Christiansen v. Missouri State Board of Accountancy

764 S.W.2d 952, 1988 Mo. App. LEXIS 1689, 1988 WL 129491
CourtMissouri Court of Appeals
DecidedDecember 6, 1988
DocketNo. WD 40776
StatusPublished
Cited by5 cases

This text of 764 S.W.2d 952 (Christiansen v. Missouri State Board of Accountancy) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Christiansen v. Missouri State Board of Accountancy, 764 S.W.2d 952, 1988 Mo. App. LEXIS 1689, 1988 WL 129491 (Mo. Ct. App. 1988).

Opinion

MANFORD, Judge.

This is a direct appeal from a circuit court judgment which affirmed a prior decision of the Missouri Board of Accountancy revoking appellant’s Certified Public Accountant Certificate. The judgment is reversed and the cause remanded with instructions.

Appellant presents three points, all of which attack the judgment of the circuit court in affirming the decision of respondent Board because (1) counsel for appellant was incompetent; (2) the decision of the Board and the judgment of the circuit court were erroneously based on a previous judgment and both the Board and circuit court held said judgment was entitled to preclusive effect; and (3) the Board’s decision was not based upon competent and substantial evidence.

Due to the disposition of this matter, only a brief summary of the pertinent facts is necessary. Respondent, Missouri State Board of Accountancy (hereinafter the Board) filed a complaint against appellant seeking revocation of appellant’s certificate as a Certified Public Accountant. The scope of these proceedings is quite wide and includes a separate civil suit captioned, “DeBlase v. Christiansen”, CV79-1699, filed in the 16th Judicial Circuit. In addition, this court has another matter on appeal styled, “Christiansen v. Missouri State Board of Accountancy ”, 764 S.W.2d 943 (Mo.App.1988), the opinion of which is not only dispositive of these proceedings, but is issued concurrently with the opinion herein.

For purposes herein, it suffices to state that appellant was given a hearing before the Administrative Hearing Commission. In addition, the matter was reviewed by the circuit court, which affirmed the decision to revoke his certificate as a Certified Public Accountant. Appellant challenges that decision in the present case.

In this court’s opinion of Christian-sen v. Missouri State Board of Accountancy, 764 S.W.2d 943, issued concurrently with this opinion, this court ruled that appellant was entitled to certain information pertaining to proceedings against him [954]*954and this court ordered the Board to make available to him that information.

This court is asked to overlook the denial of the sought-after information on the Board’s claim that there is competent and substantial evidence to support the Board’s decision in spite of anything which appellant might ascertain from the sought-after information. Such a suggestion misses the point. This court, in the concurrent opinion, has attempted to emphasize the importance of a fundamental right of appellant during such proceedings. Again, this court points out that it was the right of appellant to have access to all of the requested investigative material pertaining to his proceedings. It is that right, and not the substance of the material, that is in question. That is the issue and it has been disposed of in the concurrent case.

There is no need to dwell upon the remainder of the proceedings which serve as the basis of the present case, because if the disciplinary proceeding against appellant is to continue, it will have to start anew; this time hopefully with due regard for appellant’s rights to the sought-after information and certainly with far greater diligence by appellant during the process than that which has been displayed heretofore.

In light of the possibility or probability that subsequent disciplinary proceedings will be initiated, this court finds it necessary to address two of appellant’s points herein.

As to the matter of incompetency of counsel, this court notes that appellant has had more than one personally retained attorney. This court is not apprised as to why this occurred, nor is it of any importance herein. The fact remains that appellant selected and retained these attorneys.

There appears to be no civil case directly involving the question of incompetency or ineffectiveness of counsel. Indeed, the issue is one raised almost daily in criminal proceedings. The Board has .directed this court’s attention to the case of Watson v. Moss, 619 F.2d 775, 776 (8th Cir.1980), wherein it was ruled:

Initially, there is a substantial difference between the constitutional right of an accused in a criminal proceeding, and those of a plaintiff in a civil action. The stringent standards of appointment and effective assistance of counsel mandated by the Sixth Amendment and the Fed.R. Crim.P. 44 do not apply to civil proceedings. (citations omitted).
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There is no constitutional or statutory right for an indigent to have counsel appointed in a civil case, (citations omitted). It of course follows there is no constitutional or statutory right to effective assistance of counsel in a civil case.

This court finds the language in Watson very persuasive and rules that party litigants to civil proceedings have no constitutional or statutory right to the appointment of counsel. Further, civil litigants who claim counsel was incompetent or ineffective have no claim of right to a new trial or other relief from the court on that basis and are left to seek redress against such counsel for malpractice.

Appellant has challenged that portion of the decision which held:

We agree with Petitioner that this finding of the Jackson County Circuit Court is entitled to preclusive effect on the issue of the professional relationship between Respondent and his client.

This court is advised that within these proceedings, appellant attempted to litigate particular matters relative to and included within the separate civil action, but was precluded from doing so by both the Board and the circuit court.

What occurred is summarized as follows: DeBlase sued appellant in circuit court. That court entered a judgment that included a finding that appellant had breached a fiduciary duty to DeBlase and held certain shares of stock in constructive trust for DeBlase. The court ordered appellant to sell the stock to DeBlase for a specified amount. From that judgment, both DeB-lase and appellant appealed. While the appeals were pending, DeBlase and appellant settled the matter with DeBlase paying to appellant the sum of $97,662.50, which for some undisclosed reason was $20,000.00 [955]*955more than DeBlase was ordered to pay pursuant to the prior circuit court judgment. With the settlement, each side agreed to dismiss their respective appeals.

Simply put, the contention between the parties is as follows: Appellant charges that the settlement of the prior civil action does not preclude him from litigating issues involved in that civil action in his disciplinary proceedings. The Board asserts that the circuit court judgment is preclusive and the doctrine of collateral estoppel applies, thus, preventing appellant from litigating any issue relative to or included within the prior civil action.

There appears to be no decision in our state directly involving this issue.

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136 S.W.3d 574 (Missouri Court of Appeals, 2004)
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851 S.W.2d 15 (Missouri Court of Appeals, 1993)
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798 S.W.2d 472 (Missouri Court of Appeals, 1990)
Christiansen v. Missouri State Board of Accountancy
764 S.W.2d 943 (Missouri Court of Appeals, 1988)

Cite This Page — Counsel Stack

Bluebook (online)
764 S.W.2d 952, 1988 Mo. App. LEXIS 1689, 1988 WL 129491, Counsel Stack Legal Research, https://law.counselstack.com/opinion/christiansen-v-missouri-state-board-of-accountancy-moctapp-1988.