Cincinnati Bar Assn. v. Mezher and Espohl

2012 Ohio 5527, 982 N.E.2d 657, 134 Ohio St. 3d 319
CourtOhio Supreme Court
DecidedDecember 3, 2012
Docket2012-0684
StatusPublished
Cited by3 cases

This text of 2012 Ohio 5527 (Cincinnati Bar Assn. v. Mezher and Espohl) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cincinnati Bar Assn. v. Mezher and Espohl, 2012 Ohio 5527, 982 N.E.2d 657, 134 Ohio St. 3d 319 (Ohio 2012).

Opinions

Lanzinger, J.

{¶ 1} Respondent, Kathleen D. Mezher of Cincinnati, Ohio, Attorney Registration No. 0016982, was admitted to the practice of law in Ohio in 1984. Respondent, Frank Eric Espohl of Cincinnati, Ohio, Attorney Registration No. 0065957, was admitted to the Ohio bar in 1996. Mezher and Espohl practice together in the Law Offices of Kathleen Mezher & Associates, L.L.C. (“Mezher & Associates”).

{¶ 2} On December 12, 2011, relator, the Cincinnati Bar Association, filed an amended complaint with the Board of Commissioners on Grievances and Discipline. The complaint alleged that Mezher and Espohl had committed professional misconduct when they charged a client for an initial consultation advertised as free on the firm’s website and failed to communicate to the client the basis for the fee. Relator asserted that their conduct violated Prof.Cond.R. 1.5(b) (requiring an attorney to communicate the basis or rate of the fee) and 7.1 (a lawyer shall not make or use a false or misleading communication about the lawyer’s services).

{¶ 3} After conducting a hearing, a panel of the Board of Commissioners on Grievances and Discipline found that Mezher had violated Prof.Cond.R. 7.1 and that Espohl had violated Prof.Cond.R. 1.5(b). The panel recommended that both respondents be publicly reprimanded. The board adopted the panel’s findings of fact, conclusions of law, and recommended sanction. Both Mezher and Espohl filed objections to the board’s findings and recommendation, and relator filed a response to those objections. After reviewing the record, we adopt the board’s findings of fact and misconduct, and we agree that a public reprimand is the appropriate sanction for both respondents.

Misconduct

{¶ 4} To establish a lawyer’s professional misconduct, relator must prove a violation of the Rules of Professional Conduct by clear and convincing evidence. [320]*320Gov.Bar R. V(6)(I); Ohio State Bar Assn. v. Reid, 85 Ohio St.3d 327, 708 N.E.2d 193 (1999), paragraph two of the syllabus.

“Clear and convincing evidence” has been defined as “that measure or degree of proof which is more than a mere ‘preponderance of the evidence,’ but not to the extent of such certainty as is required ‘beyond a reasonable doubt’ in criminal cases, and which will produce in the mind of the trier of facts a firm belief or conviction as to the facts sought to be established.”

Id. at 331, quoting Cross v. Ledford, 161 Ohio St. 469, 120 N.E.2d 118 (1954), paragraph three of the syllabus.

{¶ 5} The evidence at the hearing established that Stephanie Burns Mahaffey contacted Mezher & Associates to set up an appointment to talk about her mother’s estate and a trust that Mezher had prepared. Stephanie was aware that on its website, the firm advertised free consultations. The website does not disclose any limitation on the free consultation.

{¶ 6} On February 3, 2011, Stephanie, her husband, and her sister, Jessica Burns, met with Espohl. Espohl asked Mezher’s husband, who worked at the firm as a nonattorney and who had a business background, to attend the meeting because of the nature of some of the trust and estate assets. What transpired at the February 3, 2011 consultation is disputed by the participants. The panel and board, however, found that Espohl, as corroborated by Mezher’s husband, offered the most reasonable explanation. While this court is not bound by the findings of fact made by the panel and the board, see Ohio State Bar Assn. v. Reid, 85 Ohio St.3d 327, 708 N.E.2d 193 (1999), paragraph one of the syllabus, we give those findings some deference because the panel observed the witnesses firsthand. Cleveland Bar Assn. v. Cleary, 93 Ohio St.3d 191, 198, 754 N.E.2d 235 (2001). However, if the panel or board’s findings weigh heavily against the record, we will disregard those findings. Findlay/Hancock Cty. Bar Assn. v. Filkins, 90 Ohio St.3d 1, 10, 734 N.E.2d 764 (2000). Because this is not such a case, we defer to the board’s findings.

{¶ 7} According to Espohl, the initial portion of the meeting lasted about 30 minutes. He reviewed the will and trust, explained the probate process and the Clermont County Probate Court fee guidelines, and answered the sisters’ questions. The sisters agreed to hire Mezher & Associates, and Jessica signed the fee agreement because she had been named executor in her mother’s will.

{¶ 8} Espohl testified that the sisters wanted to get started immediately after the fee agreement was signed. He left the conference room to review the will and trust and to research the deeds of two pieces of real estate. After 20 to 25 [321]*321minutes, he returned to the conference room and continued talking with the sisters for a half hour. Espohl testified that after the meeting, he spent another 15 minutes on the matter to make sure he had not missed anything.

{¶ 9} Approximately three weeks later, Jessica called Mezher & Associates and informed a receptionist that she wanted to retrieve the original documents, which the sisters had left with the firm, because the family no longer wished to retain the firm. Jessica arranged to come to the office the next day. Mezher’s husband asked Espohl to prepare a bill. Espohl had not kept contemporaneous time records but provided Mezher’s husband with a statement of time spent on the matter, from which the invoice was generated. The invoice was for $375; it included a $250 charge for an “ATTY-CONFERENCE” on February 3, which Jessica questioned. Ultimately, the bill was paid in full that day.

Prof.Cond.R. 7.1 — False or Misleading Communication

{¶ 10} The Mezher & Associates website advertised a free consultation; it did not include any limitations. The panel found that Mezher had approved the information for the website. Prof.Cond.R. 7.1 provides

A lawyer shall not make or use a false, misleading, or nonverifiable communication about the lawyer or the lawyer’s services. A communication is false or misleading if it contains a material misrepresentation of fact or law or omits a fact necessary to make the statement considered as a whole not materially misleading.

{¶ 11} The panel also found that Mezher, as owner of the firm, had adopted an unwritten policy that while no fees would be charged for a free consultation, the free consultation ended when the prospective client either left without engaging the firm or hired the firm by signing a fee agreement. Mezher conveyed this policy to the associates of the firm.

{¶ 12} The panel found that the lack of further explanation of the firm’s policies on the website regarding the free consultation was inherently misleading. The board concurred with the panel and concluded that Mezher violated Prof.Cond.R. 7.1. We also agree that Mezher violated Prof.Cond.R. 7.1 by failing to include on the website any information explaining when the law firm would begin to charge for its services.

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2012 Ohio 5527, 982 N.E.2d 657, 134 Ohio St. 3d 319, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cincinnati-bar-assn-v-mezher-and-espohl-ohio-2012.