City of New York v. Ruckelshaus

358 F. Supp. 669, 5 ERC 1305, 3 Envtl. L. Rep. (Envtl. Law Inst.) 20410, 5 ERC (BNA) 1305, 1973 U.S. Dist. LEXIS 13725
CourtDistrict Court, District of Columbia
DecidedMay 8, 1973
DocketCiv. A. 2466-72
StatusPublished
Cited by23 cases

This text of 358 F. Supp. 669 (City of New York v. Ruckelshaus) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
City of New York v. Ruckelshaus, 358 F. Supp. 669, 5 ERC 1305, 3 Envtl. L. Rep. (Envtl. Law Inst.) 20410, 5 ERC (BNA) 1305, 1973 U.S. Dist. LEXIS 13725 (D.D.C. 1973).

Opinion

OPINION

GASCH, District Judge.

This is an action for a declaratory judgment and mandamus to compel the defendant, William D. Ruckelshaus, until recently Administrator of the United States Environmental Protection Agency (“the Administrator”) to comply with the Federal Water Pollution Control Act Amendments of 1972, 86 Stat. 816 (hereafter termed “the Act”) . 1 Plaintiff is the City of New York, suing on behalf of itself and all similarly situated municipalities within the State of New York. The City of Detroit has been granted leave to intervene as a party plaintiff seeking the same relief. The action is brought pursuant to § 505(e) *672 of the Act and 5 U.S.C. §§ 701-706; jurisdiction is alleged on the grounds of 28 U.S.C. §§ 1331, 1332, and 1361.

Plaintiff and plaintiff-intervenor allege that § 205(a), taken together with § 207, of the Act requires the Administrator to allot among the states the sums of $5 billion for fiscal year 1973 and $6 billion for fiscal year 1974, thereby making such sums available for obligation on sewage treatment works construction approved by the Administrator for federal funding. It is further alleged that the Administrator has violated this statutory requirement by promulgating, at the express direction of the President of the United States, a regulation, effective December 8,1972, 2 which allotted among the states for fiscal years 1973 and 1974 “sums not to exceed $2 billion and $3 billion respectively.” The case is now before' the Court on plaintiff’s motion to determine that this suit may be maintained as a class action, defendant’s motion to dismiss, and the motions of plaintiff and plaintiff-intervenor for summary judgment. 3 Also before the Court for consideration are the pleadings, oppositions, affidavits, and argument by counsel in open Court.

The Court’s characterization and analysis of the issues in the case will be clearer if the mechanism set up under the Act for funding the construction of sewage treatment works is briefly outlined. The Act reverses the normal procedure whereby sums are appropriated by Congress and thereafter contractually obligated by the appropriate agency. Instead, Congress has, in § 207, authorized certain specific sums to be appropriated to carry out the purposes of Title II of the Act, Grants for Construction of Treatment Works. The Administrator is required by § 205 to allot the sums among the states according to a time schedule and needs formula set up under the Act. 4 (Whether the full sums authorized to be appropriated must be allotted or only a portion of them — the size of the portion being within the Administrator’s discretion — is the central issue disputed by the parties.) Once allotted, the sums become available for obligation, i. e., contract authority exists up to those amounts. The . Administrator reviews grant applications submitted by States and municipalities for federal funding of particular waste treatment projects to determine whether they satisfy criteria set forth in the Act, e. g., in § 204. Once the Administrator approves the plans, specifications, and estimates for a project, a contractual obligation arises to pay the federal share allocable to that project. 5 Funds are then appropriated to liquidate the obligations as they fall due; the final step, actual disbursement of the funds, is then made. It is clear from this sequence that allotment is not tantamount to expenditure or even commitment of the funds.

Another feature of the Act which is of some importance in the resolution of issues before the Court is the reallotment provision in § 205(b)(1) of the Act. *673 Once allotted to a State, sums are available for obligation for approved projects there “for a period of one year after the close of the fiscal year for which such sums are authorized.” If for any reason the sums allotted are not fully obligated within that period, they are to be reallotted “generally on the basis of the ratio used in making the last allotment of sums under this section.” Such reallotted sums remain available for obligation and are added to the State’s allotment for the next fiscal year. Any sums authorized but not allotted at the appropriate time are lost to the State under the provisions of this Act. Thus, by refusing to allot the full sums authorized, the Administrator controls the absolute amount (as opposed to the rate) of spending without regard to the standards set forth in, e. g., § 204, for determining whether sums should be obligated.

Having set forth the framework of the Act within which the dispute now before the Court has arisen, the Court will proceed to the issues. First to be dealt with are jurisdictional issues raised in the defendant’s motion to dismiss and his opposition to plaintiff’s motion for summary judgment. Defendant contends that this Court lacks the requisite jurisdiction because the doctrine of sovereign ■ immunity bars the suit and because the action fails to present a justiciable case or controversy. The Court does not agree with these contentions and will deal with them only briefly. 6

Two well-settled common law exceptions to the doctrine of sovereign immunity are set forth in two cases cited by defendant, Dugan v. Rank, 372 U.S. 609, 621-622, 83 S.Ct. 999, 10 L.Ed.2d 15 (1963), and Larson v. Domestic & Foreign Commerce Corporation, 337 U.S. 682, 689-690, 69 S.Ct. 1457, 93 L.Ed. 1628 (1949); and plaintiff’s action falls squarely within the exception covering suits challenging actions by federal officers .which go beyond the scope of their statutory powers. Defendant is not aided by the general rule set forth in Land v. Dollar, 330 U.S. 731, 738, 67 S.Ct. 1009, 1012, 91 L.Ed. 1209 (1947), to the effect that where the judgment sought “would expend itself on the public treasury or domain, or interfere with the public ad-ministration,” the suit is in reality brought against the sovereign; for as subsequent discussion will reveal, the relief sought by plaintiff in this action does not require the expenditure of unappropriated public funds (or indeed of any public funds at all), nor will it interfere with the lawful exercise of defendant’s discretionary powers under the Act.

A second reason for rejecting the sovereign immunity defense as a bar to this action is the fact that plaintiff is seeking review in part on the basis of the Administrative Procedure Act, 5 U.S.C. §§ 701-706; the rule in this Circuit is that the A.P.A.

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Bluebook (online)
358 F. Supp. 669, 5 ERC 1305, 3 Envtl. L. Rep. (Envtl. Law Inst.) 20410, 5 ERC (BNA) 1305, 1973 U.S. Dist. LEXIS 13725, Counsel Stack Legal Research, https://law.counselstack.com/opinion/city-of-new-york-v-ruckelshaus-dcd-1973.