Coleman v. American Red Cross

145 F.R.D. 422, 25 Fed. R. Serv. 3d 470, 1993 U.S. Dist. LEXIS 135, 1993 WL 2907
CourtDistrict Court, E.D. Michigan
DecidedJanuary 5, 1993
DocketNo. 89-CV-71671-DT
StatusPublished
Cited by1 cases

This text of 145 F.R.D. 422 (Coleman v. American Red Cross) is published on Counsel Stack Legal Research, covering District Court, E.D. Michigan primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Coleman v. American Red Cross, 145 F.R.D. 422, 25 Fed. R. Serv. 3d 470, 1993 U.S. Dist. LEXIS 135, 1993 WL 2907 (E.D. Mich. 1993).

Opinion

ORDER DISMISSING COMPLAINT FOR VIOLATION OF PROTECTIVE ORDER

HACKETT, District Judge.

The narrow issue before this court is the appropriate disposition of defendants’ pend[424]*424ing motion to dismiss based upon plaintiffs’ admitted violation of this court’s protective order agreed upon by the parties in this case. Plaintiffs’ complaint alleges that Cheryl Coleman became infected with the human immunodeficiency virus (HIV) as a result of a contaminated blood transfusion she received due to the negligence of the American Red Cross in conducting its volunteer blood donor program. In April, 1990, this court issued a protective order allowing certain discovery relative to the implicated donor, which order specifically restricted plaintiffs’ access to the donor’s identity. The court’s reasons for doing so were carefully detailed on the record. The court relied on plaintiffs’ unequivocal statement on the record that they had no intention of either identifying or suing the donor.

After identification information was inadvertently provided during the discovery process plaintiffs deliberately violated the protective order by immediately hiring a private investigator to discover the donor’s name. The court. subsequently imposed sanctions for this violation which prohibited plaintiffs from using any information obtained in violation of the discovery order to sue the blood donor.

Upon appeal of the sanctions by plaintiffs, the Court of Appeals for the Sixth Circuit affirmed this court’s April, 1990, protective order. However, the Court reversed and remanded the March, 1991, and September, 1991, orders insofar as they enjoined plaintiffs from using the donor’s name to sue said donor individually, finding that plaintiffs had set forth facts which indicated that they may be able to state a case against the donor. Defendants have now filed a motion for dismissal (as a sanction) based upon plaintiffs’ and counsel’s deliberate violation of the April, 1990, protective order.

FACTS

The factual background in this matter is detailed in Coleman v. American Red Cross, 979 F.2d 1135 (6th Cir.1992); and, Coleman v. Red Cross, 130 F.R.D. 360-62 (E.D.Mich.1990). The facts pertinent to the disposition of this motion are not in dispute. In the course of discovery, the court issued a protective order which facilitated plaintiffs’ access to information regarding screening questions and answers given by the implicated blood donor while protecting the donor’s identity. See Coleman, 130 F.R.D. at 363. In determining sanctions appropriate for violation of the protective order, this court has contemplated the importance and purpose of protective orders in facilitating litigation and promoting the integrity of our judicial system.

A. The Purpose of Protective Orders and the Effect of Violations.

Federal Rule of Civil Procedure 26(b) provides for nearly unlimited discovery of any non-privileged material relevant to a pending matter. The trial court is granted discretion to issue protective orders pursuant to Fed.R.Civ.P. 26(c) to protect parties and witnesses. The combination of parts (b) and (c) of Rule 26 “permit the broadest scope of discovery and leave it to the enlightened discretion of the district court to decide what restrictions may be necessary in a particular case.” 8 Charles A. Wright and Arthur R. Miller, Federal Practice and Procedure § 2036 (1970). The court is authorized to enter Rule 37(b) sanctions when a protective order under Rule 26(c) is breached. See Gregory P. Joseph, Sanctions, The Federal Law of Litigation Abuse, § 47(A)(3) (1989) (citations omittbd).

The nature of the violation of a protective order was discussed in Falstaff Brewing Corp. v. Philip Morris Inc., 89 F.R.D. 133 (N.D.Cal.1981) aff'd in part, rev’d in part, 702 F.2d 770 (9th Cir.1983). In Falstaff, plaintiffs violated a protective order by failing to return confidential documents to defendants after voluntarily dismissing the case. The court stated:

The Court considers this an extremely serious matter. Not only does it jeopardize the confidentiality of sensitive commercial and financial information obtained by plaintiffs from Miller Brewing Company’s general ledger, accounts, vendor lists, internal forms, and other documents. It calls into question the integri[425]*425ty of the discovery process conducted under protective orders. In thousands of actions throughout the federal court system, millions of documents have been and are being produced in reliance on the binding force of protective orders. Those orders have become a standard feature of most commercial litigation, obviating the need for costly and time-consuming proceedings on discovery objections. As a result, a tendency may have developed to take them for granted and to treat compliance with them cavalierly. An appropriate sanction must therefore be imposed, “not merely to penalize those whose conduct may be deemed to warrant such a sanction, but to deter those who might be tempted to such conduct in the absence of such a deterrent”. National Hockey League v. Met. Hockey Club, 427 U.S. 639, 643, 96 S.Ct. 2778, 2781, 49 L.Ed.2d 747 (1976). Rule 37(b)(2) authorizes imposition of sanctions, including contempt, for failure to obey orders relating to discovery, including protective orders issued under Rule 26(c).

Id. at 135.

In Young v. U.S. ex rel. Vuitton et Fils S.A., 481 U.S. 787, 796, 107 S.Ct. 2124, 2131, 95 L.Ed.2d 740 (1987), the United States Supreme Court upheld the district court’s authority to appoint a special prosecutor to bring a case of criminal contempt against defendants who had disobeyed a court order. The Court explained the federal courts’ need to achieve compliance with court orders:

The ability to punish disobedience to judicial orders is regarded as essential to ensuring that the Judiciary has a means to vindicate its own authority without complete dependence on other Branches. “If a party can make himself a judge of the validity of orders which have been issued, and by his own act of disobedience set them aside, then are the courts impotent, and what the Constitution now fittingly calls the judicial power of the United States’ would be a mere mockery.” Gompers v. Bucks Stove and Range Co., 221 U.S. 418, 450, 31 S.Ct. 492, 501, 55 L.Ed. 797 (1911). As a result, “there could be no more important duty than to render such a decree as would serve to vindicate the jurisdiction and authority of courts to enforce orders and to punish acts of disobedience.” Ibid.

481 U.S. at 796, 107 S.Ct. at 2131-32.

B. The April, 1990, Protective Order.

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Related

Long v. American Red Cross
145 F.R.D. 658 (S.D. Ohio, 1993)

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Bluebook (online)
145 F.R.D. 422, 25 Fed. R. Serv. 3d 470, 1993 U.S. Dist. LEXIS 135, 1993 WL 2907, Counsel Stack Legal Research, https://law.counselstack.com/opinion/coleman-v-american-red-cross-mied-1993.