Christopher J. Stevens v. Shigeru Tamai

366 F.3d 1325
CourtCourt of Appeals for the Federal Circuit
DecidedJune 10, 2004
Docket03-1479, 103,662
StatusPublished
Cited by25 cases

This text of 366 F.3d 1325 (Christopher J. Stevens v. Shigeru Tamai) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Christopher J. Stevens v. Shigeru Tamai, 366 F.3d 1325 (Fed. Cir. 2004).

Opinion

CLEVENGER, Circuit Judge.

Christopher J. Stevens appeals a final decision of the United States Patent Office Board of Patent Appeals and Interferences (“Board”) granting priority in an interference proceeding to Shigeru Tamai. Because the Board erred in granting Shigeru Tamai the benefit of Japanese Patent Application No. 3-068371, we reverse.

I

Christopher J. Stevens (“Stevens”) and Shigeru Tamai (“Tamai”) are parties to Interference No. 103,662, declared May 9, 1997. Stevens’s involved U.S. Patent No. 5,393,368 (“the '368 patent”) was filed February 7, 1994, and issued February 28, *1328 1995. Tamai’s involved Application No. 08/196,839 (“the '839 application”) was filed February 15, 1994. The '839 application is a continuation-in-part of U.S. Patent Application No. 08/030,183 (“the '183 application”), which was filed March 29, 1993. The notice declaring the interference accorded the '839 application the benefit of the filing date of the '183 application. On the basis of the March 29, 1993 filing date, Tamai was accorded senior party status.

Both parties filed preliminary motions under 37 C.F.R. § 1.633(f), which provides that a party may file a preliminary motion “to be accorded the benefit of the filing date of an earlier filed application. See § 1.637(a) and (f).” 37 C.F.R. § 1.633(f) (2003). Rule 637 states in relevant part:

(a) A party filing a motion has the burden of proof to show that it is entitled to the relief sought in the motion. Each motion shall include a statement of the precise relief requested, a statement of the material facts in support of the motion, in numbered paragraphs, and a full statement of the reasons why the relief requested should be granted....
* * *
(f) A preliminary motion for benefit under § 1.633(f) shall:
(1) Identify the earlier application.
(2) ... When the earlier application is an application filed in a foreign country, certify that a copy of the application has been served on all opponents. If the earlier filed application is not in English, the requirements of § 1.6f 7 must also be met.
(3) Show that the earlier application constitutes a constructive reduction to practice of each count.

37 C.F.R. § 1.637 (2003) (emphasis added). Rule 647 describes what a party must do when relying on or producing a document that is written in a language other than English. It states:

When a party relies on a document or is required to produce a document in a language other than English, a translation of the document into English and an affidavit attesting to the accuracy of the translation shall be filed with the document.

37 C.F.R. § 1.647 (2003).

Stevens’s motion was based on several European applications showing a constructive reduction to practice as early as February 10, 1993. Tamai did not oppose the motion, which was granted by the Board.

Tamai’s motion was based on Japanese Patent Application No. 3-68371 (“the Japanese '371 application”) and PCT Application No. PCT/JP92/00947 (“the PCT '947 application”). Both applications are in Japanese. Tamai filed a translation of the Japanese '371 application with the motion. Stevens opposed the motion, arguing, inter alia, that Tamai had not met its burden of proof because the motion “failed to comply with 37 C.F.R. § 1.637” because “[n]o copies of [the Japanese '371 application] and the PCT '947 application were served with the motion pursuant to 37 C.F.R. § 1.637(f)(2) [and][n]o translation of the PCT '947 application was served with the motion pursuant to 37 C.F.R. § 1.637(f)(2).” In reply, Tamai stated that copies of the Japanese language applications, the Japanese '371 application and the PCT '947 application, while not served with the motion, were in the record. Ta-mai also submitted an affidavit attesting that the disclosures of the two foreign language applications were substantially the same. Importantly, with neither the original motion nor the reply did Tamai include an English language translation of the PCT '947 application and an affidavit attesting to the accuracy of the translation.

The Board denied Tamai’s motion for benefit as directed to the PCT '947 application because “Tamai did not supply a *1329 translation of the PCT application.” Nonetheless, the Board examined the Japanese '371 application and determined that the Japanese '371 application “is a constructive reduction to practice of the count.” Accordingly, the Board entered judgment against Stevens.

Despite prevailing in the interference, Tamai requested reconsideration of that part of the Board’s decision denying Ta-mai’s motion for benefit as directed to the PCT '947 application. Tamai’s request argued that the translation of the PCT '947 application was in the record because the '183 application was in the record and “the U.S. Patent and Trademark Office identified and accepted the '183 application as a translation of Tamai’s foreign language PCT application.” According to Tamai, the requirements of Rule 647 that “a translation of the document into English and an affidavit attesting to the accuracy of the translation” be provided, were made inconsequential in light of 37 C.F.R. § 1.639(a). 1 Tamai’s final comment in support of its argument, on the last page of the request for reconsideration, states: “[I]f this request is denied, it is respectfully requested that the Board explain how Tamai is entitled to the benefit of the [Japanese '371 application] without the linking PCT application in the chain of priority.” Tamai’s Req. for Recons, at 7. Stevens opposed Tamai’s motion, arguing, inter alia:

Stevens agrees with Tamai’s apparent position that the Board erred in granting Tamai priority benefit of [the Japanese '371 application] in view of Tamai’s failure to satisfy the requirements for obtaining priority benefit of Tamai’s PCT application. Because Tamai is not entitled to the priority benefit of the PCT application, the Board also should have denied Tamai’s motion for the priority benefit of [the Japanese '371 application],

Stevens’s Opp’n to Tamai’s Req. for Recons. at 9 (citing 35 U.S.C. § 119(a)).

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Bluebook (online)
366 F.3d 1325, Counsel Stack Legal Research, https://law.counselstack.com/opinion/christopher-j-stevens-v-shigeru-tamai-cafc-2004.