)
Troutman v. Cohen
588 F. Supp. 590 (E.D. Pennsylvania, 1984)

Cite This Page — Counsel Stack

Bluebook (online)
557 F. Supp. 289, 1983 U.S. Dist. LEXIS 19401, Counsel Stack Legal Research, https://law.counselstack.com/opinion/colorado-v-ohalloran-cod-1983.