UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK ______________________________________________
ALICIA COLON,
Plaintiff, 5:23-cv-00913 v. (BKS/TWD)
ANTHONY DAVIS, et al.,
Defendants. ______________________________________________
APPEARANCES:
ALICIA COLON Plaintiff, pro se 210 Lincoln Ave. Apt. 2 Syracuse, NY 13204
THÉRÈSE WILEY DANCKS, United States Magistrate Judge ORDER AND REPORT-RECOMMENDATION Currently before the Court is Plaintiff’s amended complaint (Dkt. No. 6), a motion to appoint counsel (Dkt. No. 9), and a “supplement” to the amended complaint (Dkt. No. 10). For the reasons discussed below, the Court recommends Plaintiff’s amended complaint be dismissed in its entirety with leave to amend. In addition, Plaintiff’s motion to appoint counsel is denied without prejudice. I. BACKGROUND On July 28, 2023, Plaintiff commenced this action by filing a pro se complaint against the Syracuse City School District (“SCSD” or the “District”); Anthony Davis, SCSD Superintendent; Monique Wright-Williams, Chief of Staff and Head of Family Engagement Department; and Nina Vergara, Family Engagement Facilitator of SCSD Westside Quadrant (collectively “Defendants”). (Dkt. No. 1.) Plaintiff did not pay the filing fee for this action and sought leave to proceed in forma pauperis. (Dkt. No. 2.) On August 30, 2023, the undersigned issued an Order and Report-Recommendation after an initial review of Plaintiff’s complaint pursuant to 28 U.S.C. § 1915. (Dkt. No. 4). In that
Order, the Court granted Plaintiff’s motion to proceed in forma pauperis, but recommended dismissal of the complaint with leave to amend. Id. Plaintiff’s objections to the Report- Recommendation were due by September 13, 2013. Id. Thereafter, on October 16, 2023, Plaintiff filed an objection to the Report- Recommendation, along with an amended complaint, which was filed on November 16, 2023. (Dkt. Nos. 5, 6.) As a result, on November 20, 2023, Chief United States District Judge Brenda K. Sannes denied the Report-Recommendation as moot and referred the amended complaint, which Plaintiff was entitled to file as a matter of course under Federal Rule of Civil Procedure 15(a)(1), back to this Court for initial review. (Dkt. No. 7.) On January 23, 2024, Plaintiff filed a motion to appoint counsel, along with a “supplement” to the amended complaint. (Dkt. Nos. 9, 10.1)
II. INITIAL REVIEW OF THE AMENDED COMPLAINT A. Standard of Review The Court shall dismiss a complaint in a civil action if the Court determines it is frivolous, malicious, fails to state a claim on which relief may be granted, or seeks monetary relief against a defendant who is immune from such relief. See 28 U.S.C. § 1915(e)(2)(B)(i)-
1 The “supplement” is not a proper pleading. (Dkt. No. 10.) In light of Plaintiff’s pro se status, the Court will consider the three-page “supplement” for purposes of initial review of the amended complaint. Plaintiff is advised that she may not attempt to amend her pleadings in a piecemeal manner. See L.R. 15.1. (iii); see Livingston v. Adirondack Beverage Co., 141 F.3d 434, 437 (2d Cir. 1998). The Court must also dismiss a complaint, or portion thereof, when the Court lacks subject matter jurisdiction. See Fed. R. Civ. P. 12(h)(3). While the law mandates dismissal on any of these grounds, the Court is obliged to construe pro se pleadings liberally, Harris v. Mills, 572 F.3d 66,
72 (2d Cir. 2009), and interpret them to raise the “strongest arguments that they suggest.” Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 474-75 (2d Cir. 2006) (internal quotation marks and citation omitted). A claim is frivolous when it “lacks an arguable basis either in law or in fact.” Neitzke v. Williams, 490 U.S. 319, 325 (1989), abrogated on other grounds Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007); see also Denton v. Hernandez, 504 U.S. 25, 33 (1992) (holding “a finding of factual frivolousness is appropriate when the facts alleged rise to the level of the irrational or the wholly incredible”); Livingston, 141 F.3d at 437 (“[A]n action is ‘frivolous’ when either: (1) the factual contentions are clearly baseless . . . or (2) the claim is based on an indisputably meritless legal theory.”).
To survive dismissal for failure to state a claim, a complaint must contain a short and plain statement of the claim showing that the pleader is entitled to relief. Fed. R. Civ. P. 8(a)(2). This short and plain statement of the claim must be “plausible on its face.” Twombly, 550 U.S. at 570. “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). The statement of the claim must do more than present “an unadorned, the-defendant-harmed-me accusation.” Id. It must “give the defendant fair notice of what the claim is and the grounds upon which it rests.” Twombly, 550 U.S. at 555 (internal quotation marks and citations omitted); see also Fed. R. Civ. P. 8(a)(2). In determining whether a complaint states a claim upon which relief may be granted, “the court must accept the material facts alleged in the complaint as true and construe all reasonable inferences in the plaintiff’s favor.” Hernandez v. Coughlin, 18 F.3d 133, 136 (2d Cir. 1994) (citations omitted). “[T]he tenet that a court must accept as true all of the allegations contained
in a complaint is inapplicable to legal conclusions.” Iqbal, 556 U.S. at 678. “Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice.” Id. Generally, a court should not dismiss claims contained in a complaint filed by a pro se litigant without granting leave to amend at least once “when a liberal reading of the complaint gives any indication that a valid claim might be stated.” Branum v. Clark, 927 F.2d 698, 704-05 (2d Cir. 1991); see also Fed. R. Civ. P. 15(a)(2) (“The court should freely give leave when justice so requires.”). An opportunity to amend is not required, however, where “the problem with [the plaintiff’s] causes of action is substantive” such that “better pleading will not cure it.” Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir. 2000); see also Cortec Indus. Inc. v. Sum Holding
L.P., 949 F.2d 42, 48 (2d Cir. 1991) (“Of course, where a plaintiff is unable to allege any fact sufficient to support its claim, a complaint should be dismissed with prejudice.”). Stated differently, “[w]here it appears that granting leave to amend is unlikely to be productive, . . . it is not an abuse of discretion to deny leave to amend.” Ruffolo v. Oppenheimer & Co., 987 F.2d 129, 131 (2d Cir. 1993). B. Summary of Amended Complaint Plaintiff’s thirty-page amended complaint presents a lengthy narrative of facts occurring over a period of years in a long-winded, tangential manner. (See generally Dkt. Nos. 6, 10.) Although it is typed, legible, and somewhat numbered, her claims, if any, are cumbersome and difficult to understand. Many sentences are incomplete. She often includes multiple statements, within a single paragraph, spanning several pages. By way of example, Plaintiff references the suicide of a SCSD Vice Principal in 2009, and alleges the “psychological abuse and aversive conditioning within Syracuse City School is
so common it has come to be considered public knowledge” and there has been no “measurable improvement in the workplace culture since the suicide of the Vice Principal in 2009. (Dkt. No. 6 at 1.) She alleges Nina Vergara “knowingly obstructed the plaintiff in September 2022, therefore the plaintiff’s daughter and every student in the Syracuse City School’s Westside quadrant remain at risk of inadequate supervision.” Id. at 3-4. Plaintiff states she joined the Parent Advisory Council (“PAC”) in 2021. Id. at 4. While not entirely clear, she appears to take issue with the manner in which PAC meetings are calendared, recorded, and run. Id. at 4-11. She also raises concerns about children using “Virtual Reality Equipment” while at school. Id. at 5-6. She wants more information about the “PUMP” Bus. Id. at 5-7. She alleges the District is “knowingly obstructing the plaintiff and the
SCSD PAC from annually reviewing the Syracuse City School District’s Title 1 Community and Family Involvement Plan,” which “has not been updated since before the Syracuse City Schools desegrated in 1965 . . . .” Id. at 9, 17. She complains about the “family room” at Delaware Primary and the lack of internet. Id. at 13, 14. She states Superintendent Davis, Monique Wright-Williams, Nina Vergara, and the Syracuse City School have “committed years of psychological abuse against every Syracuse City School Family and puts every family at risk of future phycological [sic] harm without relief.” Id. at 19. Plaintiff takes issue with the change in the start time for school, and claims “this act puts various students at risk.” Id. at 11-12, 19, 26. She alleges Superintendent Davis “lied to the entire community” when discussing the change of start time. Id. at 19. She asserts the District failed to provide the PAC “with those things which they are entitled to on various occasions during the 2022-23 school year and that these repetitive
obstructions amounted to neglect.” Id. at 11. She claims Monique Wright-Williams “knowingly and purposely distributed misinformation, obstructed the plaintiff, participates in wanton deliberate misuse of restrain and all families and staff are at risk of inadequate supervision as a result.” Id. at 14. Plaintiff states Delaware Primary School has remained without a full-time program aide for at least three years. Id. at 16. As part of the “supplement,” Plaintiff submits a copy of a letter from the District, dated January 17, 2024, notifying Plaintiff that because of her actions at the Syracuse City School District’s Central Office on January 16, 2024, she is excluded from all Syracuse City School District property, and must obtain permission from the school principal before she visits. (Dkt. No. 10 at 3.)
Plaintiff requests that the Court grant the following relief: • “protection” for Plaintiff’s two children ages 3 and 9 “which prevents” the Syracuse City School from “intruding on their physical bodies without being invited;”
• requiring the District “to provide scientific and peer reviewed evidence which proves Virtual Reality helps children learn; which ensures that if Syracuse City School District wants to use the equipment donated by Micron that they provide appropriate cyber security protections;”
• “assistance in obtaining all records related to the PUMP bus;”
• preventing “one single person in the role of Syracuse City School Chief Engagement Officer from holding any other role;” • prohibiting “Monique Wright-Williams from participating in the administration of the SCSD PAC and which prevents SCSD PAC meeting minutes from being recorded by a SCSD employee;”
• ensuring every SCSD family has “access to the basic amenities of a 21st century school site” including a “well developed website, adult internet access and printing capabilities from the family room” at every school;
• separating the “Family Involvement handbook” and the “Paper Calendar into two separate documents;”
• providing Delaware Primary School “with a new or different Family Engagement Facilitator and assigning them a program aide to assist the approx. 300 families with the transition to Montessori;”
• ordering the District to “rebuild” their Title 1 Community and Family Involvement Plan;
• protecting “program aides” and ensuring everyone within the Family Engagement department receives “effective training;”
• holding the District “accountable” and requiring “them to confess to neglecting the program’s Title 1 Community and Family Involvement Plan for the past 22 years, confess to the mistreatment of the SCSD PAC and publicly apologize for trying to place all the blame at the feet of parents and families;”
• recognizing “that a group equivalent to the SCSD PAC exists inside every public-school program across the United States of America regardless of what the education program decides to call such a group;”
• prohibiting the District “from changing the name of the SCSD PAC for the next century,” returning the monthly PAC meetings to all versions of the District Calendar; and assisting the PAC “in creating by-laws to explain how the group works and why it is essential;”
• making “use of Parliamentary Procedures and Robert’s rules of order a requirement during” SCSD PAC meetings, and which “prohibits” SCSD employees from recording SCSD PAC meeting minutes; • assisting “all staff and families from being subjected to aversive conditions” by the Syracuse City School District’s Superintendent Office and requiring “written documentation any time the Superintendent or a member of his team uses executive discretion to deny an individual volunteer work;”
• ensuring the Board of Education “is using proper parliamentary procedures during general business meetings, audit committees, and work sessions in such a way the courts see it;”
• any other relief deemed appropriate by the court.
Id. at 21-25. C. Analysis In addressing the sufficiency of a plaintiff’s complaint, the court must construe his pleadings liberally. Sealed Plaintiff v. Sealed Defendant, 537 F.3d 185, 191 (2d Cir. 2008). Having reviewed Plaintiff’s filings with this principle in mind, the Court recommends dismissal of the amended complaint in its entirety. Plaintiff’s amended complaint suffers from numerous defects. (Dkt. Nos. 6, 10.) First, the amended complaint is not signed, and thus violates Federal Rule of Civil Procedure 11(a) and Local Rule 10.1(c)(2). Second, the amended complaint does not contain a caption or list the names of all the parties as required by Federal Rule of Civil Procedure 10(a).2 Third, the amended complaint fails to meet the standards of Federal Rules of Civil Procedure 8 and 10. Rule 8 requires a “short and plain statement” of a claim, showing that “the pleader is entitled to relief.” Whitfield v. Johnson, 763 F. App’x 106, 107 (2d Cir. 2019) (quoting Fed. R. Civ. P. 8(a)). Each statement must be “simple, concise, and direct,” and give “fair notice of the claims asserted.” Whitfield, 763 F. App’x at 107 (quoting Simmons v.
2 The header of the amended complaint does indicates the civil docket number and “Colon V Davis etc al”. Abruzzo, 49 F.3d 83, 86 (2d Cir. 1995)). “A complaint may be dismissed under Rule 8 if it is ‘so confused, ambiguous, or otherwise unintelligible that its true substance, if any, is well disguised.’” Id. Moreover, Rule 10 provides that “[a] party must state its claims or defenses in numbered
paragraphs, each limited as far as practicable to a single set of circumstances[.]” Fed. R. Civ. P. 10(b). Rule 10’s purpose is to “provide an easy mode of identification for referring to a particular paragraph in a prior pleading[.]” Clervrain v. Robbins, No. 22-CV-1248 (MAD/DJS), 2022 WL 17517312, at *2 (N.D.N.Y. Dec. 8, 2022) (citation omitted), report and recommendation adopted, 2023 WL 3170384 (N.D.N.Y. May 1, 2023). A complaint that does not comply with these Rules “presents far too heavy a burden in terms of defendants’ duty to shape a comprehensive defense and provides no meaningful basis for the Court to assess the sufficiency of [the plaintiff’s] claims,” and may properly be dismissed by the Court. Gonzales v. Wing, 167 F.R.D. 352, 355 (N.D.N.Y. 1996). As it currently stands, Plaintiff’s amended complaint wholly fails to provide fair notice of
the claims she attempts to assert. (Dkt. Nos. 6, 10.) Given its lack of clarity, the Court recommends dismissal of the amended complaint because it is not acceptable under Rules 8 and 10 of the Federal Rules of Civil Procedure. Fourth, and in the alternative, the Court recommends Plaintiff’s amended complaint be dismissed because she fails to state a claim upon which relief may be granted. Even giving the most liberal construction to Plaintiff’s amended complaint, the Court is unable to discern a cognizable cause of action and it is thus difficult to analyze Plaintiff’s claims, if any. 28 U.S.C. § 1915(e)(2)(B). At the top of every page, Plaintiff indicates “Cause Civil Rights Act.” But Plaintiff does not explain, in any discernable way, how a defendant violated any of her civil rights.3 Thus, the allegations contained within Plaintiff’s amended complaint “fail to provide adequate notice regarding the legal claims Plaintiff seeks to assert against Defendants or the facts underlying
those claims.” Hamza v. Yandik, No. 1:19-CV-447(LEK/DJS), 2019 WL 10255336, at *2 (N.D.N.Y. June 27, 2019); Ricciuti v. New York City Transit Auth., 941 F.2d 119, 123 (2d Cir. 1991). Setting aside the foregoing pleading defects, this Court does not have jurisdiction to grant Plaintiff any of the requested relief. (Dkt. No. 6 at 21-25.) For each of these reasons, the Court recommends dismissing Plaintiff’s amended complaint. However, in light of her pro se status, prior to outright dismissal of this action, the Court recommends that Plaintiff be given a final opportunity to comply with the basic pleading requirements set forth above.4 Plaintiff is advised that, should the District Court permit Plaintiff to file a second
amended complaint, and if she chooses to avail herself of an opportunity to amend, such amended pleading must cure the defects set forth above.5 To that end, the pleading must be signed, list the names of the parties, and set forth a short and plain statement of the facts on
3 Because Plaintiff is proceeding pro se, she may not bring an action on behalf of a minor (or any other person). See Guest v. Hansen, 603 F.3d 15, 20 (2d Cir. 2010) (citation omitted). 4 Had Plaintiff waited for Chief Judge Sannes to issue an Order on the Report-Recommendation, she would have learned of this Court’s identification of the pleading defects in her original complaint, many of which are repeated in the amended complaint. 5 Plaintiff should not submit a second amended complaint until Chief Judge Sannes issues a Decision and Order on this Report-Recommendation. Any pleading filed before Chief Judge Sannes’ decision with respect to this Court’s recommendations will be stricken as premature and will not be considered by the Court. As noted below, however, Plaintiff may file written objections to this Court’s recommendations. which she relies to support any legal claims asserted. Fed. R. Civ. P. 8(a). Plaintiff must also clearly state the nature of the suit and the basis for this Court’s jurisdiction. The body of the pleading must contain sequentially numbered paragraphs containing only one act of alleged misconduct per paragraph. Fed. R. Civ. 10. No portion of any prior complaint shall be
incorporated into the second amended complaint and piecemeal pleadings are not permitted. III. PLAINTIFF’S MOTION TO APPOINT COUNSEL Plaintiff has also submitted a motion to appoint counsel. (Dkt. No. 9.) As an initial matter, “[a] party has no constitutionally guaranteed right to the assistance of counsel in a civil case.” Leftridge v. Connecticut State Trooper Officer No. 1283, 640 F.3d 62, 68 (2d Cir. 2011) (citations omitted). Courts cannot utilize a bright-line test in determining whether counsel should be appointed on behalf of an indigent party. Hendricks v. Coughlin, 114 F.3d 390, 392- 93 (2d Cir. 1997). Instead, a number of factors must be carefully considered by the Court in ruling upon such a motion. As a threshold matter, the Court should ascertain whether the indigent’s claims seem likely to be of substance. A motion for appointment of counsel may be
properly denied if the Court concludes that the plaintiff’s “chances of success are highly dubious.” Leftridge, 640 F.3d at 69. If the court finds that the claims have substance, the court should then consider: [T]he indigent’s ability to investigate the crucial facts, whether conflicting evidence implicating the need for cross-examination will be the major proof presented to the fact finder, the indigent’s ability to present the case, the complexity of the legal issues and any special reason in th[e] case why appointment of counsel would be more likely to lead to a just determination.
Terminate Control Corp., 28 F.3d at 1341 (quoting Hodge v. Police Officers, 802 F.2d 58, 61-62 (2d Cir. 1986)). This is not to say that all, or indeed any, of these factors are controlling in a particular case. Rather, each case must be decided on its own facts. Velasquez v. O’Keefe, 899 F. Supp. 972, 974 (N.D.N.Y. 1995) (citing Hodge, 802 F.2d at 61). In the present matter, the Court has recommended dismissal of the amended complaint. As such, the Court cannot find that Plaintiff’s claims, if any, are likely to be of substance.
Plaintiff’s motion to appoint counsel is denied without prejudice. (Dkt. No. 9.) IV. CONCLUSION For the reasons stated herein, it is hereby RECOMMENDED that Plaintiff’s amended complaint (Dkt. No. 6) be DISMISSED WITHOUT PREJUDICE AND WITH LEAVE TO AMEND; and it is further ORDERED that Plaintiff’s motion to appoint counsel (Dkt. No. 9) is DENIED WITHOUT PREJUDICE; and it is further ORDERED that the Clerk serve a copy of this Order and Report-Recommendation, along with copies of the unpublished decisions cited herein in accordance with Lebron v. Sanders, 557 F.3d 76 (2d Cir. 2009) (per curiam) on Plaintiff.
Pursuant to 28 U.S.C. § 636(b)(1), Plaintiff has fourteen days within which to file written objections to the foregoing report.6 Such objections shall be filed with the Clerk of the Court. FAILURE TO OBJECT TO THIS REPORT WITHIN FOURTEEN DAYS WILL PRECLUDE APPELLATE REVIEW. Roldan v. Racette, 984 F.2d 85 (2d Cir. 1993) (citing
6 If you are proceeding pro se and are served with this Order and Report-Recommendation by mail, three additional days will be added to the fourteen-day period, meaning that you have seventeen days from the date the Order and Report-Recommendation was mailed to you to serve and file objections. Fed. R. Civ. P. 6(d). If the last day of that prescribed period falls on a Saturday, Sunday, or legal holiday, then the deadline is extended until the end of the next day that is not a Saturday, Sunday, or legal holiday. Fed. R. Civ. 6(a)(1)(C). Small v. Sec’y of Health and Human Servs., 892 F.2d 15 (2d Cir. 1989)); 28 U.S.C. § 636(b)(1) (Supp. 2013); Fed. R. Civ. P. 72, 6(a). IT IS SO ORDERED.
Dated: February 1, 2024 Syracuse, New York a Wiley Dancks : United States Magistrate Judge
2022 WL 17517312 District before the court may permit the plaintiff to proceed Only the Westlaw citation is currently available. with this action in forma pauperis. See id. United States District Court, N.D. New York. 2 To determine whether an action is frivolous, a court Manetirony CLERVRAIN, Plaintiff, must look to see whether the complaint “lacks an v. arguable basis either in law or in fact.” Neitzke v. Jonathan ROBBINS, et al., Defendants. Williams, 490 U.S. 319, 325 (1989). 1:22-CV-1248 (MAD/DJS) Likewise, under 28 U.S.C. § 1915A, a court must review | any “complaint in a civil action in which a prisoner seeks Signed December 8, 2022 redress from a governmental entity or officer or employee of a governmental entity” and must “identify cognizable claims Attorneys and Law Firms or dismiss the complaint, or any portion of the complaint, if the complaint ... is frivolous, malicious, or fails to state a MANETIRONY CLERVRAIN, Plaintiff, Pro Se, Anderson, claim upon which relief may be granted; or ... seeks monetary IN 46013. relief from a defendant who is immune from such relief.” 28 U.S.C. § 1915A; see also Carr v. Dvorin, 171 F.3d 115, 116 (2d Cir. 1999) (per curiam); Abbas v. Dixon, 480 F.3d 636, REPORT-RECOMMENDATION and ORDER 639 (2d Cir. 2007) (stating that both sections 1915 and 1915A are available to evaluate pro se prisoner complaints). DANIEL J. STEWART, United States Magistrate Judge In reviewing a pro se complaint, the court has a duty to show *1 The Clerk has forwarded for review what has been liberality toward pro se litigants, see Nance v. Kelly, 912 F.2d docketed as a civil complaint filed by Plaintiff. Dkt. No. 1, 605, 606 (2d Cir. 1990) (per curiam), and should exercise Compl. Plaintiff has not paid the filing fee but has submitted “extreme caution ... in ordering sua sponte dismissal of a an application to proceed in forma pauperis (“IFP”), Dkt. No. pro se complaint before the adverse party has been served 2, which the Court has granted.1 and both parties (but particularly the plaintiff) have had an opportunity to respond.” Anderson v. Coughlin, 700 F.2d 37, 1 Plaintiff has also moved for leave to file 41 (2d Cir. 1983) (internal citations omitted). Therefore, a electronically. Dkt. No. 3. Given the recommended court should not dismiss a complaint if the plaintiff has stated disposition of this case, that Motion is denied with “enough facts to state a claim to relief that is plausible on its leave to renew if Plaintiff files a complaint that face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). survives review under section 1915. “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct I. SUFFICIENCY OF THE COMPLAINT alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing Bell Atl. Corp. v. Twombly, 550 U.S. at 556). A. Governing Legal Standard *2 Although a court should construe the factual allegations 28 U.S.C. § 1915(e) directs that, when a plaintiff seeks to in the light most favorable to the plaintiff, “the tenet that proceed in forma pauperis, “(2) ... the court shall dismiss a court must accept as true all of the allegations contained the case at any time if the court determines that – ... (B) in a complaint is inapplicable to legal conclusions.” Id. the action ... (i) is frivolous or malicious; (ii) fails to state a “Threadbare recitals of the elements of a cause of action, claim on which relief may be granted; or (iii) seeks monetary supported by mere conclusory statements, do not suffice.” Id. relief against a defendant who is immune from such relief.” 28 (citing Bell Atl. Corp. v. Twombly, 550 U.S. at 555). “[W]here U.S.C. § 1915(e)(2)(B).2 Thus, even if a plaintiff meets the the well-pleaded facts do not permit the court to infer more financial criteria to commence an action in forma pauperis, it than the mere possibility of misconduct, the complaint has is the court's responsibility to determine whether the plaintiff alleged - but it has not show[n] - that the pleader is entitled more than an unadorned, the-defendant-unlawfully-harmed- FED. R. CIV. P. 10(b). The purpose of Rule 10 is to “provide me accusation.” Ashcroft v. Iqbal, 556 U.S. at 678 (citing Bell an easy mode of identification for referring to a particular Atl. Corp. v. Twombly, 550 U.S. at 555). Thus, a pleading paragraph in a prior pleading[.]” Sandler v. Capanna, 1992 that only “tenders naked assertions devoid of further factual WL 392597, at *3 (E.D. Pa. Dec. 17, 1992). enhancement” will not suffice. Id. (internal quotation marks and alterations omitted). A complaint that fails to comply with basic pleading requirements presents too heavy a burden for defendants to craft a defense “and provides no meaningful basis for the Court to assess the sufficiency of [the plaintiff's] claims,” and B. Analysis of the Complaint may properly be dismissed. Gonzales v. Wing, 167 F.R.D. 352, 355 (N.D.N.Y. 1996). A court's initial review of a complaint under § 1915(e) must encompass the applicable standards of the Federal Rules Plaintiff's Complaint clearly does not satisfy these of Civil Procedure. Rule 8 of the Federal Rules of Civil requirements. The nature of the Complaint is unclear. The Procedure provides that a pleading must contain: Complaint recites a wide variety of federal statutes and (1) a short and plain statement of the grounds for the court's case law, but a thorough review of the main Complaint and jurisdiction ...; the numerous attachments does not provide clarity as to what federal claim Plaintiff seeks to pursue in this Court. (2) a short and plain statement of the claim showing that It is unclear what relationship the individuals identified by the pleader is entitled to relief; and Plaintiff as Defendants have to Plaintiff and how he alleges they violated his rights. (3) a demand for the relief sought, which may include relief in the alternative or different types of relief. Given its lack of clarity, the Complaint is clearly subject to dismissal. “[A] court should not dismiss a complaint filed FED. R. CIV. P. 8(a). The purpose of Rule 8 “is to give fair notice of the claim being asserted so as to permit the by a pro se litigant without granting leave to amend at least adverse party the opportunity to file a responsive answer [and] once ‘when a liberal reading of the complaint gives any prepare an adequate defense.” Hudson v. Artuz, 1998 WL indication that a valid claim might be stated.’ ” Bruce v. 832708, at *1 (S.D.N.Y. Nov. 30, 1998) (quoting Powell v. Tompkins Cty. Dep't of Soc. Servs. ex rel. Kephart, 2015 WL Marine Midland Bank, 162 F.R.D. 15, 16 (N.D.N.Y. 1995)). 151029, at *4 (N.D.N.Y. Jan. 7, 2015) (quoting Branum v. Moreover, Rule 10 of the Federal Rules of Civil Procedure Clark, 927 F.2d 698, 704-05 (2d Cir. 1991)). Accordingly, the provides, in part: Court recommends that the Complaint be dismissed, but that Plaintiff be afforded an opportunity to amend. *3 The Court advises Plaintiff that should he be permitted (b) Paragraphs; Separate to amend his Complaint, any amended pleading she Statements. A party must state its submits must comply with Rules 8 and 10 of the Federal claims or defenses in numbered Rules of Civil Procedure. Any such amended complaint, paragraphs, each limited as far which shall supersede and replace in its entirety the as practicable to a single set of previous Complaint filed by Plaintiff, must contain circumstances. A later pleading may sequentially numbered paragraphs containing only one refer by number to a paragraph in an act of misconduct per paragraph. Thus, if Plaintiff claims earlier pleading. If doing so would that his civil and/or constitutional rights were violated by promote clarity, each claim founded on more than one defendant, or on more than one occasion, a separate transaction or occurrence – he should include a corresponding number of paragraphs and each defense other than a denial – in his amended complaint for each such allegation, with must be stated in a separate count or each paragraph specifying (i) the alleged act of misconduct; defense. (ii) the date, including the year, on which such misconduct occurred; (iii) the names of each and every individual who nexus between such misconduct and Plaintiff's civil and/or Pursuant to 28 U.S.C. § 636(b)(1), the parties have fourteen constitutional rights. (14)3 days within which to file written objections to the foregoing report. Such objections shall be filed with the Clerk Plaintiff is further cautioned that no portion of his prior of the Court. FAILURE TO OBJECT TO THIS REPORT Complaint shall be incorporated into his amended complaint WITHIN FOURTEEN (14) DAYS WILL PRECLUDE by reference. Any amended complaint submitted by Plaintiff APPELLATE REVIEW. Roldan v. Racette, 984 F.2d 85, 89 must set forth all of the claims he intends to assert against the (2d Cir. 1993) (citing Small v. Sec'y of Health and Human defendants and must demonstrate that a case or controversy Servs., 892 F.2d 15 (2d Cir. 1989)); see also 28 U.S.C. § exists between the Plaintiff and the defendants which Plaintiff 636(b)(1); FED. R. CIV. P. 72 & 6(a). has a legal right to pursue and over which this Court has jurisdiction. If Plaintiff is alleging that the named defendant 3 If you are proceeding pro se and are served with violated a law, he should specifically refer to such law. this Order by mail, three additional days will be added to the fourteen-day period, meaning that you have seventeen days from the date the order was II. CONCLUSION mailed to you to serve and file objections. FED. R. CIV. P. 6(d). If the last day of that prescribed period For the reasons stated herein, it is hereby falls on a Saturday, Sunday, or legal holiday, then the deadline is extended until the end of the next RECOMMENDED, that Plaintiff's Complaint be day that is not a Saturday, Sunday, or legal holiday. DISMISSED with leave to amend; and it is FED. R. CIV. P. 6(a)(1)(C). ORDERED, that the Clerk of the Court serve a copy of this All Citations Report-Recommendation and Order upon the parties to this action. Not Reported in Fed. Supp., 2022 WL 17517312 End of Document © 2024 Thomson Reuters. No claim to original U.S. Government Works. 2023 WL 3170384 2007). After the appropriate review, “the court may accept, Only the Westlaw citation is currently available. reject, or modify, in whole or in part, the findings or United States District Court, N.D. New York. recommendations made by the magistrate judge.” 28 U.S.C. § 636(b)(1). Manetirony CLERVRAIN, Plaintiff, v. “[I]n a pro se case, the court must view the submissions Jonathan ROBBINS, Jean-Max Bellerive, by a more lenient standard than that accorded to ‘formal Josue Pierre-Louis, Garry Conille, Jean-Claude pleadings drafted by lawyers.’ ” Govan v. Campbell, 289 F. Supp. 2d 289, 295 (N.D.N.Y. 2007) (quoting Haines v. Theogene, Barthelemy Anteno, Kwasi Amoako- Kerner, 404 U.S. 519, 520 (1972)) (other citations omitted). Attah, and Victor (Ito) Bisono Haza, Defendants. The Second Circuit has held that the court is obligated to 1:22-CV-1248 (MAD/DJS) “ ‘make reasonable allowances to protect pro se litigants’ ” | from inadvertently forfeiting legal rights merely because they Signed May 1, 2023 lack a legal education. Govan, 289 F. Supp. 2d at 295 (quoting Taguth v. Zuck, 710 F.2d 90, 95 (2d Cir. 1983)). Attorneys and Law Firms Having reviewed the December 8, 2022 Report- MANETIRONY CLERVRAIN, 4326 South Scatterfield Recommendation and Order, Plaintiff's complaint and the Road, Suite 153, Anderson, Indiana 46013, Plaintiff, Pro Se. applicable law, the Court finds that Magistrate Judge Stewart correctly determined that the complaint should be dismissed. The complaint is largely incomprehensible and suffers from ORDER several deficiencies. Rule 8(a) of the Federal Rules of Civil Procedure provides that a pleading must contain “a short Mae A. D'Agostino, United States District Judge: and plain statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). Plaintiff's complaint *1 On November 22, 2022, pro se Plaintiff Manetirony is neither short nor plain. See Dkt. No. 1. As currently Clervrain (“Plaintiff”) filed a complaint against Defendants drafted, and even with the leniency given to a pro se litigant's consisting of 70 pages of forms and documents, see Dkt. No. pleadings, Plaintiff failed to meet pleading standards such 1, “recit[ing] a wide variety of federal statutes and case law,” that the Court is unable to meaningfully analyze whether Dkt. No. 7 at 5, and around two hundred pages of attachments. Plaintiff can allege any colorable claim against Defendants. See Dkt. Nos. 1-1, 1-5, 1-6. On the same day, Plaintiff moved See Canning v. Hofmann, No. 1:15-CV-0493, 2015 WL for leave to proceed in forma pauperis (“IFP”), see Dkt. No. 6690170, *5 (N.D.N.Y. Nov. 2, 2015) (“[H]aving found 2, and to obtain an ECF login and password. See Dkt. No. 3. that none of the allegations in Plaintiff's meandering and indecipherable Complaint raise a cognizable cause of action, On December 8, 2022, Magistrate Judge Daniel J. Stewart the Court concludes that the Complaint fails to state a claim granted Plaintiff's motion to proceed IFP. See Dkt. upon which relief may be granted and is subject to dismissal”) No. 6. Additionally, Magistrate Judge Stewart issued a (citing Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)). Report-Recommendation and Order recommending that the complaint be dismissed with leave to amend. See Dkt. *2 Finally, the Court agrees with Magistrate Judge Stewart No. 7. Plaintiff has not filed an objection to the Report- that Plaintiff should be granted an opportunity to amend Recommendation and Order. out of deference to Plaintiff's pro se status. See Nielsen v. Rabin, 746 F.3d 58, 62 (2d Cir. 2014) (“ ‘Generally, When a party declines to file objections to a magistrate judge's leave to amend should be freely given, and a pro se report-recommendation or files “[g]eneral or conclusory litigant in particular should be afforded every reasonable objections or objections which merely recite the same opportunity to demonstrate that he has a valid claim’ ”) arguments [presented] to the magistrate judge,” the district (quotation omitted). Should Plaintiff choose to amend the court reviews those recommendations for clear error. O'Diah complaint, the Court urges Plaintiff to review Magistrate v. Mawhir, No. 9:08-CV-322, 2011 WL 933846, *1 (N.D.N.Y. and Order thoroughly. See Dkt. No. 7 at 4-6. within thirty (30) days of the date of this Order, the Clerk of the Court shall enter judgment in Defendants’ favor and close this case without further order from this Court; and the Court Accordingly, the Court hereby further ORDERS that the Report-Recommendation and Order (Dkt. No. 7) is ADOPTED in its entirety; and the Court further ORDERS that the Clerk of the Court shall serve a copy of this Order on the parties in accordance with the Local Rules. ORDERS that Plaintiff's complaint (Dkt. No. 1) is DISMISSED with leave to amend; and the Court further IT IS SO ORDERED. ORDERS that Plaintiff shall file his amended complaint All Citations within thirty (30) days of the date of this Order; and the Court further Slip Copy, 2023 WL 3170384 End of Document © 2024 Thomson Reuters. No claim to original U.S. Government Works. 2019 WL 10255336 may properly maintain his complaint before permitting him to proceed further with his action. Generally, a court should not Fa KeyCite Yellow Flag - Negative Treatment dismiss a complaint if the plaintiff has stated “enough facts Meer ooo Adopted as Modified by Hamza y. Yandik, 4 state a claim to relief that is plausible on its face.” Bell , Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). Rule 8 of 2019 WL 10255336 the Federal Rules of Civil Procedure provides that a pleading Only the Westlaw citation is currently available. which sets forth a claim for relief shall contain, inter alia, United States District Court, N.D. New York. “a short and plain statement of the claim showing that the pleader is entitled to relief.” See FED. R. CIV. P. 8(a)(2). The Amir M. HAMZA, Plaintiff, purpose of this Rule “is to give fair notice of the claim being Vv. asserted so as to permit the adverse party the opportunity to Eileen YANDIK, Stephen Yandik, file a responsive answer [and] prepare an adequate defense.” and Green Acres Farm, Defendants. Hudson y. Artuz, 1998 WL 832708, at *1 (S.D.N.Y. Nov. 30, 1998) (quoting Powell v. Marine Midland Bank, 162 F.R.D. Civ. No. 1:19-CV-447 (LEK/DJS) 15, 16 (N.D.N-Y. 1995) (other citations omitted)). Rule 8 | also provides that a pleading must contain “a short and plain Signed 06/27/2019 statement of the grounds for the court's jurisdiction.” FED. R. CIV. P. 8(a)(1). Attorneys and Law Firms , Rule 10 of the Federal Rules of Civil Procedure provides, in AMIR M. HAMZA, Plaintiff Pro Se, P.O. Box 281, Philmont, part: New York 12565.
(b) Paragraphs; Separate Statements. REPORT-RECOMMENDATION and ORDER . . A party must state its claims or DANIEL J. STEWART, United States Magistrate Judge defenses in numbered paragraphs, each limited as far as practicable to *1 Plaintiff Amir Hamza originally filed his Complaint a single set of circumstances. A later in this action on April 15, 2019. Dkt. No. 1. Pursuant to pleading may refer by number to 28 U.S.C. § 1915(e), this Court reviewed the sufficiency a paragraph in an earlier pleading. of the Complaint and issued a Report-Recommendation If doing so would promote clarity, recommending that the Complaint be dismissed with leave each claim founded on a separate to amend. Dkt. No. 6. Plaintiff did not file objections to transaction or occurrence — and each the Report-Recommendation, but instead filed an Amended defense other than a denial — must be Complaint. Dkt. No. 9, Am. Compl. The District Court has stated in a separate count or defense. referred the Amended Complaint to the undersigned for review under section 1915(e). Dkt. No. 10. For the reasons set forth below, the Court again recommends that the Amended ~— FED. R. CIV. P. 10(b). The purpose of Rule 10 is to “provide Complaint be dismissed, but that Plaintiff be afforded one an easy mode of identification for referring to a particular final opportunity to further amend his Complaint. paragraph in a prior pleading[.]” Sandler v. Capanna, 1992 WL 392597, at *3 (E.D. Pa. Dec. 17, 1992) (citing 5 C. Wright Section 1915(e) of Title 28 of the United States Code directs & A. Miller, Federal Practice and Procedure, § 1323 at 735 that, when a plaintiff seeks to proceed in forma pauperis, (1990)). A complaint that fails to comply with these Rules “the court shall dismiss the case at any time if the court presents too heavy a burden for the defendant in shaping a determines that ... the action or appeal (i) is frivolous or comprehensive defense, provides no meaningful basis for a malicious; (1i) fails to state a claim on which relief may be _court to assess the sufficiency of a plaintiff's claims, and may granted; or (iii) seeks monetary relief against a defendant —_ properly be dismissed by the court. Gonzales v. Wing, 167 who is immune from such relief.” 28 U.S.C. § 1915(e)(2)(B). ER.D. 352, 355 (N.D.N.Y. 1996). Thus, it is a court's responsibility to determine that a plaintiff
in the light most favorable to the plaintiff, “the tenet that pleading requirements. a court must accept as true all of the allegations contained in a complaint is inapplicable to legal conclusions.” Id. 1 References to page numbers are to the page “Threadbare recitals of the elements of a cause of action, numbers assigned by the Court's CM/ECF system. supported by mere conclusory statements, do not suffice.” Id. (citing Bell Atl. Corp. v. Twombly, 550 U.S. at 555). “[W]here The Amended Complaint is significantly more streamlined the well-pleaded facts do not permit the court to infer more than the original pleading which totaled over 138 pages. than the mere possibility of misconduct, the complaint has It omits many of the very intimate details of Plaintiff's alleged – but it has not ‘show[n]’–‘that the pleader is entitled life and personal relationships that were included in the to relief.’ ” Id. at 679 (quoting FED. R. CIV. P. 8(a)(2)). A original Complaint. See generally Am. Compl. It continues, pleading that only “tenders naked assertions devoid of further however, to be deficient in terms of providing specific and factual enhancement” will not suffice. Id. at 678 (further adequate notice of the claims Plaintiff attempts to assert citing Bell Atl. Corp. v. Twombly, 550 U.S. at 555, for the in this action. It repeats the sweeping allegations of the proposition that Federal Rule of Civil Procedure 8 “demands original Complaint against the named Defendants including, more than an unadorned, the-defendant-unlawfully-harmed- but not limited to the failure to maintain proper financial me accusation”). Allegations that “are so vague as to fail and tax records, failure to comply with state workers’ to give the defendants adequate notice of the claims against compensation laws, coercion, threats, and harassment of them” are subject to dismissal. Sheehy v. Brown, 335 Fed. employees, discrimination based on race, religion, and sexual Appx. 102, 104 (2d Cir. 2009). orientation, unlawful business recordkeeping, unlawful campaign contributions, and violations of New York State At the outset the Court notes that the Amended Complaint firearms laws. See generally id. Many of these allegations, contends that the Court has jurisdiction under the diversity however, do not relate directly to Plaintiff in any way. As statute, 28 U.S.C. § 1332, and affirmatively alleges that such, the Amended Complaint fails to meet the requirements he is a “resident of Dover, Delaware.” Am. Compl. at p. under Rule 8 for “a short and plain statement of the claim 1.1 Defendants are alleged to be residents of New York. showing that the pleader is entitled to relief.” Plaintiff does not allege specific legal causes of action, tied to particular Id. Plaintiff's other filings with the Court, however, list his facts supporting those claims. address as Philmont, New York. Dkt. Nos. 2, 3, & 8. The proposed summonses provided by Plaintiff seek to have *3 As currently set forth the allegations fail to provide Defendants respond to the Complaint to Plaintiff at his New adequate notice regarding the legal claims Plaintiff seeks to York address. Dkt. Nos. 2-1, 2-2, & 2-3. In addition, just assert against Defendants or the facts underlying those claims. a few weeks prior to filing this action, Plaintiff filed a By way of example, it now appears that Plaintiff seeks to federal civil action in the District of New Jersey where he assert claims under the Racketeer Influenced and Corrupt affirmatively alleged his address to be the same Philmont, Organizations Act (“RICO”). Am. Compl. at p. 12. New York address listed in filings made in this Court. Hamza v. United Continental Holdings, LLC, et al., 19- A plaintiff asserting a RICO violation must adequately CV-8971 (D. N.J.), Dkt. No. 1. In light of these facts, “the plead “(1) the defendant's violation of [18 U.S.C.] § 1962, allegations in the complaint with respect to the plaintiff[’s] (2) an injury to plaintiff's business or property, and (3) the place[ ] of residence are insufficient to establish diversity causation of the injury by the defendant's violation.” To jurisdiction.” Mackason v. Diamond Fin. LLC, 347 F. Supp. adequately plead the causation element of a RICO claim, 2d 53, 55 (S.D.N.Y. 2004) (emphasis added). It is thus quite the plaintiff must allege that the defendant's conduct was unclear to the Court that complete diversity necessary to the “legal, or proximate, cause of [his] injury, as well as the confer jurisdiction under section 1332 exists in this case. See logical, or but for, cause.” Raymond Loubier Irrevocable Tr. v. Loubier, 858 F.3d 719, 725 (2d Cir. 2017) (jurisdiction under section 1332 requires Stancuna v. New Haven Legal Assistance Inc., 383 Fed. Appx. “complete diversity.”). It may be, however, that a properly 23, 24 (2d Cir. 2010) (quoting Lerner v. Fleet Bank, N.A., pled complaint could establish jurisdiction under 28 U.S.C. 459 F.3d 273, 283 (2d Cir. 2006) (alterations in original)). § 1331, federal question jurisdiction. But, for the following The Amended Complaint contains a list of federal statutes Plaintiff alleges that the Defendants have violated as a part of Complaint, however, fails to specifically demonstrate as to amend to do so. many of those statutes how the alleged actions were the legal or proximate cause of any injury to Plaintiff. For example, *4 Should Plaintiff be directed by the District Judge to file Plaintiff alleges that some or all of the Defendants failed a further amended complaint, I offer the following guidance. to properly pay taxes and falsely advertised the origin of Any such amended complaint, which shall supersede and products for sale. Id. No facts are alleged nor any explanation replace in its entirety the previous Complaints filed by offered, however, as to how these actions, if true, harmed Plaintiff, must contain a caption that clearly identifies, by Plaintiff. He does make more specific allegations as to other name, each individual/entity that Plaintiff is suing in the alleged RICO predicate offenses, but the lack of clarity and present lawsuit and must bear the case number assigned conclusory nature of the allegations fails to provide “fair to this action. Plaintiff must also clearly state the nature notice” to Defendants about the nature of the claim being of the suit and the basis for this Court's jurisdiction. The asserted against them. Hudson v. Artuz, 1998 WL 832708, at body of Plaintiff's second amended complaint must contain *1. sequentially numbered paragraphs containing only one act of misconduct per paragraph. Thus, if Plaintiff claims that There are additional allegations set forth in the Amended his civil and/or constitutional rights were violated by more Complaint that are unclear as to precisely what claims than one Defendant, or on more than one occasion, he should Plaintiff seeks to pursue here. Plaintiff, for example, refers include a corresponding number of paragraphs in his amended several times to official positions held by Defendants Eileen complaint for each such allegation, with each paragraph and William Yandik, see, e.g., Am. Compl. at pp. 3 & 6, specifying (i) the alleged act of misconduct; (ii) the date on which might provide a basis for claims under 42 U.S.C. § which such misconduct occurred; (iii) the names of each and 1983. Plaintiff, however, offers nothing more than conclusory every individual who participated in such misconduct; (iv) allegations and does not identify specific constitutional rights where appropriate, the location where the alleged misconduct that he alleges Defendants have infringed. Additionally, occurred; and, (v) the nexus between such misconduct and Plaintiff appears to make a number of allegations that certain Plaintiff's civil and/or constitutional rights. Defendants are engaged in criminal activity, see, e.g., Am. Compl. at pp. 5 & 6, but does not demonstrate on what basis ACCORDINGLY, it is hereby such allegations are actionable. See Ruston v. World Wrestling Entm't, 2008 WL 824217, at *3 (D. Conn. Mar. 25, 2008) RECOMMENDED, that this action be sua sponte dismissed, (citing cases) (raising questions as to whether a private party but that Plaintiff be granted leave to replead his Complaint; has standing to raise such claims). and it is further As a result, it is unclear precisely what legal right or rights ORDERED, that the Clerk of the Court serve a copy of this of Plaintiff have been violated or how these Defendants, Report-Recommendation and Order upon the parties to this in particular, may have violated those rights. This failure action. warrants dismissal of the Complaint. Powell v. Marine Midland Bank, 162 F.R.D. 15, 16 (N.D.N.Y. 1995) (Dismissal Pursuant to 28 U.S.C. § 636(b)(1), the parties have fourteen appropriate when Complaint “does not provide an adequate (14) days2 within which to file written objections to the description of the particular acts by the defendant which led foregoing report. Such objections shall be filed with the Clerk to this suit or an explanation of how such acts were illegal.”). of the Court. FAILURE TO OBJECT TO THIS REPORT WITHIN FOURTEEN (14) DAYS WILL PRECLUDE Courts recognize that dismissal of a complaint filed by a pro APPELLATE REVIEW. Roldan v. Racette, 984 F.2d 85, 89 se litigant “without granting leave to amend at least once (2d Cir. 1993) (citing Small v. Sec'y of Health and Human ‘when a liberal reading of the complaint gives any indication Servs., 892 F.2d 15 (2d Cir. 1989)); see also 28 U.S.C. § that a valid claim might be stated’ ” would be inappropriate. 636(b)(1); FED. R. CIV. P. 72 & 6(a). Bruce v. Tompkins Cty. Dep't of Soc. Servs. ex rel. Kephart, 2015 WL 151029, at *4 (N.D.N.Y. Jan. 7, 2015) (quoting 2 If you are proceeding pro se and are served with this Branum v. Clark, 927 F.2d 698, 704-05 (2d Cir. 1991)). Here, Report-Recommendation and Order by mail, three Plaintiff may be able to cure the deficiencies in his pleading the date the Report-Recommendation and Order or legal holiday. FED. R. CIV. P. 6(a)(1)(C). was mailed to you to serve and file objections. FED. R. CIV. P. 6(d). If the last day of that All Citations prescribed period falls on a Saturday, Sunday, or Not Reported in Fed. Supp., 2019 WL 10255336 legal holiday, then the deadline is extended until the End of Document © 2024 Thomson Reuters. No claim to original U.S. Government Works.