Citizens for Free Speech, LLC v. Cnty. of Alameda
This text of 338 F. Supp. 3d 995 (Citizens for Free Speech, LLC v. Cnty. of Alameda) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
SAUNDRA BROWN ARMSTRONG, Senior United States District Judge
Plaintiffs Citizens for Free Speech, LLC ("Citizens") and Michael Shaw ("Shaw") bring the instant action against the County of Alameda ("County") and County-related defendants, pursuant to
The parties are presently before the Court on Defendants' Motion to Dismiss the First Amended Complaint, pursuant to Federal Rule of Civil Procedure 12(b)(6). Dkt. 44. Defendants contend that Plaintiffs' claims are barred by res judicata and are otherwise without merit. Having read and considered the papers filed in connection with this matter and being fully informed, the Court hereby GRANTS the motion for the reasons set forth below.1
I. BACKGROUND
A. THE PRIOR ACTION
In 2014, Shaw and Citizens entered into an agreement for the latter to construct and display billboards ("Signs") on Shaw's parcel of land ("Parcel"), located at 8555 Dublin Canyon Road, which is in an unincorporated area of the County. FAC ¶¶ 8-9, Dkt. 42. At that time, the Signs allegedly "displayed political messages which Plaintiffs considered to be contrary to the political idealogy espoused by County officials."Id. ¶ 10.2
On June 1, 2014, Citizens and Shaw filed a Complaint in this Court against the County. Plaintiffs alleged that certain zoning provisions contained within the County Code of Ordinances (collectively referred to as "Zoning Ordinance") are unconstitutional. The Complaint sought declaratory and injunctive relief against the County, pursuant to section 1983, based on the following claims for relief: (1) violation of the right to free speech under the First Amendment; (2) violation of the right to Equal Protection under the Fourteenth Amendment; (3) violation of the right to free speech under the California Constitution; and (4) violation of the right to Equal Protection under the California Constitution. The action was assigned to Judge Charles Breyer.
On June 2, 2014, the Alameda County Community Development Agency sent Shaw a Declaration of Public Nuisance-Notice to Abate ("2014 Notice"). FAC Ex. A, Dkt. 42. The 2014 Notice states that the "unlawful signs (billboards)" displayed on the Parcel violate Alameda County Code of Ordinances ("Code") sections 17.18.010 and 17.18.120, and that the failure to remove the billboards will result in escalating monetary penalties.
*1000Shortly after commencing the action, Plaintiffs moved for a preliminary injunction to enjoin the County from proceeding with the abatement process. No. 14-2513 CRB, Dkt. 50. Judge Breyer granted the motion, finding that Plaintiffs were "likely to succeed on their challenges to sections 17.18.130 and 17.54.080 of the [Code] ... because section 17.18.130 afforded County officials unfettered discretion, and because there were no procedural safeguards to ensure that County officials would render decisions under sections 17.18.130 and 17.54.080 in a timely manner."
On April 15, 2015, the County moved for summary judgment on all of Plaintiffs' claims.
Subsequent to the Court's ruling on the first summary judgment motion, the County voluntarily amended section 17.18.130 (one of the Code sections that formed the basis of the preliminary injunction order).
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SAUNDRA BROWN ARMSTRONG, Senior United States District Judge
Plaintiffs Citizens for Free Speech, LLC ("Citizens") and Michael Shaw ("Shaw") bring the instant action against the County of Alameda ("County") and County-related defendants, pursuant to
The parties are presently before the Court on Defendants' Motion to Dismiss the First Amended Complaint, pursuant to Federal Rule of Civil Procedure 12(b)(6). Dkt. 44. Defendants contend that Plaintiffs' claims are barred by res judicata and are otherwise without merit. Having read and considered the papers filed in connection with this matter and being fully informed, the Court hereby GRANTS the motion for the reasons set forth below.1
I. BACKGROUND
A. THE PRIOR ACTION
In 2014, Shaw and Citizens entered into an agreement for the latter to construct and display billboards ("Signs") on Shaw's parcel of land ("Parcel"), located at 8555 Dublin Canyon Road, which is in an unincorporated area of the County. FAC ¶¶ 8-9, Dkt. 42. At that time, the Signs allegedly "displayed political messages which Plaintiffs considered to be contrary to the political idealogy espoused by County officials."Id. ¶ 10.2
On June 1, 2014, Citizens and Shaw filed a Complaint in this Court against the County. Plaintiffs alleged that certain zoning provisions contained within the County Code of Ordinances (collectively referred to as "Zoning Ordinance") are unconstitutional. The Complaint sought declaratory and injunctive relief against the County, pursuant to section 1983, based on the following claims for relief: (1) violation of the right to free speech under the First Amendment; (2) violation of the right to Equal Protection under the Fourteenth Amendment; (3) violation of the right to free speech under the California Constitution; and (4) violation of the right to Equal Protection under the California Constitution. The action was assigned to Judge Charles Breyer.
On June 2, 2014, the Alameda County Community Development Agency sent Shaw a Declaration of Public Nuisance-Notice to Abate ("2014 Notice"). FAC Ex. A, Dkt. 42. The 2014 Notice states that the "unlawful signs (billboards)" displayed on the Parcel violate Alameda County Code of Ordinances ("Code") sections 17.18.010 and 17.18.120, and that the failure to remove the billboards will result in escalating monetary penalties.
*1000Shortly after commencing the action, Plaintiffs moved for a preliminary injunction to enjoin the County from proceeding with the abatement process. No. 14-2513 CRB, Dkt. 50. Judge Breyer granted the motion, finding that Plaintiffs were "likely to succeed on their challenges to sections 17.18.130 and 17.54.080 of the [Code] ... because section 17.18.130 afforded County officials unfettered discretion, and because there were no procedural safeguards to ensure that County officials would render decisions under sections 17.18.130 and 17.54.080 in a timely manner."
On April 15, 2015, the County moved for summary judgment on all of Plaintiffs' claims.
Subsequent to the Court's ruling on the first summary judgment motion, the County voluntarily amended section 17.18.130 (one of the Code sections that formed the basis of the preliminary injunction order).
At the conclusion of the Prior Action, Plaintiffs filed a motion for attorneys' fees, seeking recovery of $199,030, plus costs.
Judge Breyer entered final judgment in the Prior Action on March 8, 2017. No appeal was taken from the judgment.
B. THE INSTANT ACTION
On or about September 28, 2017, the Alameda County Community Development Agency Planning Commission sent Shaw a Declaration of Public Nuisance-Notice to Abate ("2017 Notice"). FAC ¶ 21 & Ex. 2. Like the 2014 Notice, the 2017 Notice alleges that the Signs violate Code section 17.18.120,
On February 2, 2018, Plaintiffs filed the instant action against the County and the Board of Adjustments, as well as Frank J. Imhoff, Scott Beyer and Matthew B. Ford, in their official capacities as members of the Board of Adjustments.5 The Complaint alleged the following claims, pursuant to
Shortly after filing their Complaint, Plaintiffs filed a motion for preliminary injunction in which they sought to enjoin the County from conducting an administrative hearing or other proceeding relating to the 2017 Notice or otherwise penalizing or prohibiting them from displaying the signs on the Parcel. They argued that "[b]ecause the [Prior Action] resulted in a valid, final judgment on the merits, further litigation between the parties on the application of the County's sign ordinance to Plaintiffs' signs is barred by long-recognized principles of res judicata." Dkt. 22 at 13. Alternatively, Plaintiffs asserted that the County cannot proceed with administrative abatement proceedings because it failed to file a counterclaim to challenge the validity of Plaintiffs' signs in the Prior Action.
On May 9, 2018, the Court issued its Order denying the motion for preliminary injunction. Dkt. 36. As to the likelihood of success on the merits, Plaintiffs failed to demonstrate that the judgment rendered in the Prior Action invalidated the disputed ordinances or insulated Plaintiffs from further abatement proceedings. Dkt. 36 at 7-8. The Court further rejected Plaintiffs' contention that the County is barred under *1002Federal Rule of Civil Procedure 13(a) (" Rule 13(a)") from taking further action against Plaintiffs as a result of having failed to file a counterclaim in the Prior Action to determine whether they, in fact, had violated the Zoning Ordinance.
On May 24, 2018, the County filed a motion to dismiss, pursuant to Rule 12(b)(6). Exercising their rights under Rule 15(a)(1)(B), Plaintiffs filed a FAC on June 7, 2018, which alleges the same claims as the original Complaint. Dkt. 42. The County renewed their motion to dismiss as to all claims alleged in the FAC. The motion is fully briefed and is ripe for adjudication.
II. LEGAL STANDARD
Federal Rule of Civil Procedure 12(b)(6)"tests the legal sufficiency of a claim." Navarro v. Block,
III. DISCUSSION
A. YOUNGER ABSTENTION
Before turning to the arguments presented in the parties' briefs, the Court addresses a critical matter overlooked by the parties: Younger abstention.6 Younger requires a federal court to abstain from considering claims that may interfere with ongoing state proceedings. Kenneally v. Lungren,
In this Circuit, the federal courts must abstain under Younger if the following requirements are satisfied:
*1003(1) a state-initiated proceeding is ongoing; (2) the proceeding implicates important state interests; (3) the federal plaintiff is not barred from litigating federal constitutional issues in the state proceeding; and (4) the federal court action would enjoin the proceeding or have the practical effect of doing so, i.e., would interfere with the state proceeding in a way that Younger disapproves.
City of San Jose,
The record clearly establishes the presence of all elements for Younger abstention. First, the FAC specifically alleges that the County's administrative abatement proceedings are ongoing. E.g., FAC ¶¶ 21-23, 27-27. Plaintiffs confirm as much in their opposition brief. Dkt. 49 at 5. The first requirement for Younger is therefore satisfied.
Second, the abatement proceedings implicate important state interests. It is well settled that a local entity's police power includes the authority to adopt and enforce zoning ordinances. Disney v. City of Concord,
Third, there is no impediment to Plaintiffs' ability to raise their constitutional issue in the context of the state proceeding.7 It is not necessary that the administrative proceeding itself provide an avenue for the plaintiff to raise a constitutional challenge. Rather, it is sufficient "that constitutional claims may be raised in state-court judicial review of the administrative proceeding." Ohio Civil Rights Comm'n,
Finally, the record demonstrates that Plaintiffs are attempting to utilize this action to interfere with a state proceeding. Specifically, they seek to enjoin local abatement proceedings and foreclose the County from further pursuing zoning violations against them in connection with the Signs. The fourth requirement for Younger abstention is therefore satisfied. See Baffert,
The Court finds that all of the elements for Younger abstention are clear from the pleadings. None of the claims alleged or anything else in the record suggest the existence of bad faith, harassment, or any other extraordinary circumstances to except this case from Younger. Plaintiffs' claims, all of which seek to enjoin the administrative abatement proceedings, must therefore be dismissed. See Beltran v. State of Cal.,
B. ANALYSIS OF PLAINTIFFS' CLAIMS
As set forth above, Younger compels the dismissal of this action. But even if Younger were inapplicable, the Court is persuaded by the arguments for dismissal presented in the County's motion to dismiss.
1. First Claim - Right to Free Speech
In their first claim for relief, Plaintiffs allege that the County's abatement procedure violates their right to free speech. In particular, they complain that the Zoning Ordinance contains no provision for an automatic stay of enforcement pending judicial review of an administrative decision to abate an offending sign or billboard. FAC ¶¶ 24, 38. The lack of an automatic stay provision, Plaintiffs argue, amounts to a "prior restraint," ostensibly because it allows the County to restrict "speech" without a court order, in contravention of the procedural safeguards discussed in 4805 Convoy Inc. v. City of San Diego,
The County contends that Plaintiffs' constitutional challenge to the Zoning Ordinance is barred by res judicata.8 "The preclusive effect of a federal-court judgment is determined by federal common law." Taylor v. Sturgell,
In their opposition, Plaintiffs do not address, let alone dispute the County's contention that their newly-asserted "prior restraint" theory is precluded by res judicata. By failing to respond to the County's contention, Plaintiffs have effectively conceded its validity. Mariscal v. Graco, Inc.,
Even if Plaintiffs' First Amendment claim were not barred by res judicata, their challenge is devoid of substantive merit. The gist of Plaintiffs' claim is that the Zoning Ordinance lacks an automatic stay provision as ostensibly required by 4805 Convoy. In that case, operators of an adult entertainment venue sued the city after it suspended the plaintiff's nude dancing license for violating local regulations setting a minimum distance between patrons and dancers. On appeal, the Ninth Circuit considered the question of whether the city's provisions regulating the issuance, suspension, and revocation of licenses for nude entertainment businesses were unenforceable because they unconstitutionally restrained speech by failing to provide adequate procedural safeguards. Relying on the Supreme Court's plurality opinion in FW/PBS, Inc. v. Dallas,
4805 Convoy is inapposite. In 2004, the Supreme Court rendered its decision in City of Littleton, Colorado v. Z.J. Gifts D-4, L.L.C.,
*1006Stacy v. Colvin,
C. SECOND CLAIM - DUE PROCESS
Plaintiffs' second claim alleges that the County's ongoing abatement action violates their Fourteenth Amendment right to due process. FAC ¶¶ 41-43. More specifically, they contend that the County should have filed a compulsory counterclaim in the Prior Action to establish that the Signs violated the Zoning Ordinance. Since the County failed to file such a counterclaim, it allegedly is foreclosed by operation of Rule 13(a) from taking any further administrative action or enforcing the Zoning Ordinance with respect to the Signs. Dkt. 49 at 6.10 Defendants contend that this claim lacks legal foundation and is subject to dismissal.
1. Federal Rule of Civil Procedure 13(a)
Rule 13 governs the pleading requirements of counterclaims, which may be either compulsory or permissive. See Fed. R. Civ. P. 13(a)-(b). Compulsory counterclaims are those claims arising "out of the transaction or occurrence that is the subject matter of the opposing party's claim," which do not "require adding another party over whom the court cannot acquire jurisdiction." Id. 13(a). "If a party fails to plead a compulsory counterclaim, he is held to waive it and is precluded by res judicata from ever suing upon it again." Local Union No. 11, Int'l Bhd. of Elec. Workers, AFL-CIO v. G. P. Thompson Elec., Inc.,
As an initial matter, the Court finds that the County had no obligation to file a counterclaim in the Prior Action. An ordinance is presumed constitutional, unless and until the plaintiff demonstrates otherwise. See Heller v. Doe by Doe,
More fundamentally, the notion that Rule 13(a) dictates where and when the County may enforce its laws is legally untenable. "Land use regulation in California historically has been a function of local government under the grant of police power contained in article IX, section 7 of the California Constitution." Big Creek Lumber Co. v. County of Santa Cruz,
Plaintiffs also have failed to demonstrate that the Rule 13(a) bar, even if germane, applies to the circumstances presented. The Rule applies where a party asserts a claim in a second federal court action that should have been asserted as a counterclaim in an earlier action. Mitchell,
2. Claim Preclusion
Separate from Rule 13(a), Plaintiffs argue that "[t]he County's Abatement claim is barred by the doctrine of claim preclusion" on the ground that such claims "could have been asserted in the Prior Action in the form of a counterclaim, but was not." Dkt. 49 at 8-9. "Res judicata, also known as claim preclusion, bars litigation in a subsequent action of any claims that were raised or could have been raised in the prior action." Owens v. Kaiser Found. Health Plan, Inc.,
Plaintiffs concede that there is no authority applying res judicata to bar a subsequent administrative proceeding. Nonetheless, they point out that the opposite may be true; that is, an administrative action may in some circumstances preclude a subsequent lawsuit. See Astoria Federal Savings & Loan Association v. Solimino,
Res judicata only bars a second action. Cent. Delta Water Agency v. United States,
D. THIRD AND FOURTH CLAIMS - FREEDOM OF SPEECH/EQUAL PROTECTION
Plaintiffs' third claim alleges the Zoning Ordinance violates their rights under the First Amendment. FAC ¶ 46. Their fourth claim is similarly styled, but predicated on the Equal Protection Clause of the Fourteenth *1009Amendment. Id. ¶¶ 55, 56. The County contends that both of these claims are barred by res judicata.
Plaintiffs do not dispute that they fully litigated both of the aforementioned claims to judgment in the Prior Action. Nevertheless, Plaintiffs contend that if neither Rule 13(a) nor the doctrine of res judicata precludes the County's abatement proceedings, then they too should be permitted to resurrect their previously litigated constitutional claims. FAC ¶ 46, 56; Dkt. 49 at 14-15. Plaintiffs fail to cite any legal authority to support their novel, albeit unsupported, theory of claim preclusion. In addition, as discussed above, the Prior Action has no bearing on the County's right to resume abatement proceedings against Plaintiffs based on their admitted violations of the Zoning Ordinance. The Court therefore grants the County's motion to dismiss as to the third and fourth claims of the FAC.
E. FIFTH CLAIM
The County moves to dismiss Plaintiffs' fifth claim, which is a request for attorney's fees under
IV. CONCLUSION
The Court finds that all of the elements for Younger absention are present and therefore dismissal is appropriate. In addition, each of the claims alleged in the FAC is barred by res judicata and otherwise lacks substantive merit. No amendment to the pleadings would cure these deficiencies. Accordingly,
IT IS HEREBY ORDERED THAT Defendants' Motion to Dismiss is GRANTED. The Clerk shall close the file and terminate all pending matters.
IT IS SO ORDERED.
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