Co. of Sacramento v. WCAB

CourtCalifornia Court of Appeal
DecidedMay 1, 2013
DocketC067739M
StatusPublished

This text of Co. of Sacramento v. WCAB (Co. of Sacramento v. WCAB) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Co. of Sacramento v. WCAB, (Cal. Ct. App. 2013).

Opinion

Filed 5/1/13 CERTIFIED FOR PUBLICATION

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (Sacramento) ----

COUNTY OF SACRAMENTO, C067739

Petitioner, WCAB Case No. ADJ1898181 v. (SAC 0367383)

WORKERS‟ COMPENSATION APPEALS BOARD ORDER MODIFYING and MICHAEL BROOKS, OPINION [NO CHANGE Respondents. IN JUDGMENT]

THE COURT:

It is ordered that the opinion filed herein on April 22, 2013, be modified as follows: 1. Delete the first two paragraphs of the opinion and replace with the following: A worker‟s psychiatric injury is not compensable if it was substantially caused by a personnel action -- that is, if 35 to 40 percent of the cause is a personnel action. (Lab.

1 Code, § 3208.3)1 In this workers‟ compensation case, the worker, respondent Michael Brooks, is a supervising probation officer. Another probation officer filed a complaint with the union alleging wrongdoing by Brooks, which triggered an internal affairs investigation by the employer, petitioner County of Sacramento. Brooks sustained an injury to his psyche and sought workers‟ compensation benefits. A psychiatrist was appointed as the agreed medical evaluator, and she concluded that Brooks‟s injury was caused equally (one-third each) by (1) the coworker‟s complaint (which the parties agree was not a personnel action), (2) the internal affairs investigation (which the parties agree was a personnel action), and (3) Brooks‟s feelings of not being supported by his superiors (which the parties dispute was a personnel action). Respondent Workers‟ Compensation Appeals Board accepted the psychiatrist‟s opinion that Brooks‟s feelings of not being supported by his superiors was not caused by a personnel action and awarded compensation because, under that view of the evidence, the personnel action was only 33.3 percent of the cause of the injury, just short of the 35-percent threshold for noncompensation. The record does not support the opinion of the psychiatrist (who had no authority to determine what a personnel action is) and the Board (which failed to consider the cause of Brooks‟s feelings of not being supported by his superiors) that the personnel action was only 33.3 percent of the cause of the injury to Brooks‟s psyche. The psychiatrist testified that at least part of Brooks‟s feelings of not being supported by his superiors was caused by actions taken by those superiors in connection with the internal affairs investigation. Therefore, the record does not support the conclusion that a personnel action did not cause any part of Brooks‟s feelings of not being supported by his

1 Hereafter, unspecified code citations are to the Labor Code.

2 superiors. Because the Board‟s decision is not supported by substantial evidence, we annul and remand to the Board for further proceedings.2 2. Delete the first two words of the last paragraph on page two, “Respondent Michael”. 3. On page four, delete “On appeal,” from the first paragraph under the heading DISCUSSION so that the paragraph begins, “The County contends”. This modification does not change the judgment.

RAYE , P. J.

NICHOLSON , J.

HOCH , J.

2 The question presented here is whether the causes of Brooks‟s psychiatric injury were personnel actions. The parties do not dispute whether those actions were lawful, nondiscriminatory, and taken in good faith. With that understanding, we refer to the defense under section 3208.3, subdivision (h) as the “personnel action defense” because it is unnecessary to be more specific.

3 Filed 4/22/13 (unmodified version) CERTIFIED FOR PUBLICATION

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA THIRD APPELLATE DISTRICT (Sacramento) ----

WORKERS‟ COMPENSATION APPEALS BOARD and MICHAEL BROOKS,

Respondents.

ORIGINAL PROCEEDING; petition for writ of review from a decision of the Workers‟ Compensation Appeals Board. Annulled and remanded.

Hanna, Brophy, MacLean, McAleer & Jensen and Elizabeth S. Trimm for Petitioner.

Neil P. Sullivan and James T. Losee for Respondent Workers‟ Compensation Appeals Board.

Tweedy, Penney & Crawford, Tweedy, Penney & Company, and Douglass F. Penney for Respondent Michael Brooks.

1 A worker‟s psychiatric injury is not compensable “if the injury was substantially caused by a lawful, nondiscriminatory, good faith personnel action.” (Lab. Code, § 3208.3, subd. (h).)3 In this case, the worker sustained a psychiatric injury after encountering trouble at work. An agreed medical evaluator concluded that the injury was not substantially caused by personnel actions, and the Workers‟ Compensation Appeals Board (Board) awarded compensation. However, the factual basis of the evaluator‟s opinion, as revealed in her reports and deposition, do not constitute substantial evidence supporting her conclusion that the worker‟s injury was not substantially caused by personnel actions. We therefore annul the award and remand to the Board for further proceedings. The question presented here is whether the causes of Brooks‟s psychiatric injury were personnel actions, not whether those actions were lawful, nondiscriminatory, and taken in good faith. With that understanding, we refer to the defense under section 3208.3, subdivision (h) as the “personnel action defense” because it is unnecessary to be more specific. FACTS AND PROCEDURE4 Respondent Michael Brooks started working as a supervising probation officer at the County‟s juvenile hall in 2007, and was apprised of a pending lawsuit alleging use of excessive force by the officers there. He observed problems he believed bordered on violation of protocols and felt that the Security Emergency Response Team (SERT), which he supervised, resisted and undermined his authority and supervision.

3 Hereafter, unspecified code citations are to the Labor Code. 4 The Board adopted the factual findings of the workers compensation judge. Those findings are reflected in this summary. Additional procedure and evidence, especially with respect to the causation issue, are discussed in connection with the contentions of the County of Sacramento (the County).

2 In November 2007, Brooks counseled two of the SERT officers as a result of an incident with a ward. Brooks informed his supervisor that the SERT officers resisted his instructions concerning restraining and movement of wards. On December 14, 2007, Assistant Chief Deputy John O‟Brien met with Brooks and gave him a memo entitled “Admonition & Notice of Internal Affairs Investigation.” Concerning the memo and Brooks‟s response, the workers‟ compensation judge (WCJ) stated: “The memo advised [Brooks] of the allegations by Ron Parker, a [SERT] member, which formed the basis of the internal affairs investigation. The memo directed [Brooks] to refrain from any supervisory duties which involve Ron Parker, refrain from abusive and or indiscreet language toward Ron Parker, and refrain from any other actions that could reasonably be construed as an attempt to intimidate or threaten Ron Parker. [Brooks] believed that these directives were unreasonable when it was his job to supervise Ron Parker. [Brooks] believed that with these directives he would not be able to intervene in an emergency. “[Brooks] asked to be reassigned or placed on administrative leave pending completion of the investigation. [Brooks‟s] requests were denied. [Brooks] did not feel that the Chiefs listened to his concerns or provided a reasonable alternative. However, the employer allowed [Brooks] to change his shifts to reduce contact with Ron Parker. [Brooks] went to work on January 2, 2008 and saw that Ron Parker was scheduled to work. [Brooks] was too upset to work and filed a claim.”5 Psychiatrist Ann E. Allen, M.D., the agreed medical evaluator, diagnosed Brooks with adjustment disorder with depressed and anxious moods. Dr. Allen expressed her

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