Colman v. Hathaway

285 F. 602, 1922 U.S. Dist. LEXIS 1173
CourtDistrict Court, D. Massachusetts
DecidedNovember 17, 1922
DocketNos. 920, 921
StatusPublished
Cited by9 cases

This text of 285 F. 602 (Colman v. Hathaway) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Colman v. Hathaway, 285 F. 602, 1922 U.S. Dist. LEXIS 1173 (D. Mass. 1922).

Opinion

ANDERSON, Circuit Judge.

These two bills'in equity, brought under R. S. § 4915 (Comp. St. § 9460), to secure the issue of a patent to Colman on a warp-tying machine, were consolidated and heard together before a master, whose conclusion was in favor of Hathaway as the first and original inventor. Colman’s exceptions to the report challenge only the soundness of that conclusion, on the facts found. [603]*603No findings of fact, as distinguished from conclusions therefrom, are attacked. No evidence is reported.

In bare outline, the case is this: Colman made his invention in November, 1903; completed his first machine in January, 1904; his second machine in March or April, 1904; applied for a patent on May 19, 1504, and, beginning in the same year, extensively commercialized the invention; so that by 1914 over 700 of his machines had been sold.

Hathaway had made essentially the same invention and reduced it to practice in October, 1901. He built one machine only, which he never put upon the market or otherwise commercialized his invention. He made no application for a patent until February, 1906, more than 4% years after he completed his invention, and more than a year after, and because, he had seen a Colman machine in operation in a mill.

In 1911 Colman’s application was put in interference in the Patent Office in order to determine priority of invention. The interference proceedings resulted, after conflicting decisions by the successive appellate tribunals, in an award of priority to Hathaway by the Court of Appeals for the District of Columbia on February 3, 1919, and the issuancé to him of a patent, No. 1,305,706, dated June 3, 1919. Thq original bills in the present suits were filed on March 11, 1919.

No. 921 may be briefly disposed of. It is based upon the refusal of the Patent Office to issue to Colman a patent covering the broad claims contained in the Field & Hanning patent, No. 1,305,705, for a warp-twisting machine. The master finds as a fact that this patent disclosed a useless and inoperative mechanism. But he also holds that Colman is not entitled to a decree as prayed for in No. 921, because the claims in controversy in No. 921 are also embodied in the warp-tying machines of both Hathaway and Colman, and because he holds that Hathaway is, as noted above, the first and original inventor of the warp-tying device. As this patent, No. 1,305.705, is void as to the claims now in controversy, it follows that Colman, if entitled to a decree in No. 920. is also entitled to a decree in No. 921; otherwise both bills must be dismissed.

While not raised by the exceptions, a preliminary question as to the present right of the plaintiffs to maintain this litigation calls for brief comment. To the original bills answers were duly filed. The proceedings were then strictly adverse. At that time strongly contested patent infringement litigation was pending between the parties. But in the summer of 1919 an agreement of settlement, apparently of all outstanding controversies, was made, under which the Hathaway interests and rights were transferred to the plaintiff BarberColman Company, holding the Colman, interests and rights. Most of the details as to the settlement and as to subsequent pleadings are not now material. But the agreement of' settlement provided:

“It is mutually agreed between the parties hereto that if Howard D. Colman or Barber-Colman Company should desire to further prosecute the said pending proceedings under Revised Statutes of the United States, § 4915, or to institute further proceedings under that section, to procure a patent on Howard D. Colman’s warp-tying machine, and the Commissioner of [604]*604Patents should appear in said proceedings or should be notified to so appear, the said machine company, Field, Hanning, and Hathaway shall have the full right to furnish all information and render all aid which the Commissioner of Patents might desire or request to enable him to properly defend such proceedings and to establish the priority of invention on behalf of Field, Hanning, or Hathaway therein.”

The facts as to this settlement are fully disclosed in the record. There is not the slightest tinge of fraud or concealment. Nevertheless we have the anomalous situation that the plaintiff is, so to speak, now suing himself. Every reasonable and proper.effort was made by plaintiff’s counsel to causa the Commissioner of Patents to appear in behalf of any public interest that may be thought involved. The Commissioner has declined so to appear. I do not intimate that it was his duty to appear, but his assistance in working out the problem would have been welcome. The master has ruled, and I think, correctly, that notwithstanding the common ownership by the BarberColman Company of both the Colman and the Hathaway patents and rights, the plaintiff is entitled to prosecute these proceedings to a conclusion for a final judicial determination as to who was the first and original inventor of an invention concededly representing a great and valuable advance in the art. In this respect the case see.ms to be on all fours with the situation disclosed in Appert v. Brownsville Plate Glass Co. (C. C.) 144 Fed. 115. See, also, Schmertz Wire-Glass Co. v. Pittsburgh Plate Glass Co. (C..C.) 168 Fed. 73, 87, and cases cited; Highland Glass Co. v. Schmertz Wire Glass Co. 178 Fed. 944, 102 C. C. A. 316; Schmertz Wire Glass Co. v. Western Glass Co. (C. C.) 178 Fed. 973; Western Glass Co. v. Schmertz Wire Glass Co., 185 Fed. 788, 109 C. C. A. 1.

It also happens in this case, as in the Appert Case, that by these proceedings under section 491-5 it.is sought to require the Commissioner to do what he would have done if not prevented by the action, of the Court of Appeals for the District of Columbia, viz. issue a patent to Colman as the original and first inventor. Compare 168 Fed. 87, 88.

It may not be enough to protect the real inventor that the plaintiff' corporation now owns the respective rights of both Colman and Hathaway. A patent issued to the wrong party would not avail against infringers. The statute (section 4915) expressly contemplates that in such proceedings there may be “no opposing party.”

In the light of these authorities, this court cannot hold itself at liberty, sua sponte, to decline jurisdiction. Obviously it would have been far more satisfactory, particularly on a question so close as to-evoke the conflicting decisions disclosed in the history of this prolonged litigation, to have the controversial questions presented by parties representing really adverse interests. The examiner found, May 11, 1916, that Hathaway had not reduced his invention to practice, and awarded priority to Colman. On appeal the Board of Examiners-in Chief found, March 12, 1917, that the machine had been reduced to practice and had not been concealed or abandoned, concluding in fayor of Hathaway. On the next appeal the Commissioner held, December 1, 1917 (125 M. S. Dec. 73), that the machine had been re* [605]*605duced to practice, but that the invention had been concealed and suppressed, and awarded priority to Colman. In the Court of Appeals for the District of Columbia the decision on February 3, 1919 (48 App. D. C. 369), was for Hathaway; that learned court holding, as had two previous tribunals, that the machine had been reduced to practice, and also holding, as the Examiners in Chief held, that it had not been concealed or abandoned

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Bluebook (online)
285 F. 602, 1922 U.S. Dist. LEXIS 1173, Counsel Stack Legal Research, https://law.counselstack.com/opinion/colman-v-hathaway-mad-1922.