CLIENT a v. Yoshinaka

116 P.3d 1081
Court of Appeals of Washington·Decided August 8, 2005·No. 54291-5-I·Published·Cited by 7 cases

Opinion

116 P.3d 1081 (2005)

CLIENT A, Client B and P.T., Ph.D., Appellants,
v.
Jeffrey YOSHINAKA, in his official capacity as an investigator for the Washington State Examining Board of Psychology ("Board"); Mary Selecky, in her capacity as Secretary of Health of Washington State; Washington State Department of Health; the Washington State Examining Board of Psychology; Hon. Christine O. Gregoire, Attorney General of the State of Washington; The State of Washington; Gloria Rose Koepping, in her capacity as Chairman and Member of the Board; Dean Funibiki, in his capacity as Vice-Chairman and Member of the Board; and Patricia Hanson; Ray Harry; Joanne Ito; Juan/ John Ramirez; Lisa Richesson; Elizabeth Robinson; and Doug Uhl, in their capacities as members of the Board, Respondents.

No. 54291-5-I.

Court of Appeals of Washington, Division One.

August 8, 2005.

*1082 William R. Bishin, Law Offices of William Bishin, Seattle, WA, for Appellant.

Pamela H. Anderson, Melissa A. Burke-Cain, Office of Atty General, Olympia, WA, for Respondents.

AGID, J.

¶ 1 On behalf of Washington's Examining Board of Psychology, the state Department of Health initiated an investigation against psychologist Dr. T after receiving a complaint from the mother of one of Dr. T's clients. To further its investigation, the Department requested Dr. T's treatment records for the complainant's son and her son's wife, asserting that Washington's Uniform Health Care Information Act and Uniform Disciplinary Act authorized it to obtain the records. Dr. T and the complainant's son and daughter-in-law refused to provide the requested records. They sued the State for declaratory and injunctive relief, alleging that the statutes authorizing the request violate their constitutional rights to privacy, free speech, and free association, and permit an unreasonable search and seizure. The trial court disagreed and dismissed the case on summary judgment. We conclude that we should not address the statutes' constitutionality because we can resolve the case on statutory grounds. The Department violated the Uniform Disciplinary Act by investigating the complaint without a Board determination of merit. We reverse and remand for the trial court to determine the amount of plaintiffs' attorney fee award.

FACTS

¶ 2 On June 21, 2002, Washington's Department of Health (Department) received a letter complaining about the professional practices of Dr. T, a psychologist who specializes in group couples' counseling and who was treating the complainant's son (Client A) and her son's wife (Client B) in marital therapy. According to the complaint, Dr. T advised Clients A and B to sever all contacts between them and their families in order to improve their own relationship. As a result, Clients A and B have not communicated with their families for over one year. The complainant expressed concern that Clients A and B were somehow involved in a "`cult situation,'" and requested an investigation of Dr. T's professional practices and record to determine whether he was a legitimate advisor. Several months earlier, in February 2002, the Department had received a similar complaint against Dr. T from a former patient. That complaint was referred for investigation in March.

*1083 ¶ 3 In July 2002, the Department notified Dr. T of the June complaint and referred the complaint to Jeffrey Yoshinaka, a Department investigator. Several weeks later, Yoshinaka interviewed the complainant by phone. On August 14, 2002, Yoshinaka mailed a letter of cooperation to Dr. T, notifying him of the complaint, providing a copy of the complaint letter, and advising Dr. T that no formal charges had been issued against him and that no determination about whether further action was warranted would be made until the initial investigation was completed. The letter also asked Dr. T to provide a written explanation of the complaint's allegations, as well as "individual and group treatment records, account history, and any other documents" he believed to be pertinent. Yoshinaka cited, as authority for the request, RCW 18.130.050(2), RCW 18.130.180(8), and RCW 70.02.050(2)(a). These statutes, respectively, empower the government to investigate complaints of unprofessional conduct by health professionals, obligate the professional to cooperate in the investigation, and require the professional to disclose health care information despite a lack of patient consent.

¶ 4 One week after sending the letter of cooperation, Yoshinaka received a telephone call from Dr. T's attorney, William Bishin, as well as letters from Clients A and B, indicating that the clients opposed disclosing their treatment records. Yoshinaka suggested to Bishin that Dr. T "request his clients to submit a letter re: the complaint, thereby allowing them [to] disclose what they feel comfortable with, and [Dr. T] address their treatment in general, and the underlying theory and principles of his practice." On September 14, 2002, Yoshinaka received a letter from Bishin, wherein Bishin requested more time to respond to the letter of cooperation and asked for some indication of probable cause to justify the Department's request for the clients' records. One week later, Yoshinaka received another letter from Bishin. This one stated that Dr. T would provide general information about his practices, but that he would not disclose Clients A and B's treatment records. Bishin also told Yoshinaka that the investigation was interfering with the clients' ongoing therapeutic relationship with Dr. T.

¶ 5 On October 1, 2002, Yoshinaka responded, stating that he had consulted with the Department's staff attorney and that he was renewing his request for the clients' treatment records. He advised Bishin that Dr. T's failure to comply with the request could result in unprofessional conduct charges. He further stated:

The purpose of my request for a detailed response and the treatment records is to provide the Examining Board of Psychology with sufficient information to make a determination regarding the disposition of the complaint. The department recognizes the confidentiality of the documents requested is of paramount importance, and maintains such records in strict accordance with RCW 70.02.020, Disclosure By Health Care Provider.

Two weeks later, on October 15, 2002, Yoshinaka received a letter from Bishin that outlined the general nature of Dr. T's practice and his professional reasons for occasionally recommending that clients temporarily cease familial communication. The letter also stated that at the beginning of their work with Dr. T, Clients A and B signed written acknowledgements that they did not want Dr. T to keep any treatment records, so there were no treatment records for them. Bishin asserted that Dr. T had therefore fully complied with Yoshinaka's request for information.

¶ 6 On November 25, 2002, Yoshinaka submitted his investigation report to the state Examining Board of Psychology (Board). A Board panel recommended additional investigation for both the February and June complaints, and in April 2003, the Department's supervising investigator sent Dr. T a second letter of cooperation. That letter did not ask for any client records, but instead asked about Dr.

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CLIENT a v. Yoshinaka, 116 P.3d 1081 (Wash. Ct. App. 2005).

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