Claiborne v. Director, Department of Health & Human Resources

630 F. Supp. 156, 1986 U.S. Dist. LEXIS 29380
CourtDistrict Court, M.D. Louisiana
DecidedFebruary 12, 1986
DocketCiv. A. 85-884-B
StatusPublished
Cited by3 cases

This text of 630 F. Supp. 156 (Claiborne v. Director, Department of Health & Human Resources) is published on Counsel Stack Legal Research, covering District Court, M.D. Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Claiborne v. Director, Department of Health & Human Resources, 630 F. Supp. 156, 1986 U.S. Dist. LEXIS 29380 (M.D. La. 1986).

Opinion

POLOZOLA, District Judge.

Annie Mae Claiborne filed this suit seeking compensatory and punitive damages under 42 U.S.C. § 1983 against the Directors of the Departments of Health and Human Resources (“DHHR”) and State Civil Service (“DSCS”), the Attorney General of Louisiana, the Sheriff of Livingston Parish (“Sheriff”), and Mary Lou Allen. Claiborne was employed as a classified civil service employee of DHHR. Plaintiff alleges that on June 14, 1984, she was forced to resign through unfounded accusations and threats by supervisory personnel of DHHR. Her termination was upheld by DSCS, which found that she had resigned voluntarily in lieu of being fired for theft of state property. Plaintiff alleges that her termination and the decision by DSCS violated her rights to due process, equal protection and confrontation of her accusers. She further alleges that Allen and the Sheriff conspired to harass and falsely arrest her “as an outgrowth of her termination and accusations by DHHR.” 1

The Directors of DHHR and DSCS and the Attorney General have now moved to dismiss plaintiff’s complaint. They contend that the complaint fails to state a claim against them because Claiborne has made no factual allegations against them. The only mention of the Attorney General in the complaint is that he “is responsible for defending the state and its agencies against civil actions grounded in opposition to the laws and implementation of the laws of the state.” 2 The complaint contains no factual allegations against the Directors of DSCS and DHHR but apparently attempts to hold them liable under the theory of respondeat superior. For reasons which follow, the court finds that this motion to dismiss must be granted.

A state supervisory official cannot be held liable in a § 1983 action solely on the basis of respondeat superior. Monell v. Department of Social Services, 436 U.S. 658, 691-95, 98 S.Ct. 2018, 2036-38, 56 L.Ed.2d 611 (1978); Thibodeaux v. Arceneaux, 768 F.2d 737, 739 (5th Cir.1985); Barksdale v. King, 699 F.2d 744, 746 (5th Cir.1983). In order to state a claim under § 1983, the complaint must allege either that the defendants personally participated in the acts that constitute the alleged constitutional violation or that a causal connection exists between the defendants’ actions and the alleged violation. Barksdale, 699 F.2d at 746. Since no such allegations have been made by the plaintiff in her complaint, it is clear that Claiborne has failed to state a claim against the Attorney General and the Directors of DHHR and DSCS.

Even if the complaint is read as one against the state departments and not against the individual department heads, Claiborne’s action is barred by the doctrine of sovereign immunity. Under the Eleventh Amendment to the United States Con *158 stitution, an unconsenting state is immune from suits brought in federal courts by her own citizens as well as by citizens of another state. Edelman v. Jordan, 415 U.S. 651, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974). Thus, absent consent by the state or Congressional abrogation of immunity, a state is immune from suit in federal court.

The State of Louisiana has not waived its immunity from suit in federal court. Under Louisiana R.S. 13:5106, Louisiana has restricted suits against it to Louisiana state courts. Further, Congress has not abrogated the sovereign immunity of the states as to claims for deprivation of civil rights under color of state law. 3 Quern v. Jordan, 440 U.S. 332, 99 S.Ct. 1139, 59 L.Ed.2d 358 (1979).

The state’s sovereign immunity also extends to state agencies considered to be “alter egos” of the state or “arms” of the state on the basis that such a suit is in reality a suit against the state. To determine whether or not an agency is an arm of the state, the court “must examine the particular entity in question and its powers and characteristics as created by state law.” Jacintoport Corp. v. Greater Baton Rouge Port Commission, 762 F.2d 435, 438 (5th Cir.1985); Laje v. R.E. Thomason General Hospital, 665 F.2d 724, 727 (5th Cir.1982). The factors which the court must balance in making this determination were set forth by the Fifth Circuit Court of Appeals in Tradigrain, Inc. v. Mississippi State Port Authority, 701 F.2d 1131, 1132 (5th Cir.1983), as follows:

1. Whether the agency has been granted the right to hold and use property;
2. Whether it has the express authority to sue and be sued in its corporate name;
3. The extent of its independent management authority;
4. The treatment of the agency by the state courts;
5. Whether the state is responsible for the agency’s debt;
6. Whether the problems with which the agency is primarily concerned are statewide or local; and
7. The degree of general financial autonomy of the agency.

One of the most important factors the court must consider is whether or not the state is responsible for the agency’s debt. In Wheeler v. Mental Health & Mental Retardation Authority, 752 F.2d 1063, 1072-73 (5th Cir.1985), the court stated that if the funds used to defray an award against a state agency are derived from the state treasury, the agency is immune from suit in federal court.

In Kurkiewicz v. Louisiana, through Department of Health & Human Resources, 560 F.Supp. 911 (M.D.La.1983), the court considered these Tradigrain factors and held that DHHR is an arm of the state. The court noted that DHHR obtains its financial support from the state and those bringing suit against DHHR “must look to the state’s coffers for the satisfaction of any judgment rendered against it.” 560 F.Supp. at 913. The same result was reached in Stevens v. Louisiana, No. 85-972, slip op. at 4 (M.D.La. Jan. 17, 1986), opinion vacated for other reasons, and Wright v. Moore, 380 So.2d 172 (La.App. 1st Cir.1979).

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Bluebook (online)
630 F. Supp. 156, 1986 U.S. Dist. LEXIS 29380, Counsel Stack Legal Research, https://law.counselstack.com/opinion/claiborne-v-director-department-of-health-human-resources-lamd-1986.