Clark v. Pennsylvania

892 F.2d 1142
CourtCourt of Appeals for the Third Circuit
DecidedDecember 27, 1989
DocketNo. 89-1499
StatusPublished
Cited by18 cases

This text of 892 F.2d 1142 (Clark v. Pennsylvania) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Clark v. Pennsylvania, 892 F.2d 1142 (3d Cir. 1989).

Opinion

OPINION OF THE COURT

MANSMANN, Circuit Judge.

James Clark, a state prisoner presently incarcerated at Graterford State Prison, filed three separate petitions seeking federal habeas corpus relief. Two of the petitions, concerning 1974 convictions for which Clark has completed serving his sentences, fail to meet the threshold jurisdictional requirements of 28 U.S.C. §§ 2241(c), 2254(a) (1948) that a petitioner be in custody for the allegedly defective conviction presented for scrutiny.1 Our review is thus limited to the third petition filed by Clark regarding a 1979 conviction for which he remains incarcerated.2

The essence of this petition is Clark’s allegation that the judge who sentenced him for a 1979 conviction wrongly took into consideration the two previous convictions. These convictions were obtained in criminal court at a time when Clark was a juvenile, yet Clark was not afforded a hearing concerning his minor status and how his age should impact upon the criminal proceedings pending against him. Clark asserts, inter alia, that the failure to conduct such a hearing deprived him of his constitutional guarantee of due process.

Although the district court held that the alleged constitutional deficiencies were not present and that Clark’s due process rights were protected during the 1974 judicial proceedings, we disagree. We conclude instead that the 1974 sentencing judge erred in not ascertaining Clark’s juvenile status in light of the evidence of record. This failure denied Clark the important procedural safeguards provided to juveniles un[1144]*1144der Pennsylvania law. Thus, under the mandate of United States v. Tucker, 404 U.S. 443, 92 S.Ct. 589, 30 L.Ed.2d 592 (1972), the matter must be remanded for resentencing of the 1979 conviction with instruction that the 1974 convictions, obtained in violation of Clark’s constitutional right to due process, not be considered in the imposition of the sentence.

I.

The historical facts surrounding the crimes committed need not be outlined in detail; rather, the post-arrest events command our attention.

On separate dates in November 1973 criminal complaints were lodged against Clark for two incidents of sexual assault. On the first offense, Clark entered a no contest plea to attempted rape and was sentenced to 3 to 23 months in prison. After a bench trial on the second offense, Clark was found guilty of felonious assault. A sentence of IIV2 to 23 months imprisonment was ordered. Clark took no direct appeal from these convictions. He completed serving both sentences in 1978.

In 1979 a jury found Clark guilty of rape, indecent assault, unlawful restraint, aggravated assault and possessing an instrument of crime. On the day that Clark’s post-trial motions were scheduled for argument, he escaped. Under the dictates of the Pennsylvania fugitive forfeiture rule,3 the pending post-trial motions were then dismissed. Upon recapture Clark was sentenced to serve 10 to 20 years for rape and to a consecutive 2 to 5 year sentence for felonious restraint. In imposing sentence, the judge took into consideration the two 1974 convictions whose sentences Clark had just finished serving. The Pennsylvania Superi- or Court affirmed the judgment of sentence. Commonwealth v. Clark, 300 Pa.Super. 315, 446 A.2d 633 (1982). The Pennsylvania Supreme Court denied review.

Meanwhile, in October of 1980, Clark filed a petition under the then-applicable Pennsylvania Post-Conviction Hearing Act (“PCHA”), 42 Pa.Cons.Stat.Ann. § 9541 et seq. (Purdon 1982), challenging the jurisdiction of the trial court over his 1973 violations. The petition was later amended to allege ineffective assistance of counsel. Clark's argument against jurisdiction was that he was only 17 at the time the crimes were committed and that Pennsylvania law entitled him to a juvenile court hearing to determine whether he should have been treated as a juvenile offender or tried as an adult. See 42 Pa.Cons.Stat.Ann. § 6322 (Purdon 1978). The ineffectiveness claim was related. Clark averred that representation was inadequate because his trial counsel failed to ascertain Clark’s true age and was derelict in not bringing Clark’s juvenile status to the attention of the court; in sum, an allegation that counsel failed to question the trial court’s jurisdiction. A post-conviction hearing was held, at which Clark declined to present testimony from his 1973 trial counsel and, instead, “stood” on the record. The PCHA court found as a fact that both the trial court and counsel were unaware of Clark’s actual age. Since this awareness is a requirement before a juvenile certification hearing is required under the Pennsylvania statute, the post-conviction petition was denied. The Superi- or Court affirmed the denial of collateral relief. Commonwealth v. Clark, 344 Pa.Super. 620, 495 A.2d 610 (1985). Clark’s request for allowance of appeal to the Pennsylvania Supreme Court was denied.

On October 28, 1985, seven years after he completed serving his sentences for the 1974 offenses, Clark filed two federal habe-as petitions challenging those convictions. In 1986, he filed a third petition asserting that the 1980 sentence ordered for his 1979 conviction was unconstitutionally imposed as it was based upon infirmities in the two 1974 convictions. He also raised the argument that his counsel was ineffective in the 1979 case for failure to request reinstatement of his post-trial motions after his recapture and for not raising the illegality [1145]*1145of the 1974 adult convictions. The three petitions were consolidated.

On August 24, 1987, a United States magistrate recommended that the petitions be provisionally granted and the matter remanded for the state court to hold a certification hearing on the two 1974 convictions. Then, if the court of common pleas determined that the waiver of juvenile court jurisdiction was improper, the magistrate advised that the 1974 convictions should be vacated and Clark resen-tenced without consideration of these illegally obtained convictions.

Both the government and Clark filed objections to the magistrate’s report.4

On May 31,1989, the district court rejected the magistrate’s recommendation. The two petitions concerning the 1974 convictions were denied on jurisdictional grounds. As to the third petition concerning the 1980 sentence, the district court first determined that the statutory exhaustion of state remedies requirement was satisfied with regard to the issue of the application of the Pennsylvania fugitive forfeiture rule. The district court did not address the exhaustion question posed concerning the due process claim.

Next, regarding waiver, the district court decided that the state court dismissal of the then-pending post-trial motions occasioned by Clark’s flight from the jurisdiction, constituting a procedural default under the Pennsylvania fugitive forfeiture rule, did not preclude federal review of Clark’s ha-beas claims.

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Bluebook (online)
892 F.2d 1142, Counsel Stack Legal Research, https://law.counselstack.com/opinion/clark-v-pennsylvania-ca3-1989.