16‐748 Christiansen v. Omnicom Group, Inc.
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT _______________
August Term, 2016
(Argued: January 20, 2017 Decided: March 27, 2017)
Docket No. 16‐748 _______________
ANONYMOUS,
Plaintiff,
MATTHEW CHRISTIANSEN,
Plaintiff‐Appellant,
– v. –
OMNICOM GROUP, INCORPORATED, DDB WORLDWIDE COMMUNICATIONS GROUP INCORPORATED, JOE CIANCIOTTO, PETER HEMPEL, AND CHRIS BROWN,
Defendants‐Appellees. _______________
B e f o r e:
ROBERT A. KATZMANN, Chief Judge, DEBRA ANN LIVINGSTON, Circuit Judge, and MARGO K. BRODIE, District Judge.*
Judge Margo K. Brodie, of the United States District Court for the Eastern District of *
New York, sitting by designation. _______________
Plaintiff‐appellant Matthew Christiansen brought this action against his employer under, inter alia, Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000e et seq., alleging that he was subjected to various forms of workplace discrimination due to his failure to conform to gender stereotypes. The United States District Court for the Southern District of New York (Failla, J.) construed Christiansen’s Title VII claim as an impermissible sexual orientation discrimination claim and dismissed it pursuant to Simonton v. Runyon, 232 F.3d 33 (2d Cir. 2000). On appeal, Christiansen argues that we should reconsider our decision in Simonton and hold that Title VII prohibits discrimination on the basis of sexual orientation. This panel lacks the authority to reconsider Simonton, which is binding precedent. However, we hold that Christiansen’s complaint plausibly alleges a gender stereotyping claim cognizable under the Supreme Court’s decision in Price Waterhouse v. Hopkins, 490 U.S. 228 (1989). Therefore, we REVERSE the district court’s dismissal of Christiansen’s Title VII claim and REMAND for further proceedings consistent with this opinion. We AFFIRM the judgment of the district court in all other respects.
KATZMANN, Chief Judge, and BRODIE, District Judge, concur in a separate opinion.
_______________
SUSAN CHANA LASK, Law Offices of Susan Chana Lask, New York, NY, for Plaintiff‐Appellant Matthew Christiansen.
HOWARD J. RUBIN (Shira Franco and Judith Kong, on the brief), Davis & Gilbert LLP, New York, NY, for Defendants‐Appellees Omnicom Group Incorporated, DDB Worldwide Communications Group Incorporated, Peter Hempel, and Chris Brown.
RICK OSTROVE, Leeds Brown Law, P.C., Carle Place, NY, for Defendant‐Appellee Joe Cianciotto.
BARBARA L. SLOAN, Attorney, Equal Employment Opportunity Commission, Office of General Counsel, Washington, D.C. (P. David Lopez, General Counsel; Jennifer S. Goldstein, Associate General Counsel; and Margo Pave, Assistant General Counsel, Equal Employment Opportunity Commission, Office of General Counsel, Washington, D.C., on the brief), for Amicus Curiae Equal Employment Opportunity Commission, in support of Plaintiff‐Appellant.
Lenora M. Lapidus, Gillian L. Thomas, Ria Tabacco Mar, and Leslie Cooper, American Civil Liberties Union Foundation, New York, NY; Erin Beth Harrist, Robert Hodgson and Christopher Dunn, New York Civil Liberties Union Foundation, New York, NY, for Amici Curiae American Civil Liberties Union; New York Civil Liberties Union; 9to5, National Association of Working Women; A Better Balance; American Association of University Women; California Women’s Law Center; Coalition of Labor Union Women; Equal Rights Advocates; Gender Justice; Legal Momentum; Legal Voice; National Association of Women Lawyers; National Partnership for Women and Families; National Women’s Law Center; Southwest Women’s Law Center; Women Employed; Women’s Law Center of Maryland; Women’s Law Project, in support of Plaintiff‐Appellant.
Peter T. Barbur, Cravath, Swaine & Moore LLP, New York, NY, for Amici Curiae 128 Members of Congress, in support of Plaintiff‐ Appellant.
Shannon P. Minter and Christopher F. Stoll, National Center for Lesbian Rights, San Francisco, CA, for Amicus Curiae National Center for Lesbian Rights, in support of Plaintiff‐Appellant.
Michael D.B. Kavey, Brooklyn, NY; Omar Gonzalez‐Pagan, Lambda Legal Defense and Education Fund, Inc., New York, NY; Gregory R. Nevins, Lambda Legal Defense and Education Fund, Inc., Atlanta, GA, for Amicus Curiae Lambda Legal
Defense and Education Fund, Inc., in support of Plaintiff‐ Appellant.
PER CURIAM:
Plaintiff‐appellant Matthew Christiansen sued his employer, supervisor,
and others affiliated with his company (collectively, “defendants”) under the
Americans with Disabilities Act of 1990 (“ADA”), 42 U.S.C. § 12101 et seq., Title
VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000e et seq., and state
and local law alleging that he was discriminated against at his workplace due to,
inter alia, his HIV‐positive status and his failure to conform to gender
stereotypes. The United States District Court for the Southern District of New
York (Failla, J.) dismissed Christiansen’s federal claims pursuant to Federal Rule
of Civil Procedure 12(b)(6) for failure to state a claim and declined to exercise
supplemental jurisdiction over his state and local claims. See Christiansen v.
Omnicom Grp., Inc., 167 F. Supp. 3d 598, 612, 616–18, 622 (S.D.N.Y. 2016). In its
decision, the district court concluded that Simonton v. Runyon, 232 F.3d 33 (2d
Cir. 2000), and Dawson v. Bumble & Bumble, 398 F.3d 211 (2d Cir. 2005), holding
that Title VII does not prohibit discrimination on the basis of sexual orientation,
precluded Christiansen’s Title VII claim. Christiansen, 167 F. Supp. 3d at 618, 622.
Christiansen primarily appeals this aspect of the district court’s decision. 1
I. BACKGROUND
Christiansen, an openly gay man who is HIV‐positive, worked as an
associate creative director and later creative director at DDB Worldwide
Communications Group, Inc., an international advertising agency and subsidiary
of Omnicom Group, Inc. Christiansen’s complaint alleged that his direct
supervisor engaged in a pattern of humiliating harassment targeting his
effeminacy and sexual orientation. According to Christiansen, in the spring and
summer of 2011, his supervisor drew multiple sexually suggestive and explicit
drawings of Christiansen on an office whiteboard. The most graphic of the
images depicted a naked, muscular Christiansen with an erect penis, holding a
manual air pump and accompanied by a text bubble reading, “I’m so pumped
for marriage equality.” J.A. at 16 ¶ 34.C; J.A. at 42. Another depicted Christiansen
in tights and a low‐cut shirt “prancing around.” J.A. at 16 ¶ 34.A; J.A. at 40. A
1 Christiansen also purports to challenge the district court’s dismissal of his ADA claim for failure to comply with the statute of limitations. The district court, however, did not dismiss the ADA claim on this basis and instead concluded that Christiansen did not allege facts constituting discrimination under the ADA. Christiansen, 167 F. Supp. 3d at 613–17. We thus need not consider Christiansen’s statute of limitations argument, and we affirm the district court’s dismissal of Christiansen’s ADA claim.
third depicted Christiansen‘s torso on the body of “a four legged animal with a
tail and penis, urinating and defecating.” J.A. at 16 ¶ 34.B; J.A. at 41. Later in
2011, Christiansen’s supervisor circulated at work and posted to Facebook a
“Muscle Beach Party” poster that depicted various employees’ heads on the
bodies of people in beach attire. J.A. at 13 ¶ 30. Christiansen’s head was attached
to a female body clad in a bikini, lying on the ground with her legs upright in the
air in a manner that one coworker thought depicted Christiansen as “a
submissive sissy.” J.A. at 13 ¶ 30; J.A. at 43.
Christiansen’s supervisor also made remarks about the connection
between effeminacy, sexual orientation, and HIV status. The supervisor allegedly
told other employees that Christiansen “was effeminate and gay so he must have
AID[S].” J.A. at 15 ¶ 30. Additionally, in May 2013, in a meeting of about 20
people, the supervisor allegedly told everyone in the room that he felt sick and
then said to Christiansen, “It feels like I have AIDS. Sorry, you know what that’s
like.” J.A. at 17 ¶ 38. At that time, Christiansen kept private the fact that he was
HIV‐positive.
On October 19, 2014, Christiansen submitted a complaint to the Equal
Employment Opportunity Commission (“EEOC”) detailing the harassment
described above. After receiving a “Notice of Right to Sue” from the EEOC,
Christiansen filed this lawsuit in the United States District Court for the Southern
District of New York on May 4, 2015. Shortly thereafter, defendants moved to
dismiss the complaint. In their motion to dismiss, defendants argued, inter alia,
that Christiansen’s claim under Title VII was a sexual orientation discrimination
claim rather than a gender stereotyping claim and was thus not cognizable under
Simonton v. Runyon, 232 F.3d 33 (2d Cir. 2000), and Dawson v. Bumble & Bumble,
398 F.3d 211 (2d Cir. 2005).
The district court agreed. In its decision, the district court described at
length difficulties in distinguishing sexual orientation discrimination claims from
gender stereotyping claims, specifically noting that negative views people hold
of those with certain sexual orientations may be based on stereotypes about
appropriate romantic associations between men and women. See Christiansen, 167
F. Supp. 3d at 619–20. Having reviewed the decisions of other district courts
addressing this issue in the wake of Simonton and Dawson, the district court
concluded that “no coherent line can be drawn between these two sorts of
claims.” Id. at 620. Nevertheless, the district court recognized that “the prevailing
law in this Circuit—and, indeed, every Circuit to consider the question—is that
such a line must be drawn.” Id. Although the district court considered several
references to effeminacy in the complaint, it concluded that, as a whole,
Christiansen’s complaint did not allege that he was discriminated against
because he did not conform to gender stereotypes, but because he was gay. Id. at
620–22. As a result, the district court held that Christiansen’s claim was a sexual
orientation discrimination claim that was not cognizable under Title VII
pursuant to Simonton and Dawson and dismissed the claim under Rule 12(b)(6).
Id. at 622.
II. DISCUSSION
“We review a District Court’s grant of a motion to dismiss under Rule
12(b)(6) for failure to state a claim de novo, accepting the complaint’s factual
allegations as true and drawing all reasonable inferences in the plaintiff’s favor.”
Carpenters Pension Tr. Fund of St. Louis v. Barclays PLC, 750 F.3d 227, 232 (2d Cir.
2014) (internal quotation marks omitted). “To survive a motion to dismiss, a
complaint must contain sufficient factual matter, accepted as true, to ‘state a
claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). To meet this
standard, a plaintiff must “plead[] factual content that allows the court to draw
the reasonable inference that the defendant is liable for the misconduct alleged.”
Id.
Title VII makes it “an unlawful employment practice for an employer . . .
to fail or refuse to hire or to discharge . . . or otherwise to discriminate against
any individual with respect to his [or her] compensation, terms, conditions, or
privileges of employment, because of such individual’s . . . sex.” 42 U.S.C.
§ 2000e‐2(a)(1). On appeal, Christiansen argues, supported by various amici, that
we should reconsider our decisions in Simonton and Dawson in light of a changed
legal landscape and hold that Title VII’s prohibition of discrimination “because
of . . . sex” encompasses discrimination on the basis of sexual orientation.
Because we are “bound by the decisions of prior panels until such time as they
are overruled either by an en banc panel of our Court or by the Supreme Court,”
United States v. Wilkerson, 361 F.3d 717, 732 (2d Cir. 2004), “it [is] ordinarily . . .
neither appropriate nor possible for [a panel] to reverse an existing Circuit
precedent,” Shipping Corp. of India Ltd. v. Jaldhi Overseas Pte Ltd., 585 F.3d 58, 67
(2d Cir. 2009). We thus lack the power to reconsider Simonton and Dawson.
However, we disagree with the district court’s conclusion that
Christiansen failed to plausibly allege a Title VII claim based on the gender
stereotyping theory of sex discrimination articulated in Price Waterhouse v.
Hopkins, 490 U.S. 228 (1989), which is also binding on this panel. In Price
Waterhouse, the female plaintiff, a senior manager at an accounting firm, was
described as “macho” and “masculine” and informed that “to improve her
chances for partnership, . . . [she] should walk more femininely, talk more
femininely, dress more femininely, wear make‐up, have her hair styled, and
wear jewelry.” 490 U.S. at 231–32, 235 (internal quotation marks omitted). After
her office declined to nominate her for partnership, she sued under Title VII
alleging sex discrimination. Id. at 231–33. Six members of the Supreme Court
held that adverse employment action rooted in “sex stereotyping” or “gender
stereotyping” was actionable sex discrimination. Id. at 250–52 (plurality); see also
id. at 258 (White, J., concurring); id. at 272–73 (O’Connor, J., concurring).
Here, as noted above, Christiansen’s complaint identifies multiple
instances of gender stereotyping discrimination. His complaint alleges that his
supervisor described him as “effeminate” to others in the office, J.A. at 15 ¶ 30,
and depicted him in tights and a low‐cut shirt “prancing around,” J.A. at 16
¶ 34.A; J.A. at 40. The complaint further alleges that the “Muscle Beach Party”
party poster, depicting Christiansen’s head attached to a bikini‐clad female body
lying on the ground with her legs in the air, was seen by at least one coworker as
portraying Christiansen “as a submissive sissy.” J.A. 13 ¶ 30. The district court
acknowledged these facts but concluded that because Christiansen’s complaint
contained fewer allegations about his effeminacy than about his sexual
orientation, the allegations about his effeminacy did not “transform a claim for
discrimination that Plaintiff plainly interpreted—and the facts support—as
stemming from sexual orientation animus into one for sexual stereotyping.”
Christiansen, 167 F. Supp. 3d at 621. The district court also opined that permitting
Christiansen’s Title VII claim to proceed “would obliterate the line the Second
Circuit has drawn, rightly or wrongly, between sexual orientation and sex‐based
claims.” Id. at 622.
The district court’s decision draws attention to some confusion in our
Circuit about the relationship between gender stereotyping and sexual
orientation discrimination claims. Some district courts in this Circuit have
viewed Simonton and Dawson as making it “especially difficult for gay plaintiffs
to bring” gender stereotyping claims. Maroney v. Waterbury Hosp., No. 3:10‐CV‐
1415 (JCH), 2011 WL 1085633, at *2 n.2 (D. Conn. Mar. 18, 2011); see also Estate of
D.B. v. Thousand Islands Cent. Sch. Dist., 169 F. Supp. 3d 320, 332–33 (N.D.N.Y.
2016) (“The critical fact under the circumstances is the actual sexual orientation
of the harassed person.”). Such cases misapprehend the nature of our rulings in
Simonton and Dawson. While Simonton observed that the gender stereotyping
theory articulated in Price Waterhouse “would not bootstrap protection for sexual
orientation into Title VII because not all homosexual men are stereotypically
feminine,” 232 F.3d at 38, it acknowledged that, at a minimum, “stereotypically
feminine” gay men could pursue a gender stereotyping claim under Title VII (and
the same principle would apply to “stereotypically masculine” lesbian women).
Simonton and Dawson do not suggest that a “masculine” woman like the plaintiff
in Price Waterhouse, 490 U.S. at 235, has an actionable Title VII claim unless she is
a lesbian; to the contrary, the sexual orientation of the plaintiff in Price Waterhouse
was of no consequence. In sum, gay, lesbian, and bisexual individuals do not
have less protection under Price Waterhouse against traditional gender stereotype
discrimination than do heterosexual individuals. Simonton and Dawson merely
hold that being gay, lesbian, or bisexual, standing alone, does not constitute
nonconformity with a gender stereotype that can give rise to a cognizable gender
stereotyping claim.
The gender stereotyping allegations in Christiansen’s complaint are
cognizable under Price Waterhouse and our precedents. Christiansen alleges that
he was perceived by his supervisor as effeminate and submissive and that he
was harassed for these reasons. Furthermore, the harassment to which he was
subjected, particularly the “Muscle Beach Party” poster, is alleged to have
specifically invoked these “stereotypically feminine” traits. Simonton, 232 F.3d at
38. The district court commented that much more of the complaint was devoted
to sexual orientation discrimination allegations than gender stereotyping
discrimination allegations2 and that it thus might be difficult for Christiansen to
withstand summary judgment or prove at trial that he was harassed because of
his perceived effeminacy and flouting of gender stereotypes rather than because
of his sexual orientation. Even if that were Christiansen’s burden at summary
judgment or at trial—and we do not hold here that it is—it is not our task at the
2 This highlights an issue that may arise when a plaintiff alleges discrimination under Title VII as well as under state and local laws that do prohibit sexual orientation discrimination. See, e.g., N.Y. Exec. Law § 296(1)(a); N.Y.C. Admin. Code § 8‐107(1)(a). In such a case, one would expect a plaintiff to detail alleged instances of sexual orientation discrimination in violation of state and local law alongside alleged instances of gender stereotyping discrimination in violation of federal law. When evaluating such a complaint, courts should not rely on the mere fact that a complaint alleges sexual orientation discrimination to find that a plaintiff fails to state a separate claim for gender stereotyping discrimination, but should instead independently evaluate the allegations of gender stereotyping.
motion to dismiss stage to weigh the evidence and evaluate the likelihood that
Christiansen would prevail on his Title VII gender stereotyping claim. Instead,
we assess whether he has “state[d] a claim to relief that is plausible on its face.”
Iqbal, 556 U.S. at 678 (quoting Twombly, 550 U.S. at 570). We hold that he has.3
III. CONCLUSION
For the foregoing reasons, we REVERSE the district court’s dismissal of
Christiansen’s Title VII claim and REMAND for further proceedings consistent
with this opinion. We AFFIRM the judgment of the district court in all other
respects.
3 Defendants argue on appeal that Christiansen’s Title VII claim is time‐barred. Christiansen responds that the continuing violation doctrine and equitable estoppel apply to his claims. Because the district court did not reach the time‐bar issue below, we will not decide it here in the first instance. Instead, we leave it to the district court to determine, on remand, whether Christiansen’s claims are time‐barred.
KATZMANN, Chief Judge, and BRODIE, District Judge, concurring:
To ascertain whether Title VII of the Civil Rights Act of 1964 prohibits
sexual orientation discrimination, we begin with the text:
It shall be an unlawful employment practice for an employer . . . to fail or refuse to hire or to discharge . . . or otherwise to discriminate against any individual with respect to his [or her] compensation, terms, conditions, or privileges of employment, because of such individual’s . . . sex . . . .
42 U.S.C. § 2000e‐2(a)(1). Christiansen and amici advance three arguments, none
previously addressed by this Court, that sexual orientation discrimination is,
almost by definition, discrimination “because of . . . sex.” They argue first that
sexual orientation discrimination is discrimination “because of . . . sex” because
gay, lesbian, and bisexual individuals are treated in a way that would be
different “but for” their sex. Second, they argue that sexual orientation
discrimination is discrimination “because of . . . sex” because gay, lesbian, and
bisexual individuals are treated less favorably based on the sex of their
associates. Finally, they argue that sexual orientation discrimination is
discrimination “because of . . . sex” because gay, lesbian, and bisexual
individuals are treated less favorably because they do not conform to gender
stereotypes, particularly stereotypes about the proper roles of men and women
in romantic relationships. I find persuasive these arguments, which reflect the
evolving legal landscape since our Court’s decisions in Simonton v. Runyon, 232
F.3d 33 (2d Cir. 2000), and Dawson v. Bumble & Bumble, 398 F.3d 211 (2d Cir.
2005), holding that sexual orientation discrimination claims are not cognizable
under Title VII. Concluding that it was constrained by the law as it then was, the
Simonton Court expressly decried the “appalling persecution,” 232 F.3d at 35,
that Simonton endured because of his sexual orientation, stating that such
persecution was “morally reprehensible whenever and in whatever context it
occurs.” Id. For the reasons that follow, I write separately to express my view that
when the appropriate occasion presents itself, it would make sense for the Court
to revisit the central legal issue confronted in Simonton and Dawson, especially in
light of the changing legal landscape that has taken shape in the nearly two
decades since Simonton issued.
I. Sexual Orientation Discrimination As Traditional Sex Discrimination
First, sexual orientation discrimination is sex discrimination for the simple
reason that such discrimination treats otherwise similarly‐situated people
differently solely because of their sex. A person is discriminated against “because
of . . . sex” if that person is “exposed to disadvantageous terms or conditions of
employment to which members of the other sex are not exposed.” Oncale v.
Sundowner Offshore Servs., Inc., 523 U.S. 75, 80 (1998) (quoting Harris v. Forklift
Sys., Inc., 510 U.S. 17, 25 (1993) (Ginsburg, J., concurring)). As the Supreme Court
has alternatively explained, an action constitutes sex discrimination under Title
VII if “the evidence shows treatment of a person in a manner which but for that
person’s sex would be different.” City of Los Angeles, Depʹt of Water & Power v.
Manhart, 435 U.S. 702, 711 (1978) (emphasis added) (internal quotation marks
omitted). “Whatever evidentiary route the plaintiff chooses to follow, he or she
must always prove that the conduct at issue was not merely tinged with
offensive sexual connotations, but actually constituted ’discrimina[tion] . . .
because of . . . sex,’” Oncale, 523 U.S. at 81 (emphasis omitted), and Title VII’s
prohibition “must extend to [discrimination] of any kind that meets the statutory
requirements,” id. at 80 (emphasis added).
Sexual orientation discrimination meets this test. As the Equal
Employment Opportunity Commission (“EEOC”) has observed, sexual
orientation “cannot be defined or understood without reference to sex,” Baldwin
v. Foxx, E.E.O.C. Decision No. 0120133080, 2015 WL 4397641, at *5 (July 16, 2015),
because sexual orientation is defined by whether a person is attracted to people
of the same sex or opposite sex (or both, or neither). For this reason, the EEOC
has concluded that “[s]exual orientation discrimination is sex discrimination
because it necessarily entails treating an employee less favorably because of the
employee’s sex.” Id. To illustrate, the EEOC gives an example:
[A]ssume that an employer suspends a lesbian employee for displaying a photo of her female spouse on her desk, but does not suspend a male employee for displaying a photo of his female spouse on his desk. The lesbian employee in that example can allege that her employer took an adverse action against her that the employer would not have taken had she been male. That is a legitimate claim under Title VII that sex was unlawfully taken into account in the adverse employment action. The same result holds true if the person discriminated against is straight. Assume a woman is suspended because she has placed a picture of her husband on her desk but her gay colleague is not suspended after he places a picture of his husband on his desk. The straight female employee could bring a cognizable Title VII claim of disparate treatment because of sex.
Id. (citation omitted). Under this framework, “but for [the employee’s] sex,” the
employee’s treatment would have been different. Manhart, 435 U.S. at 711.
Because this situation “meets the statutory requirements” of Title VII, the statute
“must extend” to prohibit it. Oncale, 523 U.S. at 80.
One could argue in response that a man married to a man is not similarly
situated to a man married to a woman, but is instead similarly situated to a
woman married to a woman. In other words, one might contend that, for
comparative purposes, a gay man is not married to a man; he is married to
someone of the same sex, and it is other people married (or otherwise attracted)
to the same sex who are similarly situated for the purpose of Title VII. In my
view, this counterargument, which attempts to define “similarly situated” at a
different level of generality, fails to demonstrate that sexual orientation
discrimination is not “but for” sex discrimination. The Supreme Court rejected
an analogous argument on interracial marriage—“that members of each race
[were] punished to the same degree”—in Loving v. Virginia and held that treating
all members of interracial relationships the same, but less favorably than
members of intraracial relationships, was a race‐based classification violating the
Equal Protection Clause. See 388 U.S. 1, 7–8 (1967). The same logic suggests that it
is sex discrimination to treat all individuals in same‐sex relationships the same,
but less favorably than individuals in opposite‐sex relationships. Similarly,
Manhart tells us that sex discrimination is treating someone “in a manner which
but for that person’s sex would be different,” 435 U.S. at 711 (emphasis added)
(internal quotation marks omitted), suggesting that when evaluating a
comparator for a gay, lesbian, or bisexual plaintiff, we must hold every fact
except the sex of the plaintiff constant—changing the sex of both the plaintiff and
his or her partner would no longer be a “but‐for‐the‐sex‐of‐the‐plaintiff” test.
Thus in my view, if gay, lesbian, or bisexual plaintiffs can show that “but
for” their sex, Manhart, 435 U.S. at 711, they would not have been discriminated
against for being attracted to men (or being attracted to women), they have made
out a cognizable sex discrimination claim. In such a case, then, traditional sex
discrimination would encompass discrimination on the basis of sexual
orientation. Neither Simonton nor Dawson addressed this argument.
II. Sexual Orientation Discrimination As Associational Sex Discrimination
Next, sexual orientation discrimination is discrimination “because of . . .
sex” because it treats people differently due to the sex of their associates. The
associational discrimination theory, which we articulated with respect to racial
discrimination eight years after our decision in Simonton, provides that “an
employer may violate Title VII if it takes action against an employee because of
the employee’s association with a person of another race.” Holcomb v. Iona Coll.,
521 F.3d 130, 138 (2d Cir. 2008). As we explained, “[t]he reason [for this holding]
is simple: where an employee is subjected to adverse action because an employer
disapproves of interracial association, the employee suffers discrimination
because of the employee’s own race” in relation to the race of his or her associate.
Id. at 139 (emphasis in original).
As the Supreme Court has observed, Title VII “on its face treats each of the
enumerated categories exactly the same,”1 and for that reason “the principles . . .
announce[d]” with respect to sex discrimination “apply with equal force to
discrimination based on race, religion, or national origin,” and vice versa. Price
Waterhouse v. Hopkins, 490 U.S. 228, 243 n.9 (1989). Thus, the associational theory
of race discrimination applies also to sex discrimination. Putting aside romantic
associations, this principle is not controversial. If a white employee fired or
subjected to a hostile work environment after friendly association with black
coworkers has a claim under Title VII, see Drake v. Minnesota Min. & Mfg. Co., 134
F.3d 878, 881, 883‐84 (7th Cir. 1998) (finding no categorical bar to the application
of the associational theory of race discrimination to interracial friendships), then
a female employee fired or subjected to a hostile work environment after friendly
1 The only exception, not relevant here, is for a “bona fide occupational qualification” (“BFOQ”), which is a justification for some differential treatment based on religion, sex, or national origin but not based on race. See 42 U.S.C. § 2000e‐2(e); see also Price Waterhouse v. Hopkins, 490 U.S. 228, 242 (1989).
association with male coworkers should have a claim under Title VII. Once we
accept this premise, it makes little sense to carve out same‐sex relationships as an
association to which these protections do not apply, particularly where, in the
constitutional context, the Supreme Court has held that same‐sex couples cannot
be “lock[ed] . . . out of a central institution of the Nation’s society.” Obergefell v.
Hodges, 135 S. Ct. 2584, 2602 (2015); see also United States v. Windsor, 133 S. Ct.
2675, 2693‐94 (2013) (explaining that differentiation between opposite‐sex and
same‐sex couples in the Defense of Marriage Act “demeans the couple, whose
moral and sexual choices the Constitution protects, and whose relationship the
State has sought to dignify” (citation omitted)). In sum, if it is race discrimination
to discriminate against interracial couples, it is sex discrimination to discriminate
against same‐sex couples.
Therefore, I conclude that if gay, lesbian, or bisexual plaintiffs can show
that they would not have been discriminated against but for the sex of their
associates, they have made out a cognizable sex discrimination claim. In such a
case, the associational theory of sex discrimination would encompass
discrimination on the basis of sexual orientation. Because Simonton and Dawson
were decided before Holcomb, we have had no opportunity to address the
associational theory of sex discrimination as applied to sexual orientation
discrimination.
III. Sexual Orientation Discrimination As Gender Stereotyping
Finally, sexual orientation discrimination is discrimination “because of . . .
sex” because such discrimination is inherently rooted in gender stereotypes. In
Back v. Hastings On Hudson Union Free Sch. Dist., 365 F.3d 107 (2d Cir. 2004), we
considered “a crucial question: What constitutes a gender‐based stereotype?” Id.
at 119‐20. While we did not definitively answer that question, we invoked the
Seventh Circuit’s observation that whether there has been improper “reliance
upon stereotypical notions about how men and women should appear and
behave” can sometimes be resolved by “consider[ing] . . . whether [the plaintiff’s]
gender would have been questioned for [engaging in the relevant activity] if he
were a woman rather than a man.” Id. at 120 n.10 (quoting Doe ex rel. Doe v. City
of Belleville, Ill., 119 F.3d 563, 581–82 (7th Cir. 1997), vacated on other grounds by 523
U.S. 1001 (1998) (remanding the case in light of Oncale v. Sundowner Offshore
Servs., Inc., 523 U.S. 75 (1998))).
Relying on common sense and intuition rather than any “special training,”
see Back, 365 F.3d at 120 (quoting Price Waterhouse, 490 U.S. at 256), courts have
explained that sexual orientation discrimination “is often, if not always,
motivated by a desire to enforce heterosexually defined gender norms. In fact,
stereotypes about homosexuality are directly related to our stereotypes about the
proper roles of men and women. . . . The gender stereotype at work here is that
‘real’ men should date women, and not other men,” Centola v. Potter, 183 F. Supp.
2d 403, 410 (D. Mass. 2002); see also Boutillier v. Hartford Pub. Sch., No. 3:13‐CV‐
01303‐WWE, 2016 WL 6818348 (D. Conn. Nov. 17, 2016) (“[H]omosexuality is the
ultimate gender non‐conformity, the prototypical sex stereotyping animus.”).
Indeed, we recognized as much in Dawson when we observed that
“[s]tereotypical notions about how men and women should behave will often
necessarily blur into ideas about heterosexuality and homosexuality.”398 F.3d at
218 (alteration in original) (internal quotation marks omitted). Having conceded
this, it is logically untenable for us to insist that this particular gender stereotype
is outside of the gender stereotype discrimination prohibition articulated in Price
Waterhouse.
Numerous district courts throughout the country have also found this
approach to gender stereotype claims unworkable. See, e.g., Videckis v. Pepperdine
Univ., 150 F. Supp. 3d 1151, 1159 (C.D. Cal. 2015) (collecting cases) (“Simply put,
the line between sex discrimination and sexual orientation discrimination is
‘difficult to draw’ because that line does not exist, save as a lingering and faulty
judicial construct.”). The binary distinction that Simonton and Dawson establish
between permissible gender stereotype discrimination claims and impermissible
sexual orientation discrimination claims requires the factfinder, when evaluating
adverse employment action taken against an effeminate gay man, to decide
whether his perceived effeminacy or his sexual orientation was the true cause of
his disparate treatment. See Fabian v. Hosp. of Cent. Connecticut, 172 F. Supp. 3d
509, 524 n.8 (D. Conn. 2016). This is likely to be an exceptionally difficult task in
light of the degree to which sexual orientation is commingled in the minds of
many with particular traits associated with gender. More fundamentally, carving
out gender stereotypes related to sexual orientation ignores the fact that negative
views of sexual orientation are often, if not always, rooted in the idea that men
should be exclusively attracted to women and women should be exclusively
attracted to men—as clear a gender stereotype as any.
Thus, in my view, if gay, lesbian, or bisexual plaintiffs can show that they
were discriminated against for failing to comply with some gender stereotype,
including the stereotype that men should be exclusively attracted to women and
women should be exclusively attracted to men, they have made out a cognizable
sex discrimination claim. In such a case, the gender stereotype theory of
discrimination would encompass discrimination on the basis of sexual
orientation. In neither Simonton nor Dawson did we consider this articulation of
the gender stereotype at play in sexual orientation discrimination.
IV. Congressional Inaction
Our decision in Simonton was understandably influenced by “Congress’s
refusal to expand the reach of Title VII” in the wake of “consistent judicial
decisions refusing to interpret ‘sex’ to include sexual orientation,” which we
viewed as “strong evidence of congressional intent.” 232 F.3d at 35. The Supreme
Court has indicated, however, that:
[S]ubsequent legislative history is a hazardous basis for inferring the intent of an earlier Congress. It is a particularly dangerous ground on which to rest an interpretation of a prior statute when it concerns . . . a proposal that does not become law. Congressional inaction lacks persuasive significance because several equally tenable inferences may be drawn from such inaction, including the inference that the existing legislation already incorporated the offered change.
Pension Ben. Guar. Corp. v. LTV Corp., 496 U.S. 633, 650 (1990) (internal citations
and quotation marks omitted).
As several amici point out, there are idiosyncratic reasons that many bills
do not become law, and those reasons may be wholly unrelated to the particular
provision of a bill that a court is assessing. In light of the force of the arguments
as to why discrimination “because of . . . sex” encompasses sexual orientation
discrimination and Oncale’s admonition that “it is ultimately the provisions of
our laws . . . by which we are governed,” 523 U.S. at 79, we should not rely on
the “hazardous basis” of subsequent congressional inaction, LTV Corp., 496 U.S.
at 650, to exclude sexual orientation discrimination from Title VII’s coverage.
V. Conclusion
When Simonton was decided, this Court reached the same conclusion as
every other circuit court that had considered the issue: that discrimination
“because of . . . sex” did not encompass discrimination on the basis of sexual
orientation, a view then shared by the EEOC. But in the years since, the legal
landscape has substantially changed, with the Supreme Court’s decisions in
Lawrence v. Texas, 539 U.S. 558 (2003), and Obergefell v. Hodges, 135 S. Ct. 2584
(2015), affording greater legal protection to gay, lesbian, and bisexual
individuals. During the same period, societal understanding of same‐sex
relationships has evolved considerably.
There is no doubt that sexual orientation discrimination “was assuredly
not the principal evil Congress was concerned with when it enacted Title VII.”
Oncale, 523 U.S. at 79. However, “statutory prohibitions often go beyond the
principal evil to cover reasonably comparable evils, and it is ultimately the
provisions of our laws . . . by which we are governed.” Id. Title VII prohibits all
“discriminat[ion] . . . because of . . . sex” and its protections “must extend to
[discrimination] of any kind that meets the statutory requirements.” Id. at 80
(emphasis added). Despite recent congressional inaction in the face of judicial
decisions excluding sexual orientation discrimination from Title VII’s coverage,
there is “no justification in the statutory language . . . for a categorical rule
excluding” such claims so long as a plaintiff can demonstrate that he or she was
discriminated against “because of . . . sex.” Id.
Taking a fresh look at existing cases, the EEOC and other advocates have
articulated three ways that gay, lesbian, or bisexual plaintiffs could make this
showing. First, plaintiffs could demonstrate that if they had engaged in identical
conduct but been of the opposite sex, they would not have been discriminated
against. Second, plaintiffs could demonstrate that they were discriminated
against due to the sex of their associates. Finally, plaintiffs could demonstrate
that they were discriminated against because they do not conform to some
gender stereotype, including the stereotype that men should be exclusively
attracted to women and women should be exclusively attracted to men. Neither
Simonton nor Dawson had occasion to consider these worthy approaches. I
respectfully think that in the context of an appropriate case our Court should
consider reexamining the holding that sexual orientation discrimination claims
are not cognizable under Title VII. Other federal courts are also grappling with
this question, and it well may be that the Supreme Court will ultimately address
it.