Collins v. Hall

2014 Ark. App. 731, 455 S.W.3d 331, 2014 Ark. App. LEXIS 1060
CourtCourt of Appeals of Arkansas
DecidedDecember 17, 2014
DocketCV-14-554
StatusPublished

This text of 2014 Ark. App. 731 (Collins v. Hall) is published on Counsel Stack Legal Research, covering Court of Appeals of Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Collins v. Hall, 2014 Ark. App. 731, 455 S.W.3d 331, 2014 Ark. App. LEXIS 1060 (Ark. Ct. App. 2014).

Opinion

KENNETH S. HIXSON, Judge

|! Appellant Talvin Collins brings this appeal from an order of the Jefferson County Circuit Court quashing a writ of garnishment after Collins had been granted a default judgment. We affirm the circuit court.

The City of Gould (the City) is a municipal corporation located in Lincoln County operating under a mayor/aldermanic form of government. The City hired Talvin Collins as the police chief at an annual salary of $21,900. A dispute apparently arose between the City and the police chief, and the City allegedly refused to pay Collins his salary. Collins filed a lawsuit in neighboring Jefferson County 1 on February 28, 2012, alleging breach of contract, violation of the Arkansas minimum-wage law, and violation of the federal Fair Labor 12Standards Act. Collins did not name the City as a defendant, nor did he name the mayor as a defendant. Instead, Collins named four of the City’s aldermen as defendants in both their individual and official capacities, 2 alleging “the defendants are counsel [sic] members for the City of Gould who, by majority vote, have refused to pay the plaintiff wages due him [.]” The complaint further asserted that all actions were taken in accordance with the City’s policy, as well as under color of law. Collins sought compensatory and punitive damages, liquidated damages, an order requiring “the Defendant” to continue to pay him, and reasonable attorney’s fees.

Collins served each alderman with process. None of the aldermen filed an answer or responsive pleading. Collins moved for a default judgment and it was granted in May 2013. The court set a hearing for damages. The record does not indicate whether the four aldermen attended the hearing. Following the hearing, the circuit court entered a judgment against the aldermen, individually and in their own official capacity as follows:

Each Defendant has been duly served with summons as required' by law. Each defendant has failed to appear and defend, and the Defendant is indebted to the Plaintiff by virtue of damages proven by plaintiff in the sum of $52,000 compensatory damages, and in the sum of $32,000 for liquidated damages. Plaintiff is also entitled to punitive damages against each Defendant. Punitive damages are awarded as follows:
_k
Defendant, Alderman Harry Hall $1,000.00
Defendant, Alderwoman Veronica Tensley $1,000.00
Defendant, Alderwoman Sonja Farley $1,000.00
Defendant, Alderwoman Rosieanna Smith-Lee 3 $1,000.00
[Editor’s Note: The preceding image contains the reference for footnote3.]
It is therefore ordered and adjudged that the plaintiff have and recover from each Defendant, jointly and severally, the sum of $84,000.00 ..., that the Plaintiff have and recover from each Defendant, severally, the amount of punitive damages assessed against each Defendant set out above[.] (Emphasis added.)

Two writs of garnishment were subsequently issued to Merchants and Farmer’s Bank (the bank) claiming that the aider-men, in their official capacity, 4 were indebted to Collins in the sum of $91,583. 5 The City filed an objection to the writs of garnishment, claiming that it was not a party to the underlying suit. It asserted that none of the individual aldermen were employed by the City or represented it in any official capacity, either at thé time of the entry of the default judgment or the issuance of the writ. The City further contended that it had various accounts at the bank, but that garnishment of the City’s operating accounts was unconstitutional. The bank also answered, listing six accounts for the City with a total balance of approximately $150,000. In Collins’s response to the City’s objection, Collins argued that the suit against the aldermen in their official capacities was effectively a suit against the City. 6

|4The circuit court stayed the enforcement of the garnishment pending a hearing on the City’s objections. After a hearing and requesting briefs by the parties, the circuit court quashed the garnishment and entered an order containing the following:

Although the defendant aldermen were sued in their “official capacities,” the City of Gould is not a party to this litigation. The record clearly shows that the City of Gould was never named as a defendant and was never served with process pursuant to the Arkansas Rules of Civil Procedure. Service of process upon a municipal corporation is governed by Rule 4(d)(7) which reads in pertinent part: [Service] “Upon a state or municipal corporation ... by delivering a copy of the summons and complaint to the chief executive officer thereof....” The mayor is the chief executive officer of a municipal corporation and the record shows that the may- or of the City of Gould was not served with process.

This appeal followed.

On appeal, Collins contends that the court erred in quashing the writ of garnishment because (a) this is an “official-capacity lawsuit” and Collins was not required to name the City as a defendant for the judgment to be effective against the City; (b) service on the individual aider-men was effectively service on the City; and (c) the court had no jurisdiction to question the underlying judgment on a motion to quash the garnishment.

In some circumstances, a suit against a government official in his official capacity may effectively be a suit against the official’s governmental entity. See Simons v. Marshall, 369 Ark. 447, 255 S.W.3d 838 (2007). Official-capacity suits are necessary where the plaintiff cannot bring suit directly against the governmental unit itself. One example is the Eleventh Amendment bar against suing a state directly in federal court. See Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908). Another is the bar of sovereign immunity found in Arkansas Constitution article 5, section 20. See Ark. Tech Univ. v. Link, 341 Ark. 495, 17 S.W.3d 809 (2000). By contrast, | sa municipal corporation is empowered to sue or be sued in its own name. Ark. Code Ann. § 14-54-101(1) (Repl. 1998). There is, therefore, no need to resort to an official-capacity suit against a municipal corporation! A plaintiff simply names the municipal corporation directly as a defendant and serves process upon the chief executive officer. See Arkansas Rule of Civil Procedure 4(d)(7). In this case it is undisputed that there was no compliance with Rule 4(d)(7) and that the mayor of Gould as chief executive was not served with process.

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Related

Ex Parte Young
209 U.S. 123 (Supreme Court, 1908)
Thompson v. Bank of America
157 S.W.3d 174 (Supreme Court of Arkansas, 2004)
Arkansas Tech University v. Link
17 S.W.3d 809 (Supreme Court of Arkansas, 2000)
Simons v. Marshall
255 S.W.3d 838 (Supreme Court of Arkansas, 2007)
Wray Bros. v. H. A. White Auto Co.
244 S.W. 18 (Supreme Court of Arkansas, 1922)

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Bluebook (online)
2014 Ark. App. 731, 455 S.W.3d 331, 2014 Ark. App. LEXIS 1060, Counsel Stack Legal Research, https://law.counselstack.com/opinion/collins-v-hall-arkctapp-2014.