Chung v. Intellectsoft Group Corporation

District Court, N.D. California·Decided August 30, 2023·No. 4:21-cv-03074·Unknown

Opinion

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 HOPE CHUNG, et al., Case No. 21-cv-03074-JST

8 Plaintiffs, ORDER GRANTING IN PART AND 9 v. DENYING IN PART MOTION TO DISMISS OR STRIKE 10 INTELLECTSOFT GROUP CORPORATION, et al., Re: ECF No. 80 11 Defendants.

12 13 Before the Court is Plaintiffs and Counterdefendants Hope Chung and Picture Mandarin 14 LLC’s (collectively “Chung”) motion to dismiss or strike Defendant and Counterclaimant 15 Intellectsoft, LLC’s (“Intellectsoft”) counterclaim. ECF No. 80. The Court will grant the motion 16 in part and will deny it in part. 17 I. BACKGROUND 18 Chung hired Intellectsoft and Intellectsoft Group Corporation (collectively the 19 “Intellectsoft Defendants”) to develop a website, a mobile app, and other software-related work 20 product for Chung that would serve as part of an educational program intended to teach Mandarin 21 to children. ECF No. 51 ¶¶ 12–13. The Intellectsoft Defendants’ work was primarily governed by 22 two contracts. Id. ¶ 13. The contracts state, among other things, that “past-due payments will bear 23 an interest rate of 15% per annum, or the maximum rate allowed by law.” Id. 24 Chung and Intellectsoft each contend that the other party breached these contracts. Chung 25 alleges that the Intellectsoft Defendants failed to deliver the work product required under the 26 contracts in accordance with Chung’s specifications, timelines, and budget. Id. ¶¶ 27–121. 27 Intellectsoft alleges that the parties’ contracts “provide that past-due payments will bear interest at 1 timely payments on eight invoices numbered 6064, 6074, 6090, 6104, 6119, 6138, 6158, and 6191 2 (collectively “the Invoices”); and that Intellectsoft is entitled to interest payments on those past- 3 due payments. ECF No. 76 at 31. 4 Chung filed this action on April 27, 2021. ECF No. 1. Chung filed a first amended 5 complaint on July 17, 2021, ECF No. 20, and a second amended complaint (“SAC”) on October 8, 6 2021, ECF No. 51. After additional procedural events not relevant here, Intellectsoft answered the 7 SAC and filed a counterclaim against Chung on August 15, 2022, ECF No. 76. 8 Chung now moves to dismiss or strike Intellectsoft’s counterclaim. ECF No. 80. 9 Intellectsoft opposes the motion, ECF No. 88, and Chung has replied, ECF No. 89. 10 II. JURISDICTION 11 The Court has subject matter jurisdiction under 28 U.S.C. §§ 1331 and 1367. 12 III. LEGAL STANDARD 13 A Rule 12(b)(6) motion to dismiss a counterclaim for failure to state a claim is evaluated 14 under the same standard as a motion to dismiss a plaintiff’s complaint. AirWair Int’l Ltd. v. 15 Schultz, 84 F. Supp. 3d 943, 949 (N.D. Cal. 2015). However, “on a motion to dismiss a 16 counterclaim, the Court cannot accept as true factual allegations alleged by the moving party in the 17 initial Complaint . . . .” State Farm Life Ins. Co. v. Landfried, No. 5:19-cv-1845-SVW-SHK, 2020 18 WL 5356706, at *3 (C.D. Cal. June 25, 2020) (emphasis omitted). Accepting allegations in the 19 initial complaint as true “would turn the Fed. R. Civ. P. 12(b)(6) standard on its head, permitting 20 [plaintiff] to rely on its own (disputed) factual allegations to dismiss [defendant’s] Counterclaim at 21 the outset of this litigation.” Id. 22 “To survive a motion to dismiss, a complaint must contain sufficient factual matter, 23 accepted as true, to state a claim to relief that is plausible on its face.” Ashcroft v. Iqbal, 556 U.S. 24 662, 678 (2009) (quotation marks and citation omitted). Plausibility does not mean probability, 25 but it requires “more than a sheer possibility that a defendant has acted unlawfully.” Id. 26 “Threadbare recitals of the elements of a cause of action, supported by mere conclusory 27 statements, do not suffice.” Id. In determining whether a plaintiff has met this plausibility 1 pleadings in the light most favorable” to the plaintiff. Knievel v. ESPN, 393 F.3d 1068, 1072 (9th 2 Cir. 2005). If the motion to dismiss is granted, the court should grant leave to amend “unless it 3 determines that the pleading could not possibly be cured by the allegation of other facts.” Doe v. 4 United States, 58 F.3d 494, 497 (9th Cir. 1995) (quotation marks and citation omitted). 5 IV. DISCUSSION 6 A. Incorporation By Reference 7 Both parties rely upon extrinsic evidence, arguing that the evidence has been incorporated 8 by reference. “Generally, district courts may not consider material outside the pleadings when 9 assessing the sufficiency of a complaint under Rule 12(b)(6) of the Federal Rules of Civil 10 Procedure.” Khoja v. Orexigen Therapeutics, Inc., 899 F.3d 988, 998 (9th Cir. 2018). “When 11 ‘matters outside the pleading are presented to and not excluded by the court,’ the 12(b)(6) motion 12 converts into a motion for summary judgment under Rule 56,” unless those matters satisfy the 13 “incorporation-by-reference doctrine” or the standard for “judicial notice under Federal Rule of 14 Evidence 201.” Id. A document may be incorporated by reference where the complaint “refers 15 extensively to the document or the document forms the basis of the plaintiff’s claim.” United 16 States v. Ritchie, 342 F.3d 903, 908 (9th Cir. 2003). This includes “situations in which the 17 plaintiff’s claim depends on the contents of a document, the defendant attaches the document to its 18 motion to dismiss, and the parties do not dispute the authenticity of the document, even though the 19 plaintiff does not explicitly allege the contents of that document in the complaint.” Knievel v. 20 ESPN, 393 F.3d 1068, 1076 (9th Cir. 2005). Where a court finds that a document has been 21 incorporated by reference, the court “may assume that its contents are true for purposes of a 22 motion to dismiss under Rule 12(b)(6).” Ritchie, 342 F.3d at 908. 23 Chung argues that the Invoices are incorporated by reference into the counterclaim and 24 relies upon versions of the Invoices with full balances, ECF No. 51-5 at 4–11, and versions with 25 zero balances, ECF Nos. 85-1–85-8. The Court finds that these documents have been incorporated 26 by reference because the Invoices are referred to extensively in the counterclaim, form the basis of 27 the counterclaim, and Intellectsoft does not dispute their authenticity. 1 attached to the SAC and Intellectsoft relies upon it in opposition to the motion to dismiss, this 2 invoice is not referenced in the counterclaim, nor does it form the basis of the counterclaim. 3 Accordingly, the invoice has not been incorporated by reference and the Court may not consider it. 4 See Luxx Int’l, LLC v. Pure Water Techs., No. 2:23-cv-00512-MMD-DJA, 2023 WL 5333254, at 5 *3 (D. Nev. Aug. 17, 2023) (“While Plaintiffs attached the Agreement to their Complaint, the 6 [defendants] did not attach the Agreement to their Counterclaim nor did they mention and 7 incorporate by reference the Agreement in the Counterclaim.”). 8 B.

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