City of Auburn v. Brooke

836 P.2d 212, 119 Wash. 2d 623, 1992 Wash. LEXIS 218
CourtWashington Supreme Court
DecidedSeptember 10, 1992
Docket57867-2, 57972-5
StatusPublished
Cited by70 cases

This text of 836 P.2d 212 (City of Auburn v. Brooke) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
City of Auburn v. Brooke, 836 P.2d 212, 119 Wash. 2d 623, 1992 Wash. LEXIS 218 (Wash. 1992).

Opinion

Andersen, J.

Facts of Case

These two consolidated cases involve the constitutional requirements for misdemeanor and gross misdemeanor citations used as final charging documents.

Auburn v. Brooke

On March 18, 1987, the City of Auburn charged James A. Brooke by citation with disorderly conduct and trespass. The citation was issued by a police officer at the scene of the alleged crimes. The trespass charge was ultimately dismissed and is not in issue. The citation described the disorderly conduct charge simply as follows:

"9.40.010(A)(2) Disorderly Conduct."

*626 On April 21, 1987, Brooke pleaded guilty to this charge and was sentenced to 90 days in jail (60 days suspended) and fined $500 ($300 suspended).

Brooke subsequently moved to set aside his guilty plea on grounds not relevant here. The Superior Court refused to set the plea aside. Brooke sought review in the Court of Appeals arguing for the first time that the disorderly conduct citation, also used as the final charging document, was constitutionally defective because it failed to include all of the essential elements of the crime charged. The Court of Appeals granted review on the sole issue of whether the charging document was sufficient.

The Court of Appeals concluded that the citation was a constitutionally adequate charging document and affirmed Brooke's conviction. Auburn v. Brooke, 60 Wn. App. 87, 803 P.2d 1325 (1991). We accepted review and consolidated the Brooke case with Seattle v. Wandler, 60 Wn. App. 309, 803 P.2d 833, review granted, 117 Wn.2d 1008 (1991).

Seattle v. Wandler

On February 3, 1987, Casper Scott Wandler was charged with two violations of the Seattle Municipal Code. The citation was signed by the two investigating police officers and described the offenses as follows:

"11.56.420 Hit/Run; Attended” and "11.56.020(B) DWI".

Wandler did not sign the citation; in place of his signature appears the word "refused". Wandler was booked into jail following his refusal to sign the citation. The parties have stipulated that some initials appearing on the citation (which was the only charging document used) represent the signature of an assistant city attorney. At his municipal court trial, a jury found Wandler guilty of hit and run driving, and not guilty of driving while intoxicated.

Wandler appealed the hit and run driving conviction to the Superior Court on several grounds not relevant here and the Superior Court affirmed the conviction. The Court of Appeals granted review on the issue of the validity of the Seattle ordinance and also on the issue of the constitutional *627 sufficiency of the citation also used as the final charging document. Wandler first raised the issue of the constitutionality of the charging document in the Court of Appeals. That court affirmed the conviction holding the Seattle ordinance valid and, relying on the Brooke decision, held that the citation was a constitutionally adequate final charging document. Seattle v. Wandler, 60 Wn. App. 309, 803 P.2d 833, review granted, 117 Wn.2d 1008 (1991).

We accepted review of Wandler on the sole issue of the sufficiency of the citation as the charging document.

These consolidated cases present a single issue.

Issue

Does a misdemeanor or gross misdemeanor citation used as the final charging document in a criminal prosecution satisfy the "essential elements" rule if it states only a numerical code section and the name of a criminal offense?

Decision

Conclusion. The essential elements rule applies to all charging documents, including citations used as final charging documents; the recitation of no more than a numerical. code section and the title of an offense does not satisfy that rule unless such abbreviated form contains all essential elements of the crime(s) charged.

An accused must be informed of the criminal charge he or she is to meet at trial and cannot be tried for an offense which has not been charged. 1 It has long been settled law in this state that all essential statutory 2 elements of a crime must be included in the charging document in order to afford notice to an accused of the nature and cause of an accusation against the accused. 3 This rule of law is *628 based on Const. art. 1, § 22 (amend. 10) and on the Sixth Amendment; it is generally referred to as the essential elements rule. Many of the cases in this court which have applied the essential elements rule were misdemeanor and gross misdemeanor prosecutions. 4

In the fairly recent case of State v. Leach, 113 Wn.2d 679, 782 P.2d 552 (1989), we addressed the issue of whether a charging document, involving a misdemeanor offense filed in a court of limited jurisdiction, must state all the statutory elements of the alleged crime in order to satisfy due process. Our unanimous opinion in Leach stated:

In holding that a charging document which omits a statutory element of the crime charged violates a defendant's constitutional rights, the court in (State v.] Holt[, 104 Wn.2d 315, 704 P.2d 1189 (1985)] did not distinguish between misdemeanors and felonies, nor between complaints and citations. In applying the Holt rule, there is no logical reason to distinguish between complaints and citations or felonies and misdemeanors. If a misdemeanor citation or complaint omits a statutory element of the charged offense, the document is constitutionally defective for failure to state an offense and is subject to dismissal.

Leach, 113 Wn.2d at 687. Leach also reiterated that "[a] defendant's due process right to notice of the offense charged does not depend upon whether the charging document is a complaint or a citation and notice." 5

Relying on Leach, the respondent cities argue that while misdemeanor complaints have to satisfy the essential elements rule, misdemeanor and gross misdemeanor citations 6 do not have to state the essential elements of the crime *629 charged. This appears to be a misunderstanding of a distinction drawn in Leach.

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Bluebook (online)
836 P.2d 212, 119 Wash. 2d 623, 1992 Wash. LEXIS 218, Counsel Stack Legal Research, https://law.counselstack.com/opinion/city-of-auburn-v-brooke-wash-1992.