Cline v. McCullen

557 S.E.2d 588, 148 N.C. App. 147, 2001 N.C. App. LEXIS 1262
CourtCourt of Appeals of North Carolina
DecidedDecember 28, 2001
DocketCOA00-1411
StatusPublished
Cited by9 cases

This text of 557 S.E.2d 588 (Cline v. McCullen) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cline v. McCullen, 557 S.E.2d 588, 148 N.C. App. 147, 2001 N.C. App. LEXIS 1262 (N.C. Ct. App. 2001).

Opinion

CAMPBELL, Judge.

Plaintiff appeals from an order dismissing his interference with business relations claim against defendant pursuant to Rules 12(b)(1) and 12(b)(6) of the North Carolina Rules of Civil Procedure. We affirm.

*148 Plaintiff is a licensed bail bondsman in North Carolina with his principal place of business in Cumberland County. Plaintiff also issues bail bonds in other North Carolina counties, including Sampson County. During all times relevant to this action, plaintiff conducted his business in Sampson County through Herbert S. Tindall (“Tindall”), a licensed bail bond runner, who had the authority to write bonds on behalf of plaintiff. Tindall was plaintiffs only bail bond runner in Sampson County.

In September of 1997, while in the employment of plaintiff, Tindall was charged with felony possession of cocaine and misdemeanor possession of drug paraphernalia. Upon learning of these charges, defendant, the elected Clerk of Superior Court for Sampson County, instructed the Sampson County Magistrate’s Office to suspend Tindall's ability to write bonds in Sampson County until March of 1998 when the felony charges against him were dismissed and he pled guilty to the misdemeanor. Defendant believed that as the Clerk of Court, he was lawfully authorized to make this decision.

Tindall subsequently filed an action against defendant in his official capacity based on defendant’s refusal to allow him to write bonds in Sampson County. The court dismissed Tindall’s action on or about 4 May 1999.

Thereafter, plaintiff filed a complaint against defendant on 2 November 1999 alleging that “from September 9, 1997 until March 27, 1998 the Plaintiff was prevented from doing business in Sampson County, North Carolina and as a direct result of the actions of the Defendant, the Plaintiff was unable to use his agent to write bail bonds in Sampson County, North Carolina . . . .” The complaint further alleged that defendant’s actions “were taken in his private capacity” with “reckless disregard for the rights of the Plaintiff and directly interfered with the Plaintiff’s ability to conduct his business in Sampson County, North Carolina.”

On 27 November 1999, defendant submitted a motion to dismiss plaintiff’s action (accompanied by a supporting brief) pursuant to: (I) Rule 12(b)(1) because plaintiff failed to allege injury or damages sufficient to invoke the jurisdiction of the court; and (II) Rule 12(b)(6) for failure to state a claim upon which relief could be granted because plaintiffs action was barred by the doctrines of res judicata and collateral estoppel. On 30 May 2000, the trial court filed a written order granting both of defendant’s motions by holding that plaintiff’s suit was precluded because: (I) plaintiff was in privity with Tindall under *149 the doctrines of res judicata and collateral estoppel; and (II) defendant was entitled to both sovereign and quasi-judicial immunities because he was a judicial officer engaged in a governmental function. Plaintiff appeals this order.

Although the trial court granted defendant’s Rule 12(b)(1) motion for lack of subject matter jurisdiction and Rule 12(b)(6) motion to dismiss, plaintiff argues only that the court erred in granting defendant’s Rule 12(b)(6) motion. We disagree.

In reviewing a Rule 12(b)(6) motion, a court must determine “whether, as a matter of law, the allegations of the complaint, treated as true, are sufficient to state a claim upon which relief may be granted under some legal theory, whether properly labeled or not.” Miller v. Nationwide Mutual Ins. Co., 112 N.C. App. 295, 300, 435 S.E.2d 537, 541 (1993) (citation omitted), disc. review denied, 335 N.C. 770, 442 S.E.2d 519 (1994). The trial court may grant this motion if “there is a want of law to support a claim of the sort made, an absence of facts sufficient to make a good claim, or the disclosure of some fact which will necessarily defeat the claim.” Garvin v. City of Fayetteville, 102 N.C. App. 121, 123, 401 S.E.2d 133, 135 (1991) (citation omitted). However, a claim should not be dismissed unless it appears beyond a doubt that the plaintiff can prove no set of facts in support of his claim that would entitle him to relief. Id.

The central issue presented to this Court on appeal is whether privity existed between plaintiff and Tindall, his agent, which allowed the trial court to properly dismiss plaintiff’s action based on the doctrines of res judicata and collateral estoppel. We conclude that there was privity between them.

The doctrines of res judicata and collateral estoppel are companion doctrines developed by the courts “for the dual purposes of protecting litigants from the burden of relitigating previously decided matters and promoting judicial economy by preventing needless litigation.” Bockweg v. Anderson, 333 N.C. 486, 491, 428 S.E.2d 157, 161 (1993). Under the doctrine of res judicata, sometimes referred to as “claim preclusion,” “a final judgment on the merits in a prior action will prevent a second suit based on the same cause of action between the same parties or those in privity with them.” Thomas M. McInnis & Assoc., Inc. v. Hall, 318 N.C. 421, 428, 349 S.E.2d 552, 556 (1986). Under the doctrine of collateral estoppel, sometimes referred to as “issue preclusion,” “parties and parties in privity with them — even in unrelated causes of action — are precluded from retrying fully liti *150 gated issues that were decided in any prior determination and were necessary to the prior determination.” King v. Grindstaff, 284 N.C. 348, 356, 200 S.E.2d 799, 805 (1973) (citations omitted).

“Like res judicata, collateral estoppel only applies if the prior action involved the same parties or those in 'privity with the parties and the same issues.” Goins v. Cone Mills Corp., 90 N.C. App. 90, 93, 367 S.E.2d 335, 337 (1988) (citing King, 284 N.C. at 356, 200 S.E.2d at 805) (emphasis added).

As this Court has recognized, the meaning of ‘privity’ for purposes of res judicata and collateral estoppel is somewhat elusive. Indeed, ‘[t]here is no definition of the word ‘privity’ which can be applied in all cases.’ The prevailing definition that has emerged from our cases is that ‘privity’ for purposes of res judicata and collateral estoppel ‘denotes a mutual or successive relationship to the same rights of property.’

State ex rel. Tucker v. Frinzi, 344 N.C. 411, 416-17, 474 S.E.2d 127

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Bluebook (online)
557 S.E.2d 588, 148 N.C. App. 147, 2001 N.C. App. LEXIS 1262, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cline-v-mccullen-ncctapp-2001.